| JP Morgan Chase | mortgage abuses | 2015 | MA-AG | $675,000 |
| JPMorgan Chase | investor protection violation | 2015 | MULTI-AG | $150,000,000 |
| JPMorgan Chase | consumer protection violation | 2015 | CA-AG | $50,000,000 |
| JPMorgan Chase Bank | mortgage abuses | 2015 | MD-AG | $400,000 |
| El Paso Electric Company | utility service violation | 2015 | TX-PUC | $6,000 |
| J.P. Morgan Securities LLC | consumer protection violation | 2015 | private lawsuit-federal | $10,571,428 |
| JPMorgan Chase & Co. | consumer protection violation | 2015 | private lawsuit-federal | $388,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2015 | private lawsuit-federal | $280,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2015 | private lawsuit-federal | $505,000,000 |
| Washington Mutual | consumer protection violation | 2015 | private lawsuit-federal | $10,000,000 |
| EL PASO ELECTRIC COMPANY | workplace safety or health violation | 2015 | OSHA | $7,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2014 | OCC | $350,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2014 | OCC | $350,000,000 |
| J.P. Morgan Chase Bank, N.A. | anti-money-laundering deficiencies | 2014 | FINCEN | $461,000,000 |
| JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
| JPMorgan Chase Bank | price-fixing or anti-competitive practices | 2014 | CFTC | $310,000,000 |
| JPMorgan Securities | data submission deficiencies | 2014 | CFTC | $650,000 |
| JPMorgan Chase Bank | anti-money-laundering deficiencies | 2014 | USAO | $1,700,000,000 |
| J.P. Morgan Securities | investor protection violation | 2014 | SEC | $54,000 |
| JPMorgan Chase | employment discrimination | 2014 | EEOC | $1,450,000 |
| JPMorgan Chase | wage and hour violation | 2014 | private lawsuit-federal | $16,000,000 |
| J.P. Morgan Securities | investor protection violation | 2014 | DE-AG | $51,400 |
| J.P. Morgan Securities, LLC | investor protection violation | 2014 | NJ-AG | $50,460 |
| JP Morgan Chase | consumer protection violation | 2014 | HI-AG | $2,825,000 |
| JPMorgan Chase and Co. | price-fixing or anti-competitive practices | 2014 | WV-AG | $400,000 |
| J.P. Morgan Securities, LLC | investor protection violation | 2014 | AK-DBS | $51,120 |
| J.P. Morgan Securities LLC | investor protection violation | 2014 | CT-SEC | $53,800 |
| J.P. Morgan Securities | investor protection violation | 2014 | MULTI-FIN | $2,800,000 |
| JP Morgan Securities LLC | investor protection violation | 2014 | FINRA | $5,000,000 |
| El Paso Electric Company | utility service violation | 2014 | TX-PUC | $9,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2014 | private lawsuit-federal | $218,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2014 | private lawsuit-federal | $300,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2014 | private lawsuit-federal | $18,300,000 |
| JPMorgan Chase Bank | consumer protection violation | 2014 | private lawsuit-federal | $22,125,000 |
| Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A. | consumer protection violation | 2013 | CFPB | $329,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2013 | OCC | $60,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2013 | OCC | $300,000,000 |
| JPMorgan Chase | banking violation | 2013 | OCC | $1,958,450,341 |
| JPMORGAN CHASE & CO. | banking violation | 2013 | FED | $200,000,000 |
| JPMorgan Chase | toxic securities abuses | 2013 | DOJ | $13,000,000,000 |
| JPMorgan & Co. | accounting fraud or deficiencies | 2013 | SEC | $200,000,000 |
| JPMorgan Chase | investor protection violation | 2013 | CFTC | $100,000,000 |
| JP Morgan Ventures Energy Corporation | price-fixing or anti-competitive practices | 2013 | FERC | $410,000,000 |
| JPMorgan Chase | wage and hour violation | 2013 | private lawsuit-federal | $770,000 |
| Affinion | consumer protection violation | 2013 | MULTI-AG | $30,000,000 |
| J.P. Morgan Chase & Co. | toxic securities abuses | 2013 | CA-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $298,973,000 |
| JPMorgan Chase | toxic securities abuses | 2013 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000 |
| JPMorgan Chase & Co. | consumer protection violation | 2013 | WV-AG | $1,950,000 |
| JPMorgan Chase Bank | wage and hour violation | 2013 | CA-LCO | $9,111 |
| JPMorgan Chase & Co., and EMC Mortgage Corporation | banking violation | 2012 | FED | $275,000,000 |
| JPMorgan Chase & Co. | mortgage abuses | 2012 | DOJ | $5,333,600,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2012 | SEC | $296,900,000 |
| JPMorgan Chase Bank | investor protection violation | 2012 | CFTC | $600,000 |
| JPMorgan Chase Bank | accounting fraud or deficiencies | 2012 | CFTC | $20,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2012 | CFTC | $140,000 |
| First Republic Bank | wage and hour violation | 2012 | WHD | $1,009,644 |
| El Paso Electric Company | labor relations violation | 2012 | NLRB | $79,692 |
| JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $1,195,000 |
| JPMorgan Chase | wage and hour violation | 2012 | private lawsuit-federal | $9,000,000 |
| JPMorgan Chase Bank, N.A. | benefit plan administrator violation | 2012 | private lawsuit-federal | $150,000,000 |
| Bear Stearns Companies, Inc. | benefit plan administrator violation | 2012 | private lawsuit-federal | $10,000,000 |
| Bear Stearns | investor protection violation | 2012 | MI-AG | $275,000,000 |
| JPMorgan Chase | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661 |
| JP Morgan | investor protection violation | 2012 | FINRA | $623,376 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2012 | private lawsuit-federal | $42,600,000 |
| Chase Bank NA | consumer protection violation | 2012 | private lawsuit-federal | $100,000,000 |
| Chase Home Finance LLC | consumer protection violation | 2012 | private lawsuit-federal | $56,000,000 |
| JPMorgan Chase | consumer protection violation | 2012 | private lawsuit-federal | $2,463,000 |
| JPMorgan Chase Bank | consumer protection violation | 2012 | private lawsuit-federal | $110,000,000 |
| Washington Mutual | consumer protection violation | 2012 | private lawsuit-federal | $4,000,000 |
| JPMorgan Chase & Co. | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $228,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2011 | OCC | $35,000,000 |
| JPMorgan Chase Bank, National Association | banking violation | 2011 | OCC | $2,000,000 |
| J.P. Morgan Securities LLC | toxic securities abuses | 2011 | SEC | $153,600,000 |
| JPMorgan Chase Bank | economic sanction violation | 2011 | OFAC | $88,300,000 |
| Washington Mutual Bank | wage and hour violation | 2011 | private lawsuit-federal | $463,000 |
| JPMorgan Chase | wage and hour violation | 2011 | private lawsuit-federal | $42,000,000 |
| JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000 |
| JP Morgan Chase | environmental violation | 2011 | TX-ENV | $6,555 |
| Chase Investment Services Corporation | investor protection violation | 2011 | FINRA | $3,600,000 |
| El Paso Electric Company | utility service violation | 2011 | TX-PUC | $18,000 |
| El Paso Electric Company | utility service violation | 2011 | TX-PUC | $18,000 |
| El Paso Electric Company | utility service violation | 2011 | TX-PUC | $27,000 |
| Chase Bank USA, N.A. | consumer protection violation | 2011 | private lawsuit-federal | $7,800,000 |
| Chase Bank USA, N.A. | consumer protection violation | 2011 | private lawsuit-federal | $4,900,000 |
| Washington Mutual | consumer protection violation | 2011 | private lawsuit-federal | $8,736,000 |
| EL PASO ELECTRIC COMPANY | workplace safety or health violation | 2011 | OSHA | $18,300 |
| JP Morgan Chase Bank, NA | export control violation | 2010 | BIS | $19,125 |
| Bear Stearns | wage and hour violation | 2010 | private lawsuit-federal | $675,000 |
| JPMorgan Chase | wage and hour violation | 2010 | private lawsuit-federal | $2,492,729 |
| J.P. Morgan Chase Retirement Plan | benefit plan administrator violation | 2010 | private lawsuit-federal | $604,957 |
| Washington Mutual Inc. | benefit plan administrator violation | 2010 | private lawsuit-federal | $49,000,000 |
| Washington Mutual Pension Plan | benefit plan administrator violation | 2010 | private lawsuit-federal | $20,000,000 |
| Affinion Group, Inc. | consumer protection violation | 2010 | NY-AG | $8,000,000 |
| J.P. Morgan Securities LLC | investor protection violation | 2010 | FL-AG | $25,000,000 |
| JPMorgan Chase & Co. | investor protection violation | 2010 | NJ-AG | $1,149,028 |
| J.P. Morgan Chase | discriminatory practices (non-employment) | 2010 | private lawsuit-federal | $1,950,000 |
| El Paso Electric Company | utility administrative violation | 2010 | NM-PRC | $5,000 |
| El Paso Electric Company | utility service violation | 2010 | TX-PUC | $38,000 |
| El Paso Electric Company | utility service violation | 2010 | TX-PUC | $50,000 |
| Chase Bank | wage and hour violation | 2010 | MI-LEO | $15,000 |
