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Violation Tracker Current Parent Company Summary
Current Parent Company Name: PNC Financial Services
Ownership Structure: publicly traded (ticker symbol PNC)
Headquartered in: Pennsylvania
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000: $709,562,548
Number of records: 54
Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
financial offenses | $401,006,191 | 23 |
consumer-protection-related offenses | $182,087,700 | 12 |
employment-related offenses | $105,268,657 | 16 |
government-contracting-related offenses | $21,200,000 | 3 |
Top 5 Primary Offense Types | Penalty Total | Number of Records |
banking violation | $235,509,773 | 9 |
consumer protection violation | $171,817,700 | 7 |
accounting fraud or deficiencies | $115,000,000 | 1 |
wage and hour violation | $62,154,977 | 12 |
benefit plan administrator violation | $43,000,000 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
Company | Primary Offense Type | Year | Agency | Penalty Amount |
PNC Bank | privacy violation | 2002 | KY-AG | $5,000 |
PNC ICLC Corp. | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
National City Bank | economic sanction violation | 2003 | OFAC | $5,500 |
National City Bank | banking violation | 2003 | OCC | $56,800 |
Riggs Bank National Association | anti-money-laundering deficiencies | 2004 | OCC | $25,000,000 |
National City Mortgage, Co. | wage and hour violation | 2004 | WHD | $6,150 |
PNC Bank | economic sanction violation | 2005 | OFAC | $8,200 |
Compass Bank | wage and hour violation | 2005 | WHD | $810,122 |
Compass Bank | wage and hour violation | 2005 | WHD | $5,105 |
Riggs Bank | anti-money-laundering deficiencies | 2005 | USAO | $16,000,000 |
PNC Bank | labor relations violation | 2006 | NLRB | $40,000 |
National City Commercial Capital Corporation | consumer protection violation | 2006 | NY-AG | $817,700 |
Compass Bank | discriminatory practices (non-employment) | 2007 | DOJ_RIGHTS | $1,750,000 |
National City Mortgage Co. | wage and hour violation | 2007 | CA-LCO | $76,000 |
National City Mortgage Inc. | False Claims Act and related | 2008 | DOJ_CIVIL | $4,600,000 |
National City Corporation d/b/a National City Bank | labor relations violation | 2008 | NLRB | $49,597 |
National City Mortgage | wage and hour violation | 2008 | private lawsuit-federal | $27,500,000 |
National City Commercial Capital Company LLC | consumer protection violation | 2008 | MULTI-AG | $7,200,000 |
Compass Bank | banking violation | 2009 | FED | $70,625 |
National City Bank | banking violation | 2009 | OCC | $34,265 |
National City Corporation | labor relations violation | 2009 | NLRB | $24,083 |
PNC Investments | investor protection violation | 2009 | FINRA | $250,000 |
National City Corp. | benefit plan administrator violation | 2010 | private lawsuit-federal | $43,000,000 |
Compass Bank | economic sanction violation | 2010 | OFAC | $607,500 |
PNC Investments LLC | investor protection violation | 2010 | DE-SEC | $250,000 |
National City Bank and its successor PNC Bank | banking violation | 2013 | CFPB | $35,000,000 |
PNC Bank N.A. | banking violation | 2013 | OCC | $180,526,382 |
PNC Bank N.A | False Claims Act and related | 2013 | DOJ_CIVIL | $7,100,000 |
PNC Mortgage | discriminatory practices (non-employment) | 2013 | HUD | $15,000 |
Compass Bank | economic sanction violation | 2013 | OFAC | $19,125 |
PNC Bank N.A. | consumer protection violation | 2013 | private lawsuit-federal | $90,000,000 |
PNC Bank, National Association | banking violation | 2014 | OCC | $2,000,000 |
PNC Bank | wage and hour violation | 2014 | private lawsuit-federal | $7,000,000 |
PNC Capital Markets LLC | investor protection violation | 2015 | SEC | $500,000 |
Compass Bank | wage and hour violation | 2015 | private lawsuit-federal | $500,000 |
PNC Bank N.A. | False Claims Act and related | 2016 | USAO | $9,500,000 |
PNC Financial Services | wage and hour violation | 2016 | private lawsuit-federal | $6,000,000 |
PNC Bank | wage and hour violation | 2016 | private lawsuit-federal | $1,500,000 |
PNC Capital Markets LLC | investor protection violation | 2016 | FINRA | $50,000 |
PNC Bank N.A. | consumer protection violation | 2016 | private lawsuit-federal | $24,000,000 |
PNC Bank N.A. | consumer protection violation | 2016 | private lawsuit-federal | $32,300,000 |
PNC Bank | wage and hour violation | 2017 | private lawsuit-federal | $16,000,000 |
PNC Financial Services Group | mortgage abuses | 2018 | FED | $3,500,000 |
PNC Investments LLC | investor protection violation | 2018 | SEC | $7,307,770 |
PNC Bank, National Association | banking violation | 2018 | OCC | $207,245 |
PNC Bank, National Association | banking violation | 2018 | OCC | $15,000,000 |
PNC Bank, National Association | investor protection violation | 2019 | CFTC | $300,000 |
PNC Financial Services Group, Inc. | wage and hour violation | 2020 | private lawsuit-federal | $2,750,000 |
PNC Bank, NA | mortgage abuses | 2020 | DOJ_UTP | $5,000,000 |
PNC Bank N.A. | consumer protection violation | 2020 | private lawsuit-federal | $7,500,000 |
PNC Bank, National Association | banking violation | 2022 | OCC | $2,614,456 |
PNC Capital Markets LLC | investor protection violation | 2022 | SEC | $198,323 |
PNC Merchant Services Company, L.P. | consumer protection violation | 2022 | private lawsuit-federal | $10,000,000 |
PNC BANK N A | wage and hour violation | 2022 | IL-DOL | $7,600 |