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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Regions Financial
Ownership Structure: publicly traded (ticker symbol RF)
Headquartered in: Alabama
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000: $392,078,595
Number of records: 19
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| consumer-protection-related offenses | $198,500,000 | 2 |
| financial offenses | $77,935,001 | 10 |
| government-contracting-related offenses | $52,400,000 | 1 |
| competition-related offenses | $40,000,000 | 1 |
| employment-related offenses | $23,222,844 | 4 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| consumer protection violation | $198,500,000 | 2 |
| banking violation | $54,085,000 | 4 |
| False Claims Act and related | $52,400,000 | 1 |
| fraud | $40,000,000 | 1 |
| benefit plan administrator violation | $22,500,000 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency  | Penalty Amount |
| Regions Financial | wage and hour violation | 2017 | private lawsuit-federal | $620,634 |
| Regions Financial Corp. | benefit plan administrator violation | 2014 | private lawsuit-federal | $22,500,000 |
| Regions Bank | banking violation | 2014 | AL-SBD | $5,000,000 |
| Regions Bank | consumer protection violation | 2015 | CFPB | $7,500,000 |
| Regions Bank | consumer protection violation | 2022 | CFPB | $191,000,000 |
| Regions Bank | False Claims Act and related | 2016 | DOJ_CIVIL | $52,400,000 |
| Regions Financial Corporation | employment discrimination | 2013 | EEOC | $95,000 |
| Regions Bank | banking violation | 2014 | FED | $46,000,000 |
| Regions Bank | banking violation | 2009 | FED | $135,000 |
| Regions Bank | banking violation | 2023 | FED | $2,950,000 |
| AmSouth | anti-money-laundering deficiencies | 2004 | FINCEN | $10,000,000 |
| AmSouth Investment Services, Inc. | investor protection violation | 2004 | MS-SEC | $225,000 |
| AmSouth Investment Services Inc. | investor protection violation | 2004 | MULTI-FIN | $225,000 |
| Regions Bank | investor protection violation | 2010 | SEC | $1,000,001 |
| Regions Bank | investor protection violation | 2009 | SEC | $1,000,000 |
| AmSouth Bank | investor protection violation | 2008 | SEC | $11,400,000 |
| Regions Bank | environmental violation | 2017 | TN-ENV | $20,750 |
| AmSouth Bancorporation | fraud | 2004 | USAO | $40,000,000 |
| Regions Financial Corporation | Family and Medical Leave Act | 2021 | WHD | $7,210 |
