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Top 5 Offense Groups (Groups Defined)	Penalty Total	Number of Records
financial offenses	$1,078,044,942	29
consumer-protection-related offenses	$320,902,325	20
government-contracting-related offenses	$200,000,000	1
competition-related offenses	$38,735,000	4
employment-related offenses	$37,644,572	10

Top 5 Primary Offense Types	Penalty Total	Number of Records
anti-money-laundering deficiencies	$629,600,000	5
banking violation	$404,185,088	14
consumer protection violation	$265,613,500	11
False Claims Act and related	$200,000,000	1
investor protection violation	$44,227,441	7

Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

Company	Primary Offense Type	Year	Agency	Penalty Amount
U.S. Bank	wage and hour violation	2008	WHD	$140,787
U.S. Bancorp	wage and hour violation	2006	WHD	$140,788
U.S. Bancorp	anti-money-laundering deficiencies	2018	USAO	$453,000,000
U.S. Bank Municipal Securities Group	investor protection violation	2015	SEC	$60,000
U.S. Bank National Association	investor protection violation	2005	SEC	$500,000
MUFG Securities Americas Inc.	investor protection violation	2018	SEC	$1,400,000
U.S. Bancorp Investments, Inc.	investor protection violation	2020	SEC	$15,992,441
U.S. Bancorp Investments Inc.	investor protection violation	2024	SEC	$8,000,000
U.S. BANCORP DBA US BANK MT. VERNON IL OFFICE	workplace safety or health violation	2015	OSHA	$8,775
Union Bank of California	economic sanction violation	2005	OFAC	$5,500
Union Bank of CA	economic sanction violation	2003	OFAC	$14,913
Union Bank of CA	economic sanction violation	2003	OFAC	$12,000
U.S. Bank National Association	banking violation	2016	OCC	$10,000,000
U.S. Bank National Association	banking violation	2014	OCC	$51,900,000
U.S. Bank	banking violation	2013	OCC	$208,156,501
U.S. Bank National Association	banking violation	2006	OCC	$125,000
U.S. Bank National Association	banking violation	2017	OCC	$15,000,000
U.S. Bank National Association	banking violation	2017	OCC	$183,920
U.S. Bank National Association	anti-money-laundering deficiencies	2018	OCC	$75,000,000
MUFG Union Bank, National Association	banking violation	2019	OCC	$109,667
MUFG Union Bank, National Association	banking violation	2023	OCC	$15,000,000
U.S. Bank National Association	banking violation	2023	OCC	$15,000,000
MUFG Bank Ltd.	banking violation	2019	NY-DFS	$33,000,000
US Bank NA	consumer protection violation	2003	NY-AG	$33,500
US Bank	privacy violation	2000	MULTI-AG	$2,000,000
U.S. Bank	consumer protection violation	2021	MA-AG	$230,000
US BANK	wage and hour violation	2014	IL-DOL	$131,922
U.S. Bank National Association	discriminatory practices (non-employment)	2014	HUD	$11,489
U.S. Bank National Association	discriminatory practices (non-employment)	2013	HUD	$12,000
U.S. Bank, National Association	mortgage abuses	2011	HUD	$1,200,000
US Bancorp Investments, Inc.	investor protection violation	2010	FINRA	$275,000
Union Bank of California, N.A.	anti-money-laundering deficiencies	2007	FINCEN	$10,000,000
U.S. Bank National Association	anti-money-laundering deficiencies	2018	FINCEN	$70,000,000
U.S. Bancorp	mortgage abuses	2018	FED	$4,400,000
US Bancorp	banking violation	2018	FED	$15,000,000
U.S. Bank National Association	mortgage abuses	2020	DOJ_UTP	$29,000,000
Union Bank of California, N.A.	anti-money-laundering deficiencies	2007	DOJ_CRIMINAL	$21,600,000
U.S. Bank	False Claims Act and related	2014	DOJ_CIVIL	$200,000,000
MUFG BANK, LTD.	banking violation	2024	CT-BKG	$10,000
U.S. Bank National Association	investor protection violation	2015	CFTC	$18,000,000
U.S. Bank	consumer protection violation	2014	CFPB	$53,000,000
U.S. Bank	banking violation	2013	CFPB	$3,200,000
U.S. Bank	banking violation	2022	CFPB	$37,500,000
U.S. Bank	consumer protection violation	2023	CFPB	$20,700,000
US Bank	housing code violation	2016	CA-LACA	$13,500,000
U.S. Bancorp	consumer protection violation	2005	CA-AG	$2,600,000
U.S. Bancorp	wage and hour violation	2017	private lawsuit-federal	$7,000,000
U.S. Bancorp	wage and hour violation	2017	private lawsuit-federal	$1,150,000
U.S. Bank	wage and hour violation	2015	private lawsuit-federal	$3,031,075
U.S. Bancorp	wage and hour violation	2014	private lawsuit-federal	$6,450,000
Union Bank	wage and hour violation	2012	private lawsuit-federal	$3,500,000
U.S. Bank Pension Plan	benefit plan administrator violation	2012	private lawsuit-federal	$9,600,000
U.S. Bank National Association	wage and hour violation	2020	private lawsuit-federal	$6,500,000
U.S. Bancorp	discriminatory practices (non-employment)	2005	private lawsuit-federal	$2,495,000
U.S. Bank	privacy violation	2019	private lawsuit-federal	$2,670,336
MUFG Bank Ltd.	price-fixing or anti-competitive practices	2020	private lawsuit-federal	$985,000
MUFG Bank, Ltd.	price-fixing or anti-competitive practices	2022	private lawsuit-federal	$7,000,000
U.S. Bank NA	consumer protection violation	2016	private lawsuit-federal	$14,050,000
U.S. Bank NA	consumer protection violation	2015	private lawsuit-federal	$44,500,000
U.S. Bank NA	consumer protection violation	2015	private lawsuit-federal	$34,500,000
U.S. Bank National Association	consumer protection violation	2015	private lawsuit-federal	$6,000,000
Union Bank N.A.	consumer protection violation	2012	private lawsuit-federal	$35,000,000
US Bank N.A.	consumer protection violation	2014	private lawsuit-federal	$55,000,000
MUFG Bank, Ltd.	price-fixing or anti-competitive practices	2023	private lawsuit-federal	$750,000
MUFG Bank, Ltd.	price-fixing or anti-competitive practices	2023	private lawsuit-federal	$30,000,000