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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Voya Financial
Ownership Structure: publicly traded (ticker symbol VOYA)
Headquartered in: New York
Major Industry: financial services
Specific Industry: financial services
Penalty total since 2000: $122,820,420
Number of records: 28
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| financial offenses | $86,762,434 | 14 |
| employment-related offenses | $23,671,986 | 4 |
| consumer-protection-related offenses | $12,386,000 | 10 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| investor protection violation | $86,762,434 | 14 |
| benefit plan administrator violation | $23,650,000 | 3 |
| insurance violation | $12,386,000 | 10 |
| wage and hour violation | $21,986 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
Company  | Primary Offense Type | Year | Agency | Penalty Amount |
| Voya Insurance and Annuity Co. et al. | insurance violation | 2014 | MN-FIN | $1,250,000 |
| Voya Holdings Inc. | investor protection violation | 2018 | SEC | $3,600,000 |
| Voya Financial Advisors, Inc. fka ING Financial Partners, Inc. | investor protection violation | 2019 | CT-SEC | $1,015,000 |
| Voya Financial Advisors, Inc. | investor protection violation | 2017 | SEC | $3,095,953 |
| Voya Financial Advisors, Inc. | investor protection violation | 2020 | SEC | $22,919,155 |
| Voya Financial Advisors Inc. | investor protection violation | 2018 | SEC | $1,000,000 |
| VOYA Financial Advisors Inc. | investor protection violation | 2016 | FINRA | $4,550,000 |
| ReliaStar Life Insurance Company of New York | insurance violation | 2020 | NY-DFS | $169,000 |
| ReliaStar Life Insurance Co. | insurance violation | 2014 | MN-FIN | $30,000 |
| RELIASTAR LIFE INSURANCE CO. | insurance violation | 2007 | VA-INS | $8,000 |
| RELIASTAR LIFE INSURANCE CO | insurance violation | 2001 | VA-INS | $9,000 |
| ReliaStar Insurance Co. | insurance violation | 2017 | MN-FIN | $5,000 |
| ING USA Annuity and Life Insurance Co. | insurance violation | 2007 | CO-INS | $5,000 |
| ING Life Insurance and Annuity Company | insurance violation | 2013 | MULTI-AG | $10,700,000 |
| ING Life Insurance and Annuity Company | investor protection violation | 2006 | NH-BSR | $3,000,000 |
| ING Life Insurance and Annuity Company | insurance violation | 2004 | OR-FIN | $10,000 |
| ING Life Insurance and Annuity Co. et al. | insurance violation | 2012 | MN-FIN | $200,000 |
| ING Life Insurance and Annuity Co. | benefit plan administrator violation | 2013 | EBSA | $5,200,000 |
| ING Life Insurance & Annuity Co. | benefit plan administrator violation | 2014 | private lawsuit-federal | $14,950,000 |
| ING Groep N.V. | benefit plan administrator violation | 2013 | private lawsuit-federal | $3,500,000 |
| ING Groep N.V. | investor protection violation | 2013 | FINRA | $1,200,000 |
| ING Funds Distributor | investor protection violation | 2005 | FINRA | $1,500,000 |
| ING Financial Partners, Inc. | investor protection violation | 2008 | IL-SEC | $4,677,326 |
| ING Financial Partners, Inc. | investor protection violation | 2012 | MN-FIN | $5,000 |
| ING Financial Partners, Inc. | investor protection violation | 2004 | FINRA | $200,000 |
| ING America Insurance Holdings Inc. | investor protection violation | 2006 | FINRA | $7,000,000 |
| ING America | wage and hour violation | 2010 | WHD | $21,986 |
| ING | investor protection violation | 2006 | MULTI-AG | $33,000,000 |
