Wells Fargo | workplace whistleblower retaliation | 2017 | OSHA | $577,500 |
Wells Fargo Bank N.A | workplace whistleblower retaliation | 2017 | OSHA | $5,400,000 |
Wells Fargo | workplace whistleblower retaliation | 2022 | OSHA | $22,000,000 |
WELLS FARGO SECURITIES, LLC. | workplace safety or health violation | 2004 | OSHA | $5,000 |
WELLS FARGO BANK #1692 | workplace safety or health violation | 2013 | OSHA | $12,000 |
WELLS FARGO BANK, NA | workplace safety or health violation | 2017 | OSHA | $9,000 |
Wells Fargo Bank NA | wage and hour violation | 2011 | WHD | $31,770 |
Wells Fargo Bank, National Association | wage and hour violation | 2004 | WHD | $228,209 |
Wachovia Bank | wage and hour violation | 2004 | WHD | $5,798,744 |
Wells Fargo | wage and hour violation | 2018 | private lawsuit-state | $27,500,000 |
Wells Fargo | wage and hour violation | 2017 | private lawsuit-state | $13,000,000 |
Wells Fargo Advisors | wage and hour violation | 2017 | private lawsuit-federal | $3,500,000 |
Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $685,000 |
Wells Fargo | wage and hour violation | 2017 | private lawsuit-federal | $3,900,000 |
Wells Fargo Insurance Services | wage and hour violation | 2015 | private lawsuit-federal | $2,000,000 |
Wells Fargo Bank | wage and hour violation | 2015 | private lawsuit-federal | $1,850,000 |
Wells Fargo | wage and hour violation | 2014 | private lawsuit-federal | $15,000,000 |
Wells Fargo | wage and hour violation | 2014 | private lawsuit-state | $3,000,000 |
Wells Fargo Advisors | wage and hour violation | 2013 | private lawsuit-federal | $4,000,000 |
Wells Fargo Bank | wage and hour violation | 2012 | private lawsuit-federal | $280,000 |
Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
Wells Fargo Bank | wage and hour violation | 2011 | private lawsuit-federal | $100,000 |
Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
Wachovia Financial Services | wage and hour violation | 2010 | private lawsuit-federal | $450,000 |
Wells Fargo | wage and hour violation | 2010 | private lawsuit-federal | $20,000,000 |
Wachovia Securities | wage and hour violation | 2009 | private lawsuit-federal | $39,000,000 |
A.G. Edwards | wage and hour violation | 2009 | private lawsuit-federal | $12,000,000 |
A.G. Edwards | wage and hour violation | 2007 | private lawsuit-federal | $20,000,000 |
Wells Fargo | wage and hour violation | 2007 | private lawsuit-federal | $12,800,000 |
Wells Fargo Advisors, LLC | wage and hour violation | 2018 | private lawsuit-federal | $9,500,000 |
Wells Fargo Bank N.A. | wage and hour violation | 2019 | WHD | $57,675 |
Wells Fargo Bank | wage and hour violation | 2016 | WHD | $38,230 |
Wells Fargo & Company | wage and hour violation | 2014 | WHD | $100,001 |
Wells Fargo & Company | wage and hour violation | 2020 | private lawsuit-federal | $35,000,000 |
Wells Fargo Bank | wage and hour violation | 2020 | private lawsuit-federal | $10,928,870 |
Wells Fargo Bank, N.A. | wage and hour violation | 2020 | private lawsuit-federal | $25,696,122 |
Wells Fargo Bank, N.A. | wage and hour violation | 2021 | private lawsuit-federal | $95,696,122 |
Wells Fargo Bank, National Association | wage and hour violation | 2022 | CA-LCO | $9,795 |
Wells Fargo Bank, National Association | wage and hour violation | 2013 | CA-LCO | $37,036 |
Wells Fargo Bank, National Association | wage and hour violation | 2005 | CA-LCO | $6,572 |
Wells Fargo Bank, National Association | wage and hour violation | 2022 | CA-LCO | $12,399 |
Wells Fargo Home Mortgage Inc | wage and hour violation | 2010 | MI-LEO | $9,222 |
WELLS FARGO BANK NA | wage and hour violation | 2022 | IL-DOL | $18,049 |
WELLS FARGO BANK NA | wage and hour violation | 2022 | IL-DOL | $18,049 |
Wells Fargo Bank N.A. | wage and hour violation | 2024 | private lawsuit-federal | $16,600,000 |
Wells Fargo | toxic securities abuses | 2012 | SEC | $6,500,000 |
Wells Fargo Securities LLC | toxic securities abuses | 2011 | SEC | $11,000,000 |
Wells Fargo | toxic securities abuses | 2013 | FHFA | $591,000,000 |
Wells Fargo Bank, National Association | toxic securities abuses | 2013 | FHFA | $869,000,000 |
Wachovia | toxic securities abuses | 2015 | NCUA | $53,000,000 |
Wells Fargo Bank, N.A. | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
Wells Fargo | toxic securities abuses | 2018 | IL-AG | $17,250,000 |
Wells Fargo Bank | privacy violation | 2016 | CA-AG | $8,500,000 |
Wells Fargo Bank, N.A. | privacy violation | 2017 | private lawsuit-federal | $30,446,022 |
Wells Fargo Bank, N.A. | privacy violation | 2021 | private lawsuit-federal | $28,000,000 |
Wachovia Bank N.A. | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $148,000,000 |
Wachovia Bank N.A. | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000 |
Wells Fargo | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $35,000,000 |
Wells Fargo & Company | price-fixing or anti-competitive practices | 2022 | private lawsuit-federal | $20,820,000 |
Wells Fargo Bank, N.A. | price-fixing or anti-competitive practices | 2018 | private lawsuit-federal | $8,750,000 |
Wells Fargo & Company | mortgage abuses | 2012 | DOJ | $5,342,200,000 |
Wells Fargo Bank | mortgage abuses | 2012 | DOJ_RIGHTS | $234,300,000 |
Wells Fargo | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716 |
Wells Fargo | mortgage abuses | 2010 | CA-AG | $33,868,615 |
Wells Fargo | mortgage abuses | 2012 | MD-AG | $940,056 |
Wells Fargo Bank | mortgage abuses | 2015 | MA-AG | $675,000 |
Wells Fargo Bank | mortgage abuses | 2015 | MD-AG | $13,800,000 |
First Union Bank | labor relations violation | 2000 | NLRB | $9,116 |
Wells Fargo Advisors LLC | investor protection violation | 2014 | SEC | $5,000,000 |
Evergreen Investment Management Company LLC | investor protection violation | 2009 | SEC | $40,000,000 |
Evergreen Investment Management Company | investor protection violation | 2007 | SEC | $32,500,000 |
A.G. Edwards & Sons, Inc. | investor protection violation | 2007 | SEC | $3,860,000 |
A.G. Edwards & Sons, Inc. | investor protection violation | 2006 | SEC | $125,000 |
Wachovia Capital Markets, LLC | investor protection violation | 2006 | SEC | $125,000 |
Wachovia Corporation | investor protection violation | 2004 | SEC | $37,000,000 |
Strong Capital Management, Inc. | investor protection violation | 2004 | SEC | $80,000,000 |
Wachovia Securities, LLC | investor protection violation | 2004 | SEC | $4,844,465 |
Prudential Securities, Inc. | investor protection violation | 2003 | SEC | $382,000 |
Prudential Securities Incorporated | investor protection violation | 2000 | SEC | $5,880,000 |
Wells Fargo Bank N.A. Municipal Products Group | investor protection violation | 2016 | SEC | $440,000 |
Wells Fargo Advisors LLC | investor protection violation | 2018 | SEC | $5,108,441 |
Strong Capital Management, Inc. | investor protection violation | 2006 | SEC | $2,185,927 |
Norwest Investment Services, Inc. | investor protection violation | 2002 | SEC | $153,245 |
Prudential Securities Incorporated | investor protection violation | 2001 | SEC | $800,000 |
First Union Securities, Inc. | investor protection violation | 2000 | SEC | $408,931 |
Wells Fargo Securities | investor protection violation | 2019 | SEC | $812,500 |
Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC | investor protection violation | 2019 | SEC | $17,363,847 |
A.G. Edwards & Sons, Inc. | investor protection violation | 2008 | NJ-AG | $387,000 |
Strong Capital Management Co. | investor protection violation | 2004 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $115,000,000 |
Wachovia Capital Markets LLC | investor protection violation | 2006 | MULTI-AG | $25,000,000 |
Wachovia Capital Markets, LLC | investor protection violation | 2007 | MD-AG | $402,386 |
Wachovia Securities | investor protection violation | 2008 | MULTI-AG | $60,000,000 |
Wachovia Securities, LLC | investor protection violation | 2009 | DE-AG | $309,000 |
Wachovia Securities, LLC | investor protection violation | 2011 | NJ-AG | $3,200,000 |
Wells Fargo | investor protection violation | 2009 | CA-AG | $1,400,000,000 |
Wells Fargo & Company | investor protection violation | 2018 | NY-AG | $65,000,000 |
Wells Fargo Bank, N.A. | investor protection violation | 2019 | CFTC | $14,475,000 |
Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network | investor protection violation | 2020 | SEC | $35,000,000 |
Wells Fargo & Co. | investor protection violation | 2020 | SEC | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $500,000,000 |
Wachovia Securities, LLC | investor protection violation | 2010 | AK-DBS | $129,131 |