Wells Fargo & Co. | consumer protection violation | 2016 | private lawsuit-federal | $25,750,000 |
Wells Fargo Bank N.A. | consumer protection violation | 2016 | private lawsuit-federal | $203,000,000 |
Wells Fargo | consumer protection violation | 2015 | CFPB | $34,800,000 |
Wells Fargo Bank, National Association | banking violation | 2015 | OCC | $4,000,000 |
Wachovia | toxic securities abuses | 2015 | NCUA | $53,000,000 |
Wells Fargo | employment discrimination | 2015 | OFCCP | $14,000 |
Wells Fargo Insurance Services | wage and hour violation | 2015 | private lawsuit-federal | $2,000,000 |
Wells Fargo Bank | wage and hour violation | 2015 | private lawsuit-federal | $1,850,000 |
Wells Fargo & Company | benefit plan administrator violation | 2015 | private lawsuit-federal | $7,420,000 |
Wells Fargo Bank N.A. | bankruptcy professional violation | 2015 | DOJ_UTP | $81,600,000 |
Wells Fargo Bank | mortgage abuses | 2015 | MA-AG | $675,000 |
Wells Fargo Bank | mortgage abuses | 2015 | MD-AG | $13,800,000 |
Wells Fargo Bank | consumer protection violation | 2015 | NY-DFS | $4,000,000 |
WELLS FARGO ADVISORS | investor protection violation | 2015 | VA-SEC | $205,000 |
Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLC | investor protection violation | 2015 | FINRA | $15,000,000 |
Wells Fargo Advisors LLC | investor protection violation | 2014 | SEC | $5,000,000 |
Wells Fargo Home Mortgage | discriminatory practices (non-employment) | 2014 | HUD | $5,000,000 |
Wells Fargo Bank, N.A. | employment discrimination | 2014 | EEOC | $290,000 |
Wells Fargo & Company | employment discrimination | 2014 | EEOC | $295,000 |
Wells Fargo | wage and hour violation | 2014 | private lawsuit-federal | $15,000,000 |
Wells Fargo | wage and hour violation | 2014 | private lawsuit-state | $3,000,000 |
Wells Fargo Bank N.A. | benefit plan administrator violation | 2014 | private lawsuit-federal | $62,500,000 |
Wells Fargo & Company | wage and hour violation | 2014 | WHD | $100,001 |
Wells Fargo Fund Distributor, LLC | consumer protection violation | 2014 | CA-DFPI | $8,000 |
Wells Fargo Advisors and Wells Fargo Advisors Financial Network | anti-money-laundering deficiencies | 2014 | FINRA | $1,500,000 |
Wells Fargo Securities, LLC | investor protection violation | 2014 | FINRA | $4,000,000 |
Wells Fargo Bank N.A. | consumer protection violation | 2014 | private lawsuit-federal | $140,500,000 |
Wells Fargo | banking violation | 2013 | OCC | $1,991,141,181 |
Wells Fargo | toxic securities abuses | 2013 | FHFA | $591,000,000 |
Wells Fargo Bank, National Association | toxic securities abuses | 2013 | FHFA | $869,000,000 |
Wells Fargo Advisors | wage and hour violation | 2013 | private lawsuit-federal | $4,000,000 |
Wells Fargo Bank, N.A. | economic sanction violation | 2013 | OFAC | $23,937 |
Wells Fargo Advisors, LLC | investor protection violation | 2013 | FINRA | $3,250,000 |
Wells Fargo Bank, National Association | wage and hour violation | 2013 | CA-LCO | $37,036 |
Wells Fargo | price-fixing or anti-competitive practices | 2013 | private lawsuit-federal | $35,000,000 |
Wells Fargo & Co. | consumer protection violation | 2013 | private lawsuit-federal | $12,500,000 |
WELLS FARGO BANK #1692 | workplace safety or health violation | 2013 | OSHA | $12,000 |
Wells Fargo & Company | banking violation | 2012 | FED | $87,000,000 |
Wells Fargo & Company | mortgage abuses | 2012 | DOJ | $5,342,200,000 |
Wells Fargo | toxic securities abuses | 2012 | SEC | $6,500,000 |
Wells Fargo Bank | mortgage abuses | 2012 | DOJ_RIGHTS | $234,300,000 |
Wells Fargo Bank | wage and hour violation | 2012 | private lawsuit-federal | $280,000 |
Wells Fargo | mortgage abuses | 2012 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,005,233,716 |
Wells Fargo | mortgage abuses | 2012 | MD-AG | $940,056 |
Wells Fargo Advisors LLC | investor protection violation | 2012 | MD-SEC | $50,000 |
Wells Fargo | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
Wells Fargo Bank, N.A. | discriminatory practices (non-employment) | 2012 | private lawsuit-federal | $7,500,000 |
Wells Fargo Advisors, LLC | investor protection violation | 2012 | FINRA | $1,931,488 |
Wells Fargo Bank N.A. | consumer protection violation | 2012 | private lawsuit-federal | $6,778,000 |
Wells Fargo Bank N.A. | consumer protection violation | 2012 | private lawsuit-federal | $3,190,000 |
Wachovia Bank N.A. | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $148,000,000 |
Wells Fargo Bank, National Association | banking violation | 2011 | OCC | $34,500,000 |
Wells Fargo & Company | banking violation | 2011 | FED | $85,000,000 |
Wells Fargo Securities LLC | toxic securities abuses | 2011 | SEC | $11,000,000 |
Wells Fargo & Company | Americans with Disabilities Act | 2011 | DOJ_RIGHTS | $16,055,000 |
Wells Fargo Bank NA | wage and hour violation | 2011 | WHD | $31,770 |
Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,660,000 |
Wells Fargo Bank | wage and hour violation | 2011 | private lawsuit-federal | $100,000 |
Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,720,000 |
Wells Fargo | wage and hour violation | 2011 | private lawsuit-federal | $6,900,000 |
Wells Fargo Advisors | employment discrimination | 2011 | private lawsuit-federal | $32,000,000 |
Wells Fargo & Company | benefit plan administrator violation | 2011 | private lawsuit-federal | $17,500,000 |
Wachovia Corporation | benefit plan administrator violation | 2011 | private lawsuit-federal | $12,350,000 |
Wachovia Bank N.A. | price-fixing or anti-competitive practices | 2011 | MULTI-AG | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $58,750,000 |
Wachovia Securities, LLC | investor protection violation | 2011 | NJ-AG | $3,200,000 |
Wells Fargo Bank | consumer protection violation | 2011 | CT-AG | $741,465 |
A.G. Edwards & Sons, Inc. | investor protection violation | 2011 | MO-SEC | $765,993 |
Wells Fargo Bank N.A. | discriminatory practices (non-employment) | 2011 | private lawsuit-state | $3,520,000 |
Wells Fargo Investments, LLC | investor protection violation | 2011 | FINRA | $2,000,000 |
Wells Fargo Advisors, LLC | investor protection violation | 2011 | FINRA | $1,000,000 |
Wells Fargo Bank N.A. | consumer protection violation | 2011 | private lawsuit-federal | $125,000,000 |
Wachovia Bank N.A. | banking violation | 2010 | OCC | $50,000,000 |
Wachovia Bank | anti-money-laundering deficiencies | 2010 | FINCEN | $110,000,000 |
Wachovia Bank N.A. | anti-money-laundering deficiencies | 2010 | USAO | $50,000,000 |
Wachovia Financial Services | wage and hour violation | 2010 | private lawsuit-federal | $450,000 |
Wells Fargo | wage and hour violation | 2010 | private lawsuit-federal | $20,000,000 |
Wells Fargo | consumer protection violation | 2010 | MULTI-AG | $23,700,000 |
Wells Fargo | mortgage abuses | 2010 | CA-AG | $33,868,615 |
Wells Fargo Bank, N.A | economic sanction violation | 2010 | OFAC | $67,500 |
Wachovia Securities, LLC | investor protection violation | 2010 | AK-DBS | $129,131 |
Wachovia Securities, LLC nka Wells Fargo Advisors, LLC | investor protection violation | 2010 | CT-SEC | $75,000 |
Wells Fargo Advisors, LLC | investor protection violation | 2010 | IN-SEC | $8,495 |
Wells Fargo Home Mortgage Inc | wage and hour violation | 2010 | MI-LEO | $9,222 |
WELLS FARGO FINANCIAL BANK | banking violation | 2009 | FDIC | $125,000 |
Wells Fargo Bank, National Association | banking violation | 2009 | OCC | $51,205 |
Evergreen Investment Management Company LLC | investor protection violation | 2009 | SEC | $40,000,000 |
Wachovia Securities | wage and hour violation | 2009 | private lawsuit-federal | $39,000,000 |
A.G. Edwards | wage and hour violation | 2009 | private lawsuit-federal | $12,000,000 |
Wachovia Securities | benefit plan administrator violation | 2009 | private lawsuit-federal | $1,005,000 |
Wachovia Securities, LLC | investor protection violation | 2009 | DE-AG | $309,000 |
Wells Fargo | investor protection violation | 2009 | CA-AG | $1,400,000,000 |
Wells Fargo Investments, LLC | investor protection violation | 2009 | MULTI-FIN | $1,900,000 |
Wells Fargo Investments, LLC | investor protection violation | 2009 | FINRA | $275,000 |
Wachovia Securities, LLC | investor protection violation | 2009 | FINRA | $1,400,000 |
Wachovia Securities, LLC and First Clearing, LLC | investor protection violation | 2009 | FINRA | $1,100,000 |
Wachovia Securities | investor protection violation | 2009 | FINRA | $4,500,000 |
A.G. Edwards and Sons Inc. | economic sanction violation | 2008 | OFAC | $122,358 |
Wachovia Bank, National Association | banking violation | 2008 | OCC | $168,900,000 |
A.G. Edwards & Sons, Inc. | investor protection violation | 2008 | NJ-AG | $387,000 |
Wachovia Securities | investor protection violation | 2008 | MULTI-AG | $60,000,000 |
Wells Fargo Bank | False Claims Act and related | 2008 | USAO | $4,046,786 |