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Violation Tracker Agency Summary Page

Agency Name: Employee Benefits Security Administration
Penalty Total since 2000: $917,886,805
Number of Records: 3,924
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Wells Fargo$175,000,0002
M&T Bank$88,000,0001
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Franklin Resources$21,000,0001
UnitedHealth Group$15,684,2491
Invesco$10,270,0001
Voya Financial$5,200,0001
Communicare Health$3,366,9571
Bank of Hawaii$2,500,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount sort icon
Wells Fargo and CompanyWells Fargofinancial servicesbenefit plan administrator violation2022$145,000,000
Ruane, Cunniff & Goldfarb Inc. et al. benefit plan administrator violation2023$124,600,000
Wilmington Trust, N.A.M&T Bankfinancial servicesbenefit plan administrator violation2020$88,000,000
Bank of New York MellonBank of New York Mellonfinancial servicesbenefit plan administrator violation2015$84,000,000
Sherwin-Williams Co.Sherwin-Williamspaints and coatingsbenefit plan administrator violation2013$80,000,000
Wachovia National Bank, N.A.Wells Fargofinancial servicesbenefit plan administrator violation2000$30,000,000
WH Administrators benefit plan administrator violation2020$28,650,604
National Rural Electric Cooperative Association benefit plan administrator violation2012$27,272,727
Reliance Trust Company benefit plan administrator violation2023$22,500,000
Western Asset Management CompanyFranklin Resourcesfinancial servicesbenefit plan administrator violation2014$21,000,000
Union Labor Life Insurance Co. benefit plan administrator violation2007$20,000,000
First Bankers Trust Services Inc. benefit plan administrator violation2017$15,750,000
UnitedHealthcare Insurance Co.UnitedHealth Grouphealthcare servicesbenefit plan administrator violation2021$15,684,249
Invesco Trust CompanyInvescofinancial servicesbenefit plan administrator violation2016$10,270,000
People Care Holdings Inc. benefit plan administrator violation2014$10,000,000
Reliance Trust Company benefit plan administrator violation2022$9,393,132
C&K Market Inc. benefit plan administrator violation2010$7,500,000
International Association of Sheet Metal, Air, Rail and Transportation Workers (SMART) Union benefit plan administrator violation2020$6,545,454
Evolve Bank and Trust et al. benefit plan administrator violation2019$6,502,500
Time Warner Inc. benefit plan administrator violation2000$5,500,000
Aloha Airlines Inc. benefit plan administrator violation2009$5,500,000
GreatBanc Trust Co. benefit plan administrator violation2014$5,250,000
ING Life Insurance and Annuity Co.Voya Financialfinancial servicesbenefit plan administrator violation2013$5,200,000
Century Health Services, Inc. benefit plan administrator violation2000$4,100,000
Zander Group Holdings Inc. benefit plan administrator violation2020$3,818,181
Bennett Funding Group benefit plan administrator violation2002$3,600,000
Bridgeport Health Care Center Inc.Communicare Healthhealthcare servicesbenefit plan administrator violation2020$3,366,957
A.B.D. Tank & Pump Co. benefit plan administrator violation2012$2,767,051
Bank of HawaiiBank of Hawaiifinancial servicesbenefit plan administrator violation2009$2,500,000
First Hawaiian Bank benefit plan administrator violation2009$2,500,000
Union Labor Life Insurance Co. benefit plan administrator violation2004$2,400,000
Macristy Industries Inc. benefit plan administrator violation2007$2,100,000
InterArch Inc. benefit plan administrator violation2022$2,020,538
Cox Enterprises Inc.Cox Enterprisesmediabenefit plan administrator violation2014$1,986,918
Mutual Association Administrators benefit plan administrator violation2008$1,800,000
Alliance Home Healthcare Inc. benefit plan administrator violation2016$1,736,339
New York Small Business Network benefit plan administrator violation2003$1,677,502
Sunkist Growers Inc.Sunkist Growersfood productsbenefit plan administrator violation2013$1,620,420
Kentucky Bankers Association et al. benefit plan administrator violation2020$1,561,818
Lawrence Aviation Industries Inc. benefit plan administrator violation2006$1,385,911
DSI Contracting Inc. benefit plan administrator violation2015$1,381,444
Gruber Systems Inc. benefit plan administrator violation2016$1,320,000
CPI Financial Services, Inc. benefit plan administrator violation2001$1,279,656
USI Advisors Inc. benefit plan administrator violation2012$1,265,608
C.S. Capital Management Inc. benefit plan administrator violation2010$1,090,000
PBI Bank Inc. benefit plan administrator violation2015$1,052,613
Eye Centers of Tennessee LLC benefit plan administrator violation2018$971,622
California Pacific Bank benefit plan administrator violation2016$866,840
Pharmaceutical Care Network benefit plan administrator violation2006$721,323
Compass Capital Partners Ltd. benefit plan administrator violation2012$661,206
Morgan Keegan and Co. Inc.Raymond James Financialfinancial servicesbenefit plan administrator violation2012$633,715
Sypris Solutions Inc. benefit plan administrator violation2023$632,500
Traylor Chemical & Supply Co. benefit plan administrator violation2007$612,658
Zenith Capital LLC benefit plan administrator violation2013$602,018
Air Transport Manufacturing Co. benefit plan administrator violation2011$601,736
Central Scale Company benefit plan administrator violation2002$600,000
TPP Holdings Inc. benefit plan administrator violation2022$540,658
Explore General Inc. benefit plan administrator violation2012$519,601
NW Systems Inc. benefit plan administrator violation2015$500,000
Big G Express Inc. benefit plan administrator violation2019$499,999
Reef Development of Hawaii Inc. benefit plan administrator violation2013$460,000
Georgetown Realty Inc. benefit plan administrator violation2014$420,127
Bicallis LLC benefit plan administrator violation2024$388,458
Demmy Sand & Gravel LLC benefit plan administrator violation2018$350,234
Stock Yards Bank benefit plan administrator violation2001$325,000
Consulting Services Group benefit plan administrator violation2009$305,582
Spike Industries, Inc benefit plan administrator violation2001$301,555
Elk Valley Professional Affiliates, Inc. benefit plan administrator violation2006$295,455
Harris N.A.Bank of Montrealfinancial servicesbenefit plan administrator violation2007$274,600
Dietrich & Associates Inc. benefit plan administrator violation2013$272,722
Harold E. Trego Construction Company Inc benefit plan administrator violation2006$271,652
Enterworks Inc. benefit plan administrator violation2015$257,516
Exterior Systems Unlimited, Inc. benefit plan administrator violation2000$256,919
Wall Street Capitol benefit plan administrator violation2011$242,975
Vision Airlines Inc. benefit plan administrator violation2018$219,716
Pro Systems Corp. Group Health Plan benefit plan administrator violation2014$203,212
Arkion Life Sciences LLC benefit plan administrator violation2011$193,795
Direct Press Modern Litho, Inc. benefit plan administrator violation2003$190,384
Skinner Bonding benefit plan administrator violation2010$177,807
Merrill Lynch, Pierce, Fenner & Smith Inc.Bank of Americafinancial servicesbenefit plan administrator violation2011$170,854
Environmental Instrumentation Co. benefit plan administrator violation2023$153,768
Bicallis LLC benefit plan administrator violation2023$153,590
McFaul & Lyons Group LLC benefit plan administrator violation2007$153,111
Kellogg Auto Supply Co. benefit plan administrator violation2010$149,573
Bicallis LLC benefit plan administrator violation2022$148,852
Johnson Motor Company benefit plan administrator violation2001$144,741
Bailey, Hunt, Jones & Busto, P.C. benefit plan administrator violation2001$135,233
Flying Food Group LLC benefit plan administrator violation2023$134,222
Chasma Scientific Inc. benefit plan administrator violation2005$130,000
Hyacinth Corp. benefit plan administrator violation2008$125,000
B & K Builders Inc benefit plan administrator violation2012$117,430
Wolverine Proctor & Schwartz LLC benefit plan administrator violation2009$115,000
Joseph S. Buscone Management Inc. benefit plan administrator violation2005$110,000
Michigan Drill Corp. benefit plan administrator violation2011$107,775
JWK Corp. benefit plan administrator violation2020$103,098
IMDC Inc. benefit plan administrator violation2007$102,000
Paul G. Fillet DMD Inc. benefit plan administrator violation2024$101,836
ANNAPOLIS JEWELRY & LOAN, INC. benefit plan administrator violation2017$101,000
P.J. NAGIC INC. benefit plan administrator violation2017$101,000
NEIGHBORHOOD HEALTH SERVICES CORPORATION benefit plan administrator violation2017$101,000
EPICEPT CORPORATION benefit plan administrator violation2017$101,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.