Violation Tracker Agency Summary Page

Agency Name: 
Employee Benefits Security Administration
Penalty Total since 2000: 
$432,967,260
Number of Records: 
2,486
Note: 
The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of New York Mellon$84,000,0001
Sherwin-Williams$80,000,0001
Wells Fargo$30,000,0001
Legg Mason$21,000,0001
Invesco$10,270,0001
AT&T$5,500,0001
ING$5,200,0001
Bank of Hawaii$2,500,0001
BNP Paribas$2,500,0001
Cox Enterprises$1,986,9181


Individual Penalty Records:

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Company Parent Parent Major Industry Primary Offense Type Year Penalty Amountsort icon
Bank of New York Mellon Bank of New York Mellon financial services benefit plan administrator violation 2015 $84,000,000
Sherwin-Williams Co. Sherwin-Williams paints and coatings benefit plan administrator violation 2013 $80,000,000
Wachovia National Bank, N.A. Wells Fargo financial services benefit plan administrator violation 2000 $30,000,000
National Rural Electric Cooperative Association   benefit plan administrator violation 2012 $27,272,727
Western Asset Management Company Legg Mason financial services benefit plan administrator violation 2014 $21,000,000
Union Labor Life Insurance Co.   benefit plan administrator violation 2007 $20,000,000
First Bankers Trust Services Inc.   benefit plan administrator violation 2017 $15,750,000
Invesco Trust Company Invesco financial services benefit plan administrator violation 2016 $10,270,000
People Care Holdings Inc.   benefit plan administrator violation 2014 $10,000,000
C&K Market Inc.   benefit plan administrator violation 2010 $7,500,000
Time Warner Inc. AT&T telecommunications benefit plan administrator violation 2000 $5,500,000
Aloha Airlines Inc.   benefit plan administrator violation 2009 $5,500,000
GreatBanc Trust Co.   benefit plan administrator violation 2014 $5,250,000
ING Life Insurance and Annuity Co. ING financial services benefit plan administrator violation 2013 $5,200,000
Century Health Services, Inc.   benefit plan administrator violation 2000 $4,100,000
Bennett Funding Group   benefit plan administrator violation 2002 $3,600,000
A.B.D. Tank & Pump Co.   benefit plan administrator violation 2012 $2,767,051
Bank of Hawaii Bank of Hawaii financial services benefit plan administrator violation 2009 $2,500,000
First Hawaiian Bank BNP Paribas financial services benefit plan administrator violation 2009 $2,500,000
Union Labor Life Insurance Co.   benefit plan administrator violation 2004 $2,400,000
Macristy Industries Inc.   benefit plan administrator violation 2007 $2,100,000
Cox Enterprises Inc. Cox Enterprises media benefit plan administrator violation 2014 $1,986,918
Mutual Association Administrators   benefit plan administrator violation 2008 $1,800,000
Alliance Home Healthcare Inc.   benefit plan administrator violation 2016 $1,736,339
New York Small Business Network   benefit plan administrator violation 2003 $1,677,502
Sunkist Growers Inc. Sunkist Growers food products benefit plan administrator violation 2013 $1,620,420
Lawrence Aviation Industries Inc.   benefit plan administrator violation 2006 $1,385,911
DSI Contracting Inc.   benefit plan administrator violation 2015 $1,381,444
Gruber Systems Inc.   benefit plan administrator violation 2016 $1,320,000
CPI Financial Services, Inc.   benefit plan administrator violation 2001 $1,279,656
USI Advisors Inc.   benefit plan administrator violation 2012 $1,265,608
C.S. Capital Management Inc.   benefit plan administrator violation 2010 $1,090,000
PBI Bank Inc.   benefit plan administrator violation 2015 $1,052,613
Eye Centers of Tennessee LLC   benefit plan administrator violation 2018 $971,622
California Pacific Bank   benefit plan administrator violation 2016 $866,840
Pharmaceutical Care Network UnitedHealth Group healthcare services benefit plan administrator violation 2006 $721,323
Compass Capital Partners Ltd.   benefit plan administrator violation 2012 $661,206
Morgan Keegan and Co. Inc. Raymond James Financial financial services benefit plan administrator violation 2012 $633,715
Traylor Chemical & Supply Co.   benefit plan administrator violation 2007 $612,658
Zenith Capital LLC   benefit plan administrator violation 2013 $602,018
Air Transport Manufacturing Co.   benefit plan administrator violation 2011 $601,736
Central Scale Company   benefit plan administrator violation 2002 $600,000
Explore General Inc.   benefit plan administrator violation 2012 $519,601
NW Systems Inc.   benefit plan administrator violation 2015 $500,000
Reef Development of Hawaii Inc.   benefit plan administrator violation 2013 $460,000
Georgetown Realty Inc.   benefit plan administrator violation 2014 $420,127
Demmy Sand & Gravel LLC   benefit plan administrator violation 2018 $350,234
Stock Yards Bank   benefit plan administrator violation 2001 $325,000
Consulting Services Group   benefit plan administrator violation 2009 $305,582
Spike Industries, Inc   benefit plan administrator violation 2001 $301,555
Elk Valley Professional Affiliates, Inc.   benefit plan administrator violation 2006 $295,455
Harris N.A. Bank of Montreal financial services benefit plan administrator violation 2007 $274,600
Dietrich & Associates Inc.   benefit plan administrator violation 2013 $272,722
Harold E. Trego Construction Company Inc   benefit plan administrator violation 2006 $271,652
Enterworks Inc.   benefit plan administrator violation 2015 $257,516
Exterior Systems Unlimited, Inc.   benefit plan administrator violation 2000 $256,919
Wall Street Capitol   benefit plan administrator violation 2011 $242,975
Vision Airlines Inc.   benefit plan administrator violation 2018 $219,716
Pro Systems Corp. Group Health Plan   benefit plan administrator violation 2014 $203,212
Arkion Life Sciences LLC   benefit plan administrator violation 2011 $193,795
Direct Press Modern Litho, Inc.   benefit plan administrator violation 2003 $190,384
Skinner Bonding   benefit plan administrator violation 2010 $177,807
Merrill Lynch, Pierce, Fenner & Smith Inc. Bank of America financial services benefit plan administrator violation 2011 $170,854
McFaul & Lyons Group LLC   benefit plan administrator violation 2007 $153,111
Kellogg Auto Supply Co.   benefit plan administrator violation 2010 $149,573
Johnson Motor Company   benefit plan administrator violation 2001 $144,741
Bailey, Hunt, Jones & Busto, P.C.   benefit plan administrator violation 2001 $135,233
Chasma Scientific Inc.   benefit plan administrator violation 2005 $130,000
Hyacinth Corp.   benefit plan administrator violation 2008 $125,000
B & K Builders Inc   benefit plan administrator violation 2012 $117,430
Wolverine Proctor & Schwartz LLC   benefit plan administrator violation 2009 $115,000
Joseph S. Buscone Management Inc.   benefit plan administrator violation 2005 $110,000
Michigan Drill Corp.   benefit plan administrator violation 2011 $107,775
IMDC Inc.   benefit plan administrator violation 2007 $102,000
ANNAPOLIS JEWELRY & LOAN, INC.   benefit plan administrator violation 2017 $101,000
P.J. NAGIC INC.   benefit plan administrator violation 2017 $101,000
NEIGHBORHOOD HEALTH SERVICES CORPORATION   benefit plan administrator violation 2017 $101,000
EPICEPT CORPORATION   benefit plan administrator violation 2017 $101,000
OBERG INDUSTRIES, INC.   benefit plan administrator violation 2017 $101,000
NEWMARK FURNITURE CO.   benefit plan administrator violation 2015 $100,001
FOSTER DESIGN, INC.   benefit plan administrator violation 2015 $100,001
Briar Hill Stone Company   benefit plan administrator violation 2015 $100,001
Brody Deposition Services Inc.   benefit plan administrator violation 2015 $100,001
ABBEY PARTY RENTS OF WASH INC   benefit plan administrator violation 2014 $100,001
MUNICIPAL REVENUE   benefit plan administrator violation 2014 $100,001
MUNICIPAL REVENUE SERVICE   benefit plan administrator violation 2014 $100,001
RIDGEWOOD BUSHWICK SENIOR CITIZENS COUNC   benefit plan administrator violation 2014 $100,001
First General Services of Southern New York, Inc.   benefit plan administrator violation 2014 $100,001
Allied Construction Services, Inc.   benefit plan administrator violation 2014 $100,001
NOS NEW ENGLAND, INC. DBA SYSTEMATICS   benefit plan administrator violation 2014 $100,001
Craig G. Coy D.D.S., Inc.   benefit plan administrator violation 2014 $100,001
Intelepeer, Inc.   benefit plan administrator violation 2014 $100,001
TAYLOR RAMSEY CORPORATION   benefit plan administrator violation 2013 $100,001
Hb Media Group, Inc.   benefit plan administrator violation 2013 $100,001
Dennis J. Brennan, Inc.   benefit plan administrator violation 2013 $100,001
METGLAS INC   benefit plan administrator violation 2012 $100,001
Servicemaster Alameda ServiceMaster Global Holdings miscellaneous services benefit plan administrator violation 2012 $100,001
Explore General Inc   benefit plan administrator violation 2011 $100,001
Epoch Enterprises   benefit plan administrator violation 2011 $100,001
PRODUCT MANAGEMENT, INC.   benefit plan administrator violation 2009 $100,001
DM Saunders & Associates Inc   benefit plan administrator violation 2009 $100,001
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