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Violation Tracker Industry Summary Page

Industry: 
heavy equipment
Penalty Total since 2000: 
$137,269,729
Number of Records: 
267
Note: 
The total includes only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The penalty dollar total above is adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Caterpillar$46,003,63495
Bollinger Shipyards$41,904,88519
FreightCar America Inc.$32,896,70910
Terex$8,237,54620
Komatsu$3,064,99514
Hyundai Heavy Industries$1,993,0002
Greenbrier Companies$859,83029
Wabash National$752,29123
Austal$706,13910
Trinity Industries$639,24028


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summay page for that parent company.
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Company Parent Primary Offense Type Year Agency Penalty Amountsort icon
Freightcar America, Inc. FreightCar America Inc. benefit plan administrator violation 2016 private lawsuit-federal $32,750,000
United Industries LLC Caterpillar environmental violation 2017 USAO $25,000,000
Caterpillar Inc. Caterpillar benefit plan administrator violation 2010 private lawsuit-federal $16,500,000
Bollinger Shipyards Bollinger Shipyards False Claims Act 2015 DOJ_CIVIL $8,500,000
BOLLINGER CALCASIEU LLC Bollinger Shipyards environmental violation 2004 EPA $8,244,000
BOLLINGER LAROSE LLC 220570004900059 Bollinger Shipyards environmental violation 2004 EPA $8,244,000
BOLLINGER SHIPYARD LOCKPORT LLC Bollinger Shipyards environmental violation 2004 EPA $8,244,000
BOLLINGER MORGAN CITY LLC Bollinger Shipyards environmental violation 2004 EPA $8,244,000
Terex Corporation Terex accounting fraud or deficiencies 2009 SEC $8,000,000
Caterpillar Inc. Caterpillar environmental violation 2011 EPA $2,550,000
Caterpillar, Inc. Caterpillar environmental violation 2011 EPA (*) $2,550,000
Hyundai Construction Equipment Americas Inc. Hyundai Heavy Industries environmental violation 2018 EPA $1,950,000
JOY TECHNOLOGIES, INC. D/B/A JOY MINING Komatsu environmental violation 2001 EPA $1,500,000
Joy Technologies Inc., d/b/a Joy Mining Machinery Komatsu labor relations violation 2007 NLRB $1,020,000
AUSTAL USA Austal labor relations violation 2011 NLRB $522,601
Brenner Tank Llc Wabash National motor vehicle safety violation 2017 FMCSA $388,500
CATERPILLAR INC Caterpillar environmental violation 2006 EPA $300,000
Caterpillar Caterpillar employment discrimination 2001 private lawsuit-federal $256,303
ALLIANCE CASTING Greenbrier Companies environmental violation 2018 EPA $193,570
Komatsu America Corporation Komatsu environmental violation 2007 EPA $162,000
GBW Railcar Services, LLC Greenbrier Companies environmental violation 2018 EPA $150,731
GBW RAILCAR SERVICES LLC Greenbrier Companies environmental violation 2018 EPA (*) $150,731
GBW RAILCAR SERVICES, L.L.C. Greenbrier Companies workplace safety or health violation 2018 OSHA $122,873
PROGRESS RAIL SERVICES CORPORATION Caterpillar environmental violation 2006 EPA $105,000
BOLLINGER GRETNA, L.L.C. Bollinger Shipyards workplace safety or health violation 2006 OSHA $104,000
KOMATSU LTD Komatsu environmental violation 2000 EPA $100,000
Caterpillar, Inc. Caterpillar environmental violation 2008 EPA $96,750
P&H MINING EQUIPMENT INC. Komatsu workplace safety or health violation 2001 OSHA $92,000
TRINITY INDUSTRIES, INC. Trinity Industries environmental violation 2002 EPA $90,351
TRINITY MARINE PRODUCTS, INC. Trinity Industries labor relations violation 2015 NLRB $90,234
Bollinger Shipyards Lockport LLC Bollinger Shipyards employment discrimination 2006 OFCCP $90,000
Caterpillar (Joliet) Caterpillar environmental violation 2011 EPA $90,000
CATERPILLAR LOGISTICS, INC. Caterpillar labor relations violation 2017 NLRB $88,445
Trinity Industries Inc. Trinity Industries railroad safety violation 2002 FRA $82,400
ENERGY ABSORPTION SYSTEMS, INC. Trinity Industries workplace safety or health violation 2007 OSHA $71,000
WABASH NATIONAL CORPORATION Wabash National environmental violation 2016 EPA $68,750
Caterpillar, Inc. Caterpillar labor relations violation 2004 NLRB $65,000
Bollinger Shipyard Bollinger Shipyards environmental violation 2003 EPA $65,000
Austal USA Austal labor relations violation 2012 NLRB $63,768
FreightCar America, Inc. Shoals Facility FreightCar America Inc. labor relations violation 2015 NLRB $60,000
Austal USA and Ameri-Force Craft Services, Inc., Joint Employers, d/b/a Austal USA Austal labor relations violation 2012 NLRB $54,120
KOMATSU AMERICA CORP. Komatsu workplace safety or health violation 2012 OSHA $54,000
BRENNER TANK SERVICES, LLC Wabash National workplace safety or health violation 2011 OSHA $53,904
Caterpillar, Inc. Caterpillar workplace safety or health violation 2008 MSHA $51,000
HYUNDAI HEAVY INDUSTRIES Hyundai Heavy Industries environmental violation 2012 EPA $43,000
TRINITY MARINE PRODUCTS, INC. Trinity Industries environmental violation 2002 EPA $42,385
Grove U.S. L.L.C. Manitowoc labor relations violation 2002 NLRB $42,000
GBW RAILCAR SERVICES, L.L.C. Greenbrier Companies workplace safety or health violation 2015 OSHA $42,000
GBW RAILCAR SERVICES, LLC Greenbrier Companies workplace safety or health violation 2017 OSHA $38,025
Bollinger Gulf Rpr Bollinger Shipyards environmental violation 2004 EPA $37,770
Wabash National Corporation, d/b/a Fruehauf Trailer Services, Inc. Wabash National labor relations violation 2001 NLRB $37,593
GBW Railcar Services, LLC Greenbrier Companies wage and hour violation 2015 WHD $35,821
TEREX CRANES WILMINGTON, INC. Terex environmental violation 2007 EPA $35,000
WABASH NATIONAL CORPORATION (SOUTH) Wabash National environmental violation 2015 EPA $33,750
GREAT PLAINS MANUFACTURING, INC. Kubota workplace safety or health violation 2017 OSHA $32,593
BOLLINGER GULF REPAIR L.L.C. Bollinger Shipyards workplace safety or health violation 2005 OSHA $31,250
PROGRESS RAIL SERVICES CORPORATION Caterpillar motor vehicle safety violation 2009 FMCSA $30,960
CATERPILLAR INC Caterpillar environmental violation 2008 EPA $30,500
TEREX UTILITIES, INC. Terex workplace safety or health violation 2016 OSHA $30,420
GBW RAILCAR SERVICES, LLC Greenbrier Companies workplace safety or health violation 2014 OSHA $30,400
Joy Global Surface Mining Inc. Komatsu environmental violation 2017 EPA $30,017
Caterpillar, Inc. Caterpillar workplace safety or health violation 2007 MSHA $30,000
Joy Mining Machinery Komatsu labor relations violation 2001 NLRB $29,012
TEREX CORPORATION Terex labor relations violation 2013 NLRB $27,000
FREIGHTCAR AMERICA, INC. FreightCar America Inc. workplace safety or health violation 2016 OSHA $27,000
KUBOTA TRACTOR CORP Kubota environmental violation 2012 EPA $27,000
Electro-Motive Diesel, Inc. Caterpillar export control violation 2014 BIS $26,350
WABASH NATIONAL Wabash National labor relations violation 2006 NLRB $25,954
CATERPILLAR LOGISTICS INC. Caterpillar workplace safety or health violation 2017 OSHA $25,868
GBW RAILCAR SERVICES, L.L.C. Greenbrier Companies workplace safety or health violation 2018 OSHA $25,868
Trinity Industries Inc Trinity Industries environmental violation 2004 EPA $25,000
CATERPILLAR INC Caterpillar environmental violation 2004 EPA $25,000
GBW Railcar Services, LLC Greenbrier Companies labor relations violation 2015 NLRB $24,039
BOLLINGER MORGAN CITY, LLC Bollinger Shipyards workplace safety or health violation 2006 OSHA $23,300
GBW RAILCAR SERVICES, L.L.C. Greenbrier Companies workplace safety or health violation 2015 OSHA $23,000
TRINITY INDUSTRIES, INC. Trinity Industries environmental violation 2000 EPA $22,875
BOLLINGER QUICK REPAIR, LLC Bollinger Shipyards workplace safety or health violation 2006 OSHA $22,500
GREENBRIER RAIL SERVICES Greenbrier Companies workplace safety or health violation 2014 OSHA $21,120
TEREX UTILITIES, INC Terex workplace safety or health violation 2015 OSHA $21,000
CATERPILLAR, INC. Caterpillar workplace safety or health violation 2006 OSHA $20,340
Trinity Industries, Inc. Trinity Industries labor relations violation 2000 NLRB $20,000
CATERPILLAR INC Caterpillar environmental violation 2012 EPA $20,000
TRN LW BR, LLC Trinity Industries environmental violation 2005 EPA $20,000
Caterpillar Inc. Caterpillar environmental violation 2012 EPA $20,000
Komatsu Ltd Komatsu environmental violation 2003 EPA $20,000
CATERPILLAR INC Caterpillar environmental violation 2002 EPA $20,000
Komatsu Mining Corp dba Joy GlobalJoy Global Komatsu workplace safety or health violation 2018 MSHA $19,914
Caterpillar Logistic Services Inc. Caterpillar wage and hour violation 2010 WHD $18,990
ENERGY ABSORPTION SYSTEMS, INC. Trinity Industries workplace safety or health violation 2007 OSHA $18,900
BRENNER TANK SERVICES, LLC Wabash National workplace safety or health violation 2011 OSHA $18,888
Caterpillar, Inc. Caterpillar economic sanction violation 2003 OFAC $18,000
TEREX UTILITIES, INC. Terex workplace safety or health violation 2018 OSHA $18,000
GENIE INDUSTRIES, INC. Terex environmental violation 2001 EPA $18,000
CATERPILLAR G3306 TA LCR NO2240 Caterpillar environmental violation 2001 EPA $17,984
TRINITY RAIL MAINTENANCE AND SERVICES, INC. Trinity Industries workplace safety or health violation 2014 OSHA $17,500
HAYNES CORPORATION Caterpillar workplace safety or health violation 2014 OSHA $17,150
KOMATSU AMERICA CORP. Komatsu workplace safety or health violation 2010 OSHA $17,000
WABASH NATIONAL CORPORATION Wabash National environmental violation 2018 EPA $15,562
CATERPILLAR, INC. Caterpillar workplace safety or health violation 2008 OSHA $15,500
CATERPILLAR INC. Caterpillar workplace safety or health violation 2012 OSHA $15,400
CATERPILLAR INC Caterpillar environmental violation 2016 EPA $15,050
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