Violation Tracker Summary for Primary Offense Type

Offense Type: 
fraud
Penalty Total since 2000: 
$5,140,906,614
Number of Penalty Records: 
148

Top 10 Parent CompaniesTotal Penalty $Number of Records
Ningbo Joyson Electronic$1,000,000,0001
HSBC$669,000,0002
Leidos$500,392,9771
Cerberus Capital Management$337,500,0001
Bristol-Myers Squibb$300,000,0001
Americus Mortgage$296,298,3251
Zebra Technologies$139,000,0001
Credit Agricole$100,000,0001
Pilot Corporation$92,000,0001
WellCare Health Plans$80,000,0001


Individual Penalty Records:

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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
Takata Corporation Ningbo Joyson Electronic automotive parts 2017 DOJ_CRIMINAL $1,000,000,000
Republic New York Securities HSBC financial services 2001 USAO $569,000,000
Science Applications International Corporation Leidos information technology 2012 USAO $500,392,977
Bechtel/Parsons Brinckerhoff, Bechtel Infrastructure Corp. and PB Americas Inc.   2008 USAO $407,000,000
BAWAG P.S.K. Cerberus Capital Management private equity (including portfolio companies) 2006 USAO $337,500,000
Bristol-Myers Squibb Bristol-Myers Squibb pharmaceuticals 2005 USAO $300,000,000
Allied Home Mortgage Americus Mortgage financial services 2017 USAO $296,298,325
Symbol Technologies Inc. Zebra Technologies electrical and electronic equipment 2004 USAO $139,000,000
Credit Lyonnais Credit Agricole financial services 2003 USAO $100,000,000
HSBC Holdings plc HSBC financial services 2018 DOJ_CRIMINAL $100,000,000
Pilot Travel Centers LLC, d/b/a Pilot Flying J Pilot Corporation retailing 2014 USAO $92,000,000
WellCare WellCare Health Plans healthcare services 2009 USAO $80,000,000
Ralphs Grocery Company Kroger retailing 2006 USAO $70,000,000
Bank of Bermuda   2001 SEC $67,500,000
Sears Roebuck Sears retailing 2001 USAO $62,600,000
Lend Lease (US) Construction LMB Inc. Lendlease Group construction and engineering 2012 USAO $56,600,000
Aggregate Industries Northeast Region Inc. LafargeHolcim building materials 2007 USAO $50,000,000
ConvergEx Group LLC Cowen Inc. financial services 2014 DOJ_CRIMINAL $43,800,000
Aegis Oil, LLC   2016 SEC $41,319,067
Viable Communications Inc.   2011 DOJ_CRIMINAL $40,000,000
AmSouth Bancorporation Regions Financial financial services 2004 USAO $40,000,000
Tri Energy, Inc.   2009 SEC $37,048,466
Infosys Corporation Infosys Limited business services 2013 DOJ_CIVIL $34,000,000
State Street Corporation State Street Corp. financial services 2017 DOJ_CRIMINAL $32,300,000
Lawson Products Inc. Lawson Products wholesalers 2008 USAO $30,000,000
Banc of America Securities LLC Bank of America financial services 2007 SEC $26,000,000
New England International Surety Inc.   2013 USAO $23,405,000
OMNE SRL and OMNE SRL Inc.   2013 USAO $23,405,000
NTS Communications Inc.   2002 USAO $22,000,000
Chicago Index Partners, L.P. (CIP) and Wilkinson Financial Opportunity Fund, L.P.   2016 CFTC $21,800,000
Tishman Construction Corporation AECOM construction and engineering 2015 USAO $20,230,917
Schiavone Construction Company LLC   2010 USAO $20,000,000
Skanska USA Civil Northeast Inc. Skanska construction and engineering 2011 USAO $19,600,000
Tiger Asia Management LLC   2012 USAO $16,000,000
C&D Distributors LLC   2009 USAO $15,555,930
Sprint Communications Inc. SoftBank telecommunications 2015 USAO $15,500,000
Krones AG   2012 USAO $15,000,000
Newsday, Inc. and Hoy Publications, LLC   2007 USAO $15,000,000
Rothlin & Windsor Capital Management, Inc.   2002 CFTC $13,924,051
Bristol Alloys   2011 USAO $13,550,000
EJS Capital Management   2017 CFTC $11,600,000
TAC International Ltd.   2001 SEC $11,548,454
Mirant Energy Trading LLC NRG Energy utilities and power generation 2007 DOJ_CRIMINAL $11,000,000
Discovery Sales Inc.   2016 USAO $11,000,000
Katun Corp.   2004 USAO $11,000,000
Shah Engineering Inc.   2009 USAO $10,500,000
Pac Equities   2008 USAO $10,362,689
The Tulving Company   2016 USAO $10,000,000
BMO Harris Bank, N.A. Bank of Montreal financial services 2018 USAO $10,000,000
Tutor Perini Corporation Tutor Perini construction and engineering 2009 USAO $9,750,000
Golf Emporium Corporation   2000 SEC $8,622,014
Granite Construction Inc. Granite Construction construction and engineering 2015 USAO $8,250,000
James A. Shepherd Inc.   2016 CFTC $8,060,810
Crawford Healthcare Management of Norfolk & Baltimore Crawford & Co. financial services 2003 DOJ_CRIMINAL $8,000,000
Donald W. Gupton Inc., CRE Properties LLC?and?M & G Properties II Inc.   2006 USAO $7,500,292
American International Inc.   2003 USAO $7,500,000
Hunter Roberts Construction Group LLC   2015 USAO $7,000,000
Ebara International Corp. Ebara industrial equipment 2004 USAO $6,300,000
Focus Financial Associates, Inc. and Focus Development Center, Inc.   2006 SEC $6,272,264
CIBC Mellon Trust Company   2005 SEC $6,030,043
Southlake Resources Group, LLC   2016 SEC $5,681,411
ICN Pharmaceuticals, Inc. Bausch Health pharmaceuticals 2001 USAO $5,600,000
Consolidated Laboratory Services dba CLS Inc.   2008 USAO $5,350,000
Kustom Products Inc.   2014 USAO $5,150,000
Gateway Technologies, Inc. and The Cheyenne Holding Corp.   2001 SEC $5,083,378
United Business Servicing   2017 CFTC $4,941,157
CommerceWest Bank CommerceWest Bank financial services 2015 DOJ_CRIMINAL $4,900,000
STA Opus NR LLC   2017 CFTC $4,521,420
Miron Construction Company   2012 USAO $4,000,000
Metropolis Holdings, LLC   2004 SEC $3,320,000
Beam Brothers Trucking   2017 USAO $3,250,000
Beam Bros. Trucking, Inc.   2017 USAO $3,250,000
Moretrench American Corporation   2014 USAO $3,050,000
Altec Medical   2012 DOJ_CIVIL $3,000,000
Investools Inc.   2009 SEC $3,000,000
Accutest Corp. aka Accutest Laboratories Accutest Laboratories medical equipment and supplies 2015 USAO $3,000,000
APTx Vehicle Systems Limited   2012 USAO $3,000,000
ABT Associates   2006 USAO $2,900,000
Braddock Management LP and Bainbridge Management LP   2003 USAO $2,900,000
Smart Lab LLC   2018 USAO $2,897,389
California Financial Services, Inc., Internet Telecommunications Albany System SMR, Internet Telecommunications Reno System SMR and Internet Telecommunications Anchorage System SMR   2000 SEC $2,876,405
IMS Safety Inc.   2009 USAO $2,735,530
National Investment Enterprises, Inc.   2004 SEC $2,602,490
CMG Construction Inc.   2017 USAO $2,601,600
Yonkers Contracting Inc.   2015 USAO $2,600,000
Washington Gas Energy Systems AltaGas utilities and power generation 2014 DOJ_ANTITRUST $2,500,000
3Red Trading LLC   2016 CFTC $2,500,000
Cardinal Respiratory P.C.   2008 USAO $2,500,000
Manfort Brothers Inc.   2014 USAO $2,400,000
Curvature LLC   2015 USAO $2,200,000
C.R. Bard Inc. Becton Dickinson medical equipment and supplies 2013 USAO $2,200,000
American Commercial Colleges Inc.   2014 USAO $2,172,794
Forrester Construction Company   2014 USAO $2,150,000
Hallman Chevrolet   2018 USAO $2,137,000
University of Illinois at Chicago Medical Center University of Illinois miscellaneous services 2003 USAO $2,003,290
Caddell Construction Company Inc. Caddell Construction construction and engineering 2012 DOJ_CRIMINAL $2,000,000
Swisher Hygiene Inc. Ecolab chemicals 2015 USAO $2,000,000
MCC Construction Company   2016 DOJ_ANTITRUST $1,769,294
Residential Home Funding Corp.   2017 USAO $1,670,000
American Management Services LLC   2016 DOJ_CRIMINAL $1,625,124
One Touch Marketing, Inc.   2004 SEC $1,608,102
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.