Violation Tracker Summary for Primary Offense Type

Offense Type: 
insurance violation
Penalty Total since 2000: 
$909,272,107
Number of Penalty Records: 
294
Note: 
The totals here are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
MetLife$308,780,0005
Lincoln National$64,800,0002
Anthem$61,646,6323
UnitedHealth Group$58,042,6556
American International Group$41,245,8204
Hartford Financial Services$28,004,8467
AXA$25,180,0003
Excellus BlueCross BlueShield$24,090,4046
Allstate$18,900,0003
Prudential Financial$17,049,0202


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
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Company Parent Parent Major Industry Year Agency Penalty Amountsort icon
MetLife Insurance Company MetLife financial services 2019 NY-DFS $208,750,000
Empire HealthChoice Anthem healthcare services 2011 NY-DFS $61,080,867
Lincoln Financial Group Lincoln National financial services 2017 NY-DFS $52,200,000
MetLife MetLife financial services 2014 NY-DFS $50,000,000
Oxford Health Insurance Inc. UnitedHealth Group healthcare services 2008 NY-DFS $50,000,000
MetLife MetLife financial services 2012 MULTI-AG $40,000,000
First Allmerica Financial Life Insurance Company   2018 NY-DFS $40,000,000
AIG American International Group financial services 2014 NY-DFS $35,000,000
Hartford Life Insurance Company Hartford Financial Services financial services 2012 NY-DFS $24,000,000
Excellus Health Plan Excellus BlueCross BlueShield healthcare services 2011 NY-DFS $21,426,603
AXA Equitable AXA financial services 2014 NY-DFS $20,000,000
Allstate Life Insurance Company of New York Allstate financial services 2007 NY-DFS $18,250,000
Prudential Insurance Company of America Prudential Financial financial services 2012 MULTI-AG $17,000,000
New York Life Insurance Company New York Life Insurance financial services 2013 MULTI-AG $15,000,000
Athene Life Insurance Company of New York Athene Holding financial services 2018 NY-DFS $15,000,000
Assurant, Inc. Assurant financial services 2013 NY-DFS $14,000,000
Lincoln National Life Insurance Company Lincoln National financial services 2013 MULTI-AG $12,600,000
Aetna Health Inc. CVS Health retailing 2011 NY-DFS $11,495,614
Transamerica Insurance Co. Aegon financial services 2013 MULTI-AG $11,200,000
ING Life Insurance and Annuity Company Voya Financial financial services 2013 MULTI-AG $10,700,000
Metropolitan Life Insurance Company, Inc. MetLife financial services 2014 NY-MANDA $10,000,000
QBE Insurance Corp.   2013 NY-DFS $10,000,000
Globe Life Insurance Company of New York Globe Life Inc. financial services 2019 NY-DFS $7,769,000
Nationwide Mutual Insurance Company Nationwide financial services 2012 MULTI-AG $7,200,000
Lockton Cos., LLC   2018 NY-DFS $7,000,000
William Penn Life Insurance Company   2018 NY-DFS $6,300,000
National Union Fire Insurance Company American International Group financial services 2019 NY-DFS $5,200,000
Health Net of New York Centene healthcare services 2011 NY-DFS $5,052,467
Arch Insurance Company Arch Capital financial services 2019 NY-DFS $5,000,000
Oxford Health Insurance Co. UnitedHealth Group healthcare services 2011 NY-DFS $4,838,675
Allianz Life Insurance Company of North America Allianz financial services 2015 MULTI-AG $4,700,000
Selective Insurance Companies   2018 NY-DFS $4,666,268
Zurich American Insurance Company Zurich Insurance financial services 2013 NY-DFS $4,560,000
HealthNow   2011 NY-DFS $4,492,327
Group Health Incorporated EmblemHealth healthcare services 2011 NY-DFS $4,168,935
Aviva Life & Annuity Company Aviva financial services 2013 MULTI-AG $4,000,000
Axa S.A. AXA financial services 2015 MULTI-AG $3,280,000
Sun Life Insurance Company Sun Life Financial financial services 2014 MULTI-AG $3,200,000
John Hancock Life Insurance Co. Manulife Financial financial services 2011 MULTI-AG $3,000,000
Applied Underwriters Berkshire Hathaway diversified 2019 NY-DFS $3,000,000
Jackson National Life Insurance Co. Prudential (UK) financial services 2015 MULTI-AG $2,500,000
Pacific Life Pacific Life financial services 2015 MULTI-AG $2,450,000
Hartford Fire and Casualty Group Hartford Financial Services financial services 2016 MULTI-AG $2,100,000
Vytra Health Plans   2006 NY-DFS $2,100,000
Guardian Life Guardian Life Insurance financial services 2015 MULTI-AG $2,000,000
Cigna Health and Life Insurance Company Cigna healthcare services 2017 NY-DFS $2,000,000
Citicorp Insurance Agency, Inc., Citicorp Investment Services, and SBHU Life Agency, Inc.   2010 NY-DFS $2,000,000
Universal Life Resources Inc.   2006 NY-DFS $2,000,000
Aetna Health Inc. CVS Health retailing 2018 NY-DFS $1,950,000
Genworth Life Insurance Co. Genworth Financial financial services 2014 MULTI-AG $1,900,000
Health Net of New York, Inc. Centene healthcare services 2010 NY-DFS $1,900,000
AXA Equitable Life Insurance Company AXA financial services 2010 NY-DFS $1,900,000
Sentinel Insurance Company Hartford Financial Services financial services 2018 NY-DFS $1,816,596
Ameriprise Group Ameriprise Financial financial services 2017 MULTI-AG $1,500,000
Transamerica Financial Life Insurance Company Aegon financial services 2018 NY-DFS $1,345,136
MVP Health Plan   2011 NY-DFS $1,319,640
Oxford Health Plans UnitedHealth Group healthcare services 2012 NY-DFS $1,313,980
Chubb Ltd. Chubb Limited financial services 2018 NY-DFS $1,300,000
Symetra Life Sumitomo Group diversified 2014 MULTI-AG $1,200,000
YourPeople Inc. dba Zenefits FTW Insurance Services   2017 NY-DFS $1,200,000
American Family Life Assurance Company of New York (AFLAC) Aflac financial services 2018 NY-DFS $1,138,368
HealthNow New York Inc.   2008 NY-DFS $1,050,000
Excellus Health Plans, Inc. Excellus BlueCross BlueShield healthcare services 2017 NY-DFS $1,000,000
Oxford Health Plans (NY) Inc. and Oxford Health Insurance, Inc. UnitedHealth Group healthcare services 2017 NY-DFS $1,000,000
Managed Health, Inc.   2010 NY-DFS $1,000,000
Community Health Plan   2001 NY-DFS $1,000,000
Excellus Health Plan Inc. Excellus BlueCross BlueShield healthcare services 2012 NY-DFS $995,000
American Progressive Life and Health Insurance Company of New York   2013 NY-DFS $968,075
Tokio Marine Kiln Syndicates Limited and Beazley Furlonge Limited   2017 NY-DFS $920,000
United States Life Insurance Company in the City of New York American International Group financial services 2017 NY-DFS $873,918
Transamerica Financial Life Insurance Company Aegon financial services 2013 NY-DFS $852,418
Aetna CVS Health retailing 2010 NY-DFS $850,000
QBE Insurance Corp.   2018 NY-DFS $750,000
HealthNow New York Inc.   2016 NY-DFS $750,000
Aetna Health Inc. CVS Health retailing 2010 NY-DFS $750,000
HealthNow New York Inc.   2013 NY-DFS $700,000
Oxford Health UnitedHealth Group healthcare services 2012 NY-DFS $665,000
Companion Life Insurance Co.   2019 NY-DFS $648,122
Securian   2016 MULTI-AG $625,000
Allstate Insurance Co. Allstate financial services 2016 CA-MULTI $600,000
Capital District Physicians Health Plan   2008 NY-DFS $600,000
Oscar Insurance Corp.   2018 NY-DFS $576,950
Aetna Life Insurance Company CVS Health retailing 2016 NY-DFS $550,000
Globe Life Insurance Company of New York Globe Life Inc. financial services 2017 NY-DFS $538,375
Preferred Assurance Company, Inc.   2014 NY-DFS $525,000
Aetna Life Insurance Company CVS Health retailing 2014 NY-DFS $500,000
Cinergy Health Inc.   2010 NY-DFS $500,000
CDPHP Health Plan   2011 NY-DFS $487,768
Empire HealthChoice Anthem healthcare services 2012 NY-DFS $480,440
The Penn Mutual Life Insurance Co. Penn Mutual financial services 2019 NY-DFS $455,584
Kookmin Best Insurance Company, Ltd.   2019 NY-DFS $450,000
The Guardian Insurance & Annuity Company, Inc. Guardian Life Insurance financial services 2019 NY-DFS $442,589
Great American Life American Financial Group financial services 2016 MULTI-AG $400,000
Aflac Inc. Aflac financial services 2017 MULTI-AG $350,000
Narragansett Bay Insurance Company   2014 NY-DFS $327,400
Eagle River Inc.   2010 NY-DFS $315,600
Excellus Health Plan, Inc. Excellus BlueCross BlueShield healthcare services 2013 NY-DFS $314,979
Provest Services Corp. II   2017 NY-DFS $310,000
Clements & Company   2017 NY-DFS $300,000
Freelancers Insurance Company   2013 NY-DFS $300,000
Samsung Fire & Marine Insurance Co., Ltd. Samsung diversified 2015 NY-DFS $295,000
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(*): Some penalties are partial or complete duplicates of other penalty records, either because a DOJ settlement duplicates an agency record or because EPA listed the full penalty for a company for each of the company's relevant facilities. Penalty amounts marked with an asterisk have been identified by Good Jobs First as duplicating other penalty amounts.