Violation Tracker Parent Company Summary

Parent Company Name: 
Aegon
Ownership Structure: 
publicly traded (ticker symbol AEB)
Headquartered in: 
Netherlands
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$174,461,306
Number of records: 
54
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$106,027,4217
consumer-protection-related offenses$64,563,74245
employment-related offenses$3,870,1432
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$106,027,4217
insurance violation$64,563,74245
benefit plan administrator violation$3,800,0001
wage and hour violation$70,1431
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

AEGON USA INVESTMENT MGT LLC ET AL; Life Investors Insurance Company of America; Monumental Life Insurance Co.; Transamerica Casualty Insurance Company; Transamerica Corporation; Transamerica Financial Advisors, Inc.; Transamerica Financial Life Insurance Company; Transamerica Insurance Co.; Transamerica Life Insurance Co.; Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co.; Transamerica Life Insurance Co. et al.; Transamerica Premier Life Insurance Co.; World Group Secu [...]

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
AEGON USA Investment Management LLC et al. investor protection violation 2018 SEC $97,600,000
Monumental Life Insurance Company insurance violation 2003 MULTI-FIN $37,000,000
Transamerica Insurance Co. insurance violation 2013 MULTI-AG $11,200,000
Transamerica Financial Advisors, Inc. investor protection violation 2019 SEC $6,023,072
Transamerica Life Insurance Company insurance violation 2019 NJ-DBI $5,942,519
Transamerica Corporation benefit plan administrator violation 2016 private lawsuit-federal $3,800,000
Transamerica Casualty Insurance Company insurance violation 2017 MULTI-FIN $3,000,000
Transamerica Life Insurance Co. et al. insurance violation 2014 MN-FIN $2,500,000
Transamerica Financial Life Insurance Company insurance violation 2018 NY-DFS $1,345,136
Transamerica Life Insurance Co. insurance violation 2013 MA-AG $1,330,000
Transamerica Financial Advisors investor protection violation 2014 SEC $1,107,248
World Group Securities, Inc. investor protection violation 2010 AZ-SEC $853,501
Transamerica Financial Life Insurance Company insurance violation 2013 NY-DFS $852,418
Monumental Life Insurance Company insurance violation 2008 NJ-DBI $250,000
World Group Securities, Inc. investor protection violation 2006 MO-SEC $228,600
World Group Securities, Inc. investor protection violation 2010 SEC $200,000
Transamerica Life Insurance Company insurance violation 2019 MD-INS $184,000
Transamerica Premier Life Insurance Company insurance violation 2013 WA-INS $150,000
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. insurance violation 2019 MN-FIN $100,000
Transamerica Premier Life Insurance Company insurance violation 2016 NJ-DBI $75,000
Transamerica Life Insurance Company wage and hour violation 2015 WHD $70,143
Monumental Life Insurance Co. insurance violation 2015 AZ-INS $57,000
Life Investors Insurance Company of America insurance violation 2006 FL-OFR $53,000
Transamerica Life Insurance Co. et al. insurance violation 2012 MN-FIN $50,000
Transamerica Life Insurance Company insurance violation 2014 UT-INS $45,000
Transamerica Premier Life Insurance Co. insurance violation 2018 MN-FIN $40,000
Transamerica Premier Life Insurance Co. insurance violation 2019 MO-INS $36,000
Transamerica Life Insurance Company insurance violation 2019 SD-INS $30,000
LIFE INVESTORS INSURANCE COMPANY OF AMERICA insurance violation 2006 VA-INS $29,000
Monumental Life Insurance Co. insurance violation 2009 MO-INS $26,001
Transamerica Life Insurance Co. insurance violation 2019 MO-INS $26,000
Transamerica Life Insurance Company insurance violation 2009 OR-FIN $25,000
Monumental Life Insurance Co. insurance violation 2003 MS-INS $24,351
Transamerica Casualty Insurance Company insurance violation 2014 WA-INS $20,000
Transamerica Premier Life Insurance Co. insurance violation 2018 MA-AG $19,647
Transamerica Life Insurance Co. insurance violation 2015 MD-INS $16,300
World Group Securities, Inc. investor protection violation 2004 ID-SEC $15,000
Transamerica Life Insurance Company insurance violation 2016 SD-INS $15,000
Transamerica Life Insurance Company insurance violation 2019 WA-INS $15,000
Transamerica Premier Life Insurance Co. insurance violation 2015 MD-INS $11,800
Life Investors Insurance Company of America insurance violation 2004 FL-OFR $11,000
Transamerica Life Insurance Company insurance violation 2018 SD-INS $10,000
Transamerica Casualty Insurance Company insurance violation 2015 WA-INS $10,000
Monumental Life Insurance Co. insurance violation 2011 MD-INS $9,000
Transamerica Life Insurance Co. insurance violation 2017 MD-INS $8,300
Transamerica Life Insurance Co. insurance violation 2012 CO-INS $6,270
Transamerica Life Insurance Co. insurance violation 2019 MO-INS $6,000
Transamerica Life Insurance Co. insurance violation 2017 ID-INS $5,000
Transamerica Life Insurance Co. insurance violation 2011 MD-INS $5,000
Transamerica Premier Life Insurance Co. insurance violation 2015 MN-FIN $5,000
Transamerica Life Insurance Co. insurance violation 2019 MO-INS $5,000
Transamerica Premier Life Insurance Co. insurance violation 2019 MO-INS $5,000
MONUMENTAL LIFE INSURANCE CO insurance violation 2001 VA-INS $5,000
Transamerica Life Insurance Company insurance violation 2016 WA-INS $5,000
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