|
AEGON USA Investment Management LLC et al. |
investor protection violation |
2018 |
SEC |
$97,600,000 |
|
Monumental Life Insurance Company |
insurance violation |
2003 |
MULTI-FIN |
$37,000,000 |
|
Transamerica Insurance Co. |
insurance violation |
2013 |
MULTI-AG |
$11,200,000 |
|
Transamerica Financial Advisors, Inc. |
investor protection violation |
2019 |
SEC |
$6,023,072 |
|
Transamerica Asset Management, Inc. |
investor protection violation |
2020 |
SEC |
$5,946,782 |
|
Transamerica Life Insurance Company |
insurance violation |
2019 |
NJ-DBI |
$5,942,519 |
|
Transamerica Corporation |
benefit plan administrator violation |
2016 |
private lawsuit-federal |
$3,800,000 |
|
Transamerica Casualty Insurance Company |
insurance violation |
2017 |
MULTI-FIN |
$3,000,000 |
|
Transamerica Life Insurance Co. et al. |
insurance violation |
2014 |
MN-FIN |
$2,500,000 |
|
Transamerica Financial Life Insurance Company |
insurance violation |
2018 |
NY-DFS |
$1,345,136 |
|
Transamerica Life Insurance Co. |
insurance violation |
2013 |
MA-AG |
$1,330,000 |
|
Transamerica Financial Advisors |
investor protection violation |
2014 |
SEC |
$1,107,248 |
|
World Group Securities, Inc. |
investor protection violation |
2010 |
AZ-SEC |
$853,501 |
|
Transamerica Financial Life Insurance Company |
insurance violation |
2013 |
NY-DFS |
$852,418 |
|
Monumental Life Insurance Company |
insurance violation |
2008 |
NJ-DBI |
$250,000 |
|
World Group Securities, Inc. |
investor protection violation |
2006 |
MO-SEC |
$228,600 |
|
World Group Securities, Inc. |
investor protection violation |
2010 |
SEC |
$200,000 |
|
Transamerica Life Insurance Company |
insurance violation |
2019 |
MD-INS |
$184,000 |
|
Transamerica Premier Life Insurance Company |
insurance violation |
2013 |
WA-INS |
$150,000 |
|
Transamerica Life Insurance Co. and Transamerica Premier Life Insurance Co. |
insurance violation |
2019 |
MN-FIN |
$100,000 |
|
Transamerica Premier Life Insurance Company |
insurance violation |
2016 |
NJ-DBI |
$75,000 |
|
Transamerica Life Insurance Company |
wage and hour violation |
2015 |
WHD |
$70,143 |
|
Monumental Life Insurance Co. |
insurance violation |
2015 |
AZ-INS |
$57,000 |
|
Life Investors Insurance Company of America |
insurance violation |
2006 |
FL-OFR |
$53,000 |
|
Transamerica Life Insurance Co. et al. |
insurance violation |
2012 |
MN-FIN |
$50,000 |
|
Transamerica Life Insurance Company |
insurance violation |
2014 |
UT-INS |
$45,000 |
|
Transamerica Premier Life Insurance Co. |
insurance violation |
2018 |
MN-FIN |
$40,000 |
|
Transamerica Premier Life Insurance Co. |
insurance violation |
2019 |
MO-INS |
$36,000 |
|
Transamerica Life Insurance Company |
insurance violation |
2019 |
SD-INS |
$30,000 |
|
LIFE INVESTORS INSURANCE COMPANY OF AMERICA |
insurance violation |
2006 |
VA-INS |
$29,000 |
|
Monumental Life Insurance Co. |
insurance violation |
2009 |
MO-INS |
$26,001 |
|
Transamerica Life Insurance Co. |
insurance violation |
2019 |
MO-INS |
$26,000 |
|
Transamerica Life Insurance Company |
insurance violation |
2009 |
OR-FIN |
$25,000 |
|
Monumental Life Insurance Co. |
insurance violation |
2003 |
MS-INS |
$24,351 |
|
Transamerica Casualty Insurance Company |
insurance violation |
2014 |
WA-INS |
$20,000 |
|
Transamerica Premier Life Insurance Co. |
insurance violation |
2018 |
MA-AG |
$19,647 |
|
Transamerica Life Insurance Co. |
insurance violation |
2015 |
MD-INS |
$16,300 |
|
World Group Securities, Inc. |
investor protection violation |
2004 |
ID-SEC |
$15,000 |
|
Transamerica Life Insurance Company |
insurance violation |
2016 |
SD-INS |
$15,000 |
|
Transamerica Life Insurance Company |
insurance violation |
2019 |
WA-INS |
$15,000 |
|
Transamerica Premier Life Insurance Co. |
insurance violation |
2015 |
MD-INS |
$11,800 |
|
Life Investors Insurance Company of America |
insurance violation |
2004 |
FL-OFR |
$11,000 |
|
Transamerica Life Insurance Company |
insurance violation |
2018 |
SD-INS |
$10,000 |
|
Transamerica Casualty Insurance Company |
insurance violation |
2015 |
WA-INS |
$10,000 |
|
Monumental Life Insurance Co. |
insurance violation |
2011 |
MD-INS |
$9,000 |
|
Transamerica Life Insurance Co. |
insurance violation |
2017 |
MD-INS |
$8,300 |
|
Transamerica Life Insurance Co. |
insurance violation |
2012 |
CO-INS |
$6,270 |
|
Transamerica Life Insurance Co. |
insurance violation |
2019 |
MO-INS |
$6,000 |
|
Transamerica Life Insurance Co. |
insurance violation |
2017 |
ID-INS |
$5,000 |
|
Transamerica Life Insurance Co. |
insurance violation |
2011 |
MD-INS |
$5,000 |
|
Transamerica Premier Life Insurance Co. |
insurance violation |
2015 |
MN-FIN |
$5,000 |
|
Transamerica Life Insurance Co. |
insurance violation |
2019 |
MO-INS |
$5,000 |
|
Transamerica Premier Life Insurance Co. |
insurance violation |
2019 |
MO-INS |
$5,000 |
|
MONUMENTAL LIFE INSURANCE CO |
insurance violation |
2001 |
VA-INS |
$5,000 |
|
Transamerica Life Insurance Company |
insurance violation |
2016 |
WA-INS |
$5,000 |