Violation Tracker Parent Company Summary

Parent Company Name: 
Alcoa
Ownership Structure: 
publicly traded (ticker symbol AA)
Headquartered in: 
New York
Major Industry: 
metals
Specific Industry: 
metals
Penalty total since 2000: 
$730,106,287
Number of records: 
162
Top 10 Primary Offense TypesPenalty TotalNumber of Records
Foreign Corrupt Practices Act$384,000,0002
environmental violation$344,221,72651
workplace safety or health violation$1,604,43397
labor relations violation$263,6289
railroad safety violation$10,5002
Family and Medical Leave Act$6,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Alcoa; ALCOA - WARRICK OPERATIONS 181730000700429; ALCOA - WARRICK POWER PLT, AGC DIV OF AL 181730000200109; ALCOA ARKANSAS OPERATIONS MILL; ALCOA CORPORATION; ALCOA EASTALCO WORKS; ALCOA POINT COMFORT OPERATIONS; ALCOA PRIMARY METAL; ALCOA ROCKDALE OPERATIONS 483310000100205; ALCOA ROCKDALE OPERATIONS 483310000100310; ALCOA WENATCHEE; ALCOA WENATCHEE WORKS; ALCOA WHEEL AND FORGED PROD; ALCOA WHEEL PROD; ALUMINUM COMPANY OF AMERICA SOUTH PLANT 470090000800149; ALUMINUM COMPANY OF AMERICA SOUTH P [...]

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Alcoa Inc. environmental violation 2003 EPA $334,000,000
Alcoa World Alumina LLC Foreign Corrupt Practices Act 2014 DOJ_CRIMINAL $223,000,000
Alcoa Inc. Foreign Corrupt Practices Act 2014 SEC $161,000,000
ALUMINUM COMPANY OF AMERICA, INC. (ALCOA environmental violation 2002 EPA $2,550,000
ALUMINUM COMPANY OF AMERICA (ALCOA) environmental violation 2000 EPA $2,400,000
Reynolds Metals Co. environmental violation 2002 AZ-AG $2,000,000
ALCOA, INC. environmental violation 2007 EPA $1,631,996
ALCOA POINT COMFORT OPERATIONS environmental violation 2001 EPA $181,400
ALCOA POINT COMFORT OPERATIONS environmental violation 2001 EPA $181,400
REYNOLDS METALS ST LAWRENCE REDUCTION PLANT environmental violation 2006 EPA $178,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $157,400
ALCOA POINT COMFORT OPERATIONS environmental violation 2009 EPA $96,360
ALCOA POINT COMFORT OPERATIONS environmental violation 2009 EPA $96,360
ALCOA ROCKDALE OPERATIONS 483310000100205 environmental violation 2006 EPA $90,000
Alcoa, Inc. labor relations violation 2009 NLRB $80,000
ALCOA INC. labor relations violation 2009 NLRB $72,753
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $70,000
ALCOA INC environmental violation 2008 EPA $63,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $60,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $52,500
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $52,500
REYNOLDS METALS COMPANY- LAKE CHARLES CARBON COMPANY environmental violation 2003 EPA $50,000
REYNOLDS METALS CO LLC - LAKE CHARLES CARBON CO environmental violation 2003 EPA $50,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $48,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $48,000
ALCOA POINT COMFORT OPERATIONS environmental violation 2007 EPA $44,426
ALCOA POINT COMFORT OPERATIONS environmental violation 2007 EPA $44,426
IDEM Agreed Order - ALCOA IN0001155 Effective Date 07/08/2008 environmental violation 2008 EPA $43,200
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $43,200
REYNOLDS METALS ST LAWRENCE REDUCTION PLANT environmental violation 2005 EPA $40,000
ALCOA INC WENATCHEE WORKS environmental violation 2015 EPA $36,000
Alcoa Inc environmental violation 2007 EPA $35,900
Alcoa, Inc. labor relations violation 2007 NLRB $34,875
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $34,652
REYNOLDS METALS ST LAWRENCE REDUCTION PLANT environmental violation 2009 EPA $31,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $28,800
INTALCO ALUMINUM CORPORATION environmental violation 2017 EPA $27,500
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $27,000
Alcoa World Alumina LLC workplace safety or health violation 2008 MSHA $25,163
REYNOLDS METALS COMPANY environmental violation 2001 EPA $24,460
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $23,229
ALCOA WENATCHEE WORKS environmental violation 2007 EPA $22,750
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $21,442
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $21,442
TIFTON ALUMINIUM environmental violation 2007 EPA $20,954
ALCOA POINT COMFORT OPERATIONS environmental violation 2010 EPA $20,700
ALCOA POINT COMFORT OPERATIONS environmental violation 2010 EPA $20,700
ALCOA POINT COMFORT OPERATIONS environmental violation 2010 EPA $20,700
REYNOLDS METALS ST LAWRENCE REDUCTION PLANT environmental violation 2003 EPA $20,000
ALUMINUM COMPANY OF AMERICA SOUTH PLANT 470090000800149 environmental violation 2008 EPA $20,000
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $19,794
ALCOA ROCKDALE OPERATIONS 483310000100310 environmental violation 2010 EPA $19,655
Alcoa, Inc. labor relations violation 2004 NLRB $19,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $18,583
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $18,583
Alcoa, Inc. labor relations violation 2004 NLRB $18,000
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $16,867
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $16,867
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $16,867
ALCOA workplace safety or health violation 2007 OSHA $16,250
ALCOA - WARRICK OPERATIONS 181730000700429 environmental violation 2013 EPA $15,750
ALCOA POINT COMFORT OPERATIONS environmental violation 2002 EPA $15,625
ALCOA POINT COMFORT OPERATIONS environmental violation 2002 EPA $15,625
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $15,570
ALCOA, INC. environmental violation 2000 EPA $15,413
Alcoa, Inc. labor relations violation 2004 NLRB $15,000
ALCOA workplace safety or health violation 2012 OSHA $15,000
Alcoa World Alumina LLC workplace safety or health violation 2002 MSHA $14,500
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $14,373
REYNOLDS METALS SUBSIDIARY OF ALCOA PRIMARY METALS, LAKE CHARLES CARBON PLANT workplace safety or health violation 2014 OSHA $14,000
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $13,493
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $13,493
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $13,119
ALCOA ENGINEERED STRUCTURES workplace safety or health violation 2014 OSHA $12,600
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $12,248
Alcoa, Inc. labor relations violation 2006 NLRB $12,000
ALCOA MASSENA OPERATIONS workplace safety or health violation 2013 OSHA $12,000
INTALCO ALUMINUM LLC workplace safety or health violation 2018 OSHA $12,000
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $11,600
Alcoa World Alumina LLC workplace safety or health violation 2014 MSHA $11,597
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2012 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $11,306
Alcoa World Alumina LLC workplace safety or health violation 2016 MSHA $11,057
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $10,437
Alcoa World Alumina LLC workplace safety or health violation 2016 MSHA $9,882
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $9,375
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $9,375
Alcoa World Alumina LLC workplace safety or health violation 2015 MSHA $9,287
Alcoa World Alumina LLC workplace safety or health violation 2010 MSHA $8,894
IDEM Agreed Order ALCOA Warrick Operations environmental violation 2015 EPA $8,750
Alcoa World Alumina LLC workplace safety or health violation 2007 MSHA $8,349
ALCOA EASTALCO WORKS workplace safety or health violation 2004 OSHA $8,200
ALUMINUM COMPANY OF AMERICA SOUTH PLANT 470090000800188 environmental violation 2011 EPA $8,000
ALCOA INC WENATCHEE WORKS environmental violation 2012 EPA $8,000
ALCOA CORPORATION workplace safety or health violation 2017 OSHA $8,000
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,707
Alcoa World Alumina LLC workplace safety or health violation 2013 MSHA $7,578
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