Violation Tracker Parent Company Summary

Parent Company Name: 
Alcon Inc.
Ownership Structure: 
publicly traded (ticker symbol ALC)
Headquartered in: 
Switzerland
Major Industry: 
medical equipment and supplies
Specific Industry: 
eyecare products
Penalty total since 2000: 
$16,963,373
Number of records: 
6
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
competition-related offenses$8,100,0001
financial offenses$7,617,1501
government-contracting-related offenses$1,000,0001
employment-related offenses$199,4431
safety-related offenses$46,7802
Top 5 Primary Offense TypesPenalty TotalNumber of Records
export control violation$8,100,0001
economic sanction violation$7,617,1501
False Claims Act and related$1,000,0001
wage and hour violation$199,4431
workplace safety or health violation$46,7802
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

ALCON; ALCON PHARMACEUTICALS AND ALCON LABS


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
Alcon Pharmaceuticals Ltd. and Alcon Laboratories, Inc. export control violation 2016 BIS $8,100,000
Alcon Laboratories, Inc economic sanction violation 2016 OFAC $7,617,150
Alcon False Claims Act and related 2013 LA-AG $1,000,000
Alcon Research, Ltd. wage and hour violation 2011 WHD $199,443
ALCON RESEARCH, LTD workplace safety or health violation 2010 OSHA $30,300
ALCON LABORATORIES, INC. workplace safety or health violation 2016 OSHA $16,480
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