Violation Tracker Parent Company Summary
Parent Company Name:
Apollo Global Management
Ownership Structure:
publicly traded (ticker symbol APO)
Headquartered in:
New York
Major Industry:
private equity (including portfolio companies)
Specific Industry:
private equity (including portfolio companies)
Penalty total since 2000:
$190,695,930
Number of records:
138
| Top 10 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| investor protection violation | $52,800,000 | 2 |
| consumer protection violation | $51,487,500 | 5 |
| wage and hour violation | $50,907,865 | 37 |
| energy market violation | $12,836,419 | 1 |
| employment discrimination | $9,700,000 | 2 |
| environmental violation | $3,971,999 | 19 |
| False Claims Act and related | $2,522,502 | 1 |
| labor relations violation | $2,463,516 | 13 |
| employment screening violation | $1,750,500 | 1 |
| telecommunications violation | $1,400,000 | 1 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Associated Names:
ADT; ADT / TYCO SECURITY SVC; ADT D / B / A ADT SECURITY SVC; ADT SECURITY; ADT Security Systems Inc. et al.; Affinion; AFFINION GROUP HOLDING; Affinion Group, Inc.; APOLLO GLOBAL MGT; BL DEVELOPMENT; BORDEN CHEM; CEC ENTERTAINMENT; CEC ENTERTAINMENT DBA CHUCK E CHEESES; CEVA LOGISTICS INTL; CEVA LOGISTICS U.S. HOLDINGS, INC.; CEVA LOGISTICS US; CEVA LOGISTICS US F / K / A TNT LOGISTICS; CHUCK E CHEESE; CLAIRES STORES; DIAMOND RESORTS CENTRALIZED SVC; DIAMOND RESORTS MGT; EAGLE GLOBAL LOGISTICS; [...]
Links:
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
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| Company | Primary Offense Type | Year | Agency |
Penalty Amount |
|---|---|---|---|---|
| Apollo Global Management | investor protection violation | 2016 | SEC | $52,700,000 |
| Affinion | consumer protection violation | 2013 | MULTI-AG | $30,000,000 |
| Smart & Final | wage and hour violation | 2006 | private lawsuit-state | $15,300,000 |
| Rumford Paper Company | energy market violation | 2013 | FERC | $12,836,419 |
| Smart & Final | wage and hour violation | 2004 | private lawsuit-state | $9,100,000 |
| Eagle Global Logistics | employment discrimination | 2001 | EEOC | $9,000,000 |
| Affinion Group Holdings, Inc. | consumer protection violation | 2015 | CFPB | $8,700,000 |
| Affinion Group, Inc. | consumer protection violation | 2010 | NY-AG | $8,000,000 |
| Fresh Market | wage and hour violation | 2016 | private lawsuit-federal | $5,000,000 |
| CEC Entertainment | wage and hour violation | 2004 | private lawsuit-state | $4,240,000 |
| Smart & Final | consumer protection violation | 2006 | CA-MULTI | $4,037,500 |
| Smart & Final | wage and hour violation | 2014 | private lawsuit-state | $3,000,000 |
| Borden Chemical, Inc | environmental violation | 2002 | EPA | $3,000,000 |
| ADT LLC | wage and hour violation | 2016 | private lawsuit-federal | $2,700,000 |
| Lifepoint Hospitals, Inc. | False Claims Act and related | 2013 | DOJ_CIVIL | $2,522,502 |
| CEC Entertainment | wage and hour violation | 2016 | private lawsuit-federal | $2,500,000 |
| Ceva Logistics | wage and hour violation | 2012 | private lawsuit-federal | $2,200,000 |
| CEC Entertainment, Inc. | employment screening violation | 2016 | private lawsuit-federal | $1,750,500 |
| Ceva Logistics | wage and hour violation | 2017 | private lawsuit-federal | $1,750,000 |
| ADT Security Services | wage and hour violation | 2011 | private lawsuit-federal | $1,475,000 |
| Intrado Communications | telecommunications violation | 2015 | FCC | $1,400,000 |
| Claire's Stores | wage and hour violation | 2015 | private lawsuit-federal | $1,150,000 |
| ADT LLC | wage and hour violation | 2017 | private lawsuit-federal | $1,060,000 |
| TNT Logistics/Ad-Serv Team, Inc., Joint Employers | labor relations violation | 2008 | NLRB | $943,382 |
| TNT Logistics North America, Inc. | labor relations violation | 2009 | NLRB | $939,746 |
| ADT Security Services, Inc. | consumer protection violation | 2002 | NY-AG | $750,000 |
| InterCall | employment discrimination | 2011 | OFCCP | $700,000 |
| Qdoba Restaurant Corporation | wage and hour violation | 2019 | MA-AG | $409,400 |
| ADT LLC | wage and hour violation | 2017 | private lawsuit-federal | $310,000 |
| TNT Logistics North America, Inc. and CEVA Logistic U.S.A., Inc. f/k/a TNT Logistics North America, Inc. | labor relations violation | 2009 | NLRB | $306,000 |
| C.E.C. Entertainment dba Chuck E. Cheese's | wage and hour violation | 2016 | private lawsuit-federal | $290,000 |
| ADT Security Systems Inc. et al. | privacy violation | 2003 | MO-AG | $275,000 |
| HEXION, INC. | environmental violation | 2018 | EPA | $258,750 |
| Hexion Inc. | environmental violation | 2019 | EPA | $195,000 |
| JACUZZI WHIRLPOOL BATH | environmental violation | 2004 | EPA | $130,500 |
| ADT Inc. | investor protection violation | 2018 | SEC | $100,000 |
| Hexion Inc. (fka Momentive Specialty Chemicals) | environmental violation | 2016 | EPA | $97,650 |
| HEXION SPECIALTY CHEMICALS | environmental violation | 2010 | EPA | $84,600 |
| Diamond Resorts Centralized Services Co | wage and hour violation | 2011 | WHD | $71,223 |
| The Fresh Market, Inc. | wage and hour violation | 2007 | WHD | $59,400 |
| ADT Security Services | wage and hour violation | 2012 | WHD | $45,820 |
| Island One, Inc. | wage and hour violation | 2005 | WHD | $45,123 |
| TNT Logistics North America | labor relations violation | 2008 | NLRB | $43,675 |
| Chuck E Cheese | wage and hour violation | 2000 | CA-LCO | $43,000 |
| Borden Chemical | labor relations violation | 2001 | NLRB | $42,896 |
| ADT Security Services, Inc. | labor relations violation | 2009 | NLRB | $42,429 |
| MAXIM CRANE WORKS, L.P. | workplace safety or health violation | 2017 | OSHA | $40,500 |
| CHESTER DOWNS AND MARINA, LC d/b/a HARRAH'S CHESTE | environmental violation | 2010 | EPA | $39,000 |
| TNT Logistics North America | labor relations violation | 2004 | NLRB | $38,994 |
| Hexion Inc. | environmental violation | 2017 | EPA | $36,214 |
| ADT/TYCO Security Services | labor relations violation | 2003 | NLRB | $31,000 |
| CEC Entertainment Inc. | wage and hour violation | 2011 | WHD | $28,225 |
| BORDEN CHEMICAL INC | workplace safety or health violation | 2000 | OSHA | $28,000 |
| MAXIM CRANE WORKS | workplace safety or health violation | 2017 | OSHA | $25,350 |
| Borden Chemical Company | railroad safety violation | 2001 | FRA | $24,000 |
| TNT Logistics North America | labor relations violation | 2008 | NLRB | $23,500 |
| CEVA LOGISTICS, INC. | workplace safety or health violation | 2015 | OSHA | $22,875 |
| Hospitality Management and Consulting Service | wage and hour violation | 2011 | WHD | $22,671 |
| RUMFORD PAPER COMPANY | workplace safety or health violation | 2010 | OSHA | $21,000 |
| RUMFORD PAPER COMPANY 230170000500206 | environmental violation | 2006 | EPA | $19,512 |
| MAXIM CRANE WORKS, LP | workplace safety or health violation | 2011 | OSHA | $18,750 |
| GATSBY SPAS INC. | environmental violation | 2003 | EPA | $18,400 |
| JACUZZI WHIRLPOOL BATH | workplace safety or health violation | 2001 | OSHA | $18,280 |
| HEXION SPECIALTY CHEMICALS INC | workplace safety or health violation | 2009 | OSHA | $18,000 |
| CEVA Logistics International | labor relations violation | 2008 | NLRB | $16,666 |
| HEXION, INC. | environmental violation | 2018 | EPA | $16,043 |
| HEXION, INC. | environmental violation | 2014 | EPA | $15,000 |
| CEVA Logistics U.S., Inc. f/k/a TNT Logistics | labor relations violation | 2007 | NLRB | $14,000 |
| RODNEY HUNT COMPANY INC. | workplace safety or health violation | 2012 | OSHA | $14,000 |
| HEXION, INC. | environmental violation | 2013 | EPA | $13,500 |
| CEVA LOGISTICS U.S., INC. | workplace safety or health violation | 2007 | OSHA | $13,500 |
| Maxim Crane Works | workplace safety or health violation | 2006 | MSHA | $13,000 |
| CEVA LOGISTICS | workplace safety or health violation | 2013 | OSHA | $12,500 |
| Borden Chemical Company | railroad safety violation | 2002 | FRA | $12,000 |
| ADT LLC d/b/a ADT Security Services | labor relations violation | 2016 | NLRB | $11,428 |
| HEXION SPECIALTY CHEMICALS FORMERLY BORDEN | workplace safety or health violation | 2003 | OSHA | $11,285 |
| CEC Entertainment Inc. | wage and hour violation | 2004 | WHD | $11,147 |
| RODNEY HUNT COMPANY INC. | workplace safety or health violation | 2009 | OSHA | $10,890 |
| ADT LLC | workplace safety or health violation | 2016 | OSHA | $10,689 |
| CEC Entertainment | wage and hour violation | 2005 | WHD | $10,560 |
| HEXION SPECIALTY CHEMICALS, INC. | workplace safety or health violation | 2007 | OSHA | $10,150 |
| CEVA LOGISTICS U.S. HOLDINGS, INC. | benefit plan administrator violation | 2019 | EBSA | $10,001 |
| CEVA LOGISTICS U.S., INC | benefit plan administrator violation | 2019 | EBSA | $10,001 |
| Hexion Specialty Chemicals, Inc. | motor vehicle safety violation | 2010 | FMCSA | $10,000 |
| Borden Chemical Company | railroad safety violation | 2002 | FRA | $10,000 |
| Luke Paper Company - Verso | environmental violation | 2016 | EPA | $10,000 |
| LUKE PAPER COMPANY, INC | environmental violation | 2014 | EPA | $9,967 |
| TNT Logistics | labor relations violation | 2005 | NLRB | $9,800 |
| GATSBY SPAS INC. | environmental violation | 2001 | EPA | $9,600 |
| Luke Paper Company | railroad safety violation | 2013 | FRA | $9,500 |
| TNT LOGISTICS NA LOCATION #1211 | workplace safety or health violation | 2005 | OSHA | $9,325 |
| Claire's Stores, Inc | wage and hour violation | 2012 | WHD | $9,300 |
| SMART & FINAL STORES LLC | workplace safety or health violation | 2013 | OSHA | $8,715 |
| Hexion Specialty Chemicals | wage and hour violation | 2005 | WHD | $8,692 |
| EAGLE GLOBAL LOGISTICS | workplace safety or health violation | 2007 | OSHA | $8,400 |
| B L DEVELOPMENT CORPORATION | motor vehicle safety violation | 2008 | FMCSA | $8,200 |
| THE FRESH MARKET, INC. | workplace safety or health violation | 2016 | OSHA | $8,190 |
| TNT Logistics America Inc. | railroad safety violation | 2007 | FRA | $8,000 |
| CEVA LOGISTICS U.S., INC. | workplace safety or health violation | 2018 | OSHA | $8,000 |
| Diamond Resorts Management | wage and hour violation | 2012 | WHD | $7,760 |
| BORDEN CHEMICAL, INC. | environmental violation | 2004 | EPA | $7,700 |
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