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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Ares Management
Ownership Structure: publicly traded (ticker symbol ARES)
Headquartered in: California
Major Industry: private equity (including portfolio companies)
Specific Industry: private equity (including portfolio companies)
Penalty total since 2000: $49,344,089
Number of records: 94
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
employment-related offenses$22,951,85831
competition-related offenses$12,437,5001
consumer-protection-related offenses$4,900,0003
environment-related offenses$4,535,43014
government-contracting-related offenses$2,700,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
wage and hour violation$20,934,34826
price-fixing or anti-competitive practices$12,437,5001
privacy violation$3,100,0002
False Claims Act and related$2,700,0001
hazardous waste violation$2,362,5001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Neiman Marcus Group Inc.price-fixing or anti-competitive practices2005private lawsuit-federal$12,437,500
99 Cents Onlywage and hour violation2004private lawsuit-state$4,900,000
Neiman Marcus Group, Inc.wage and hour violation2019private lawsuit-federal$4,400,000
99 Cents Onlywage and hour violation2012private lawsuit-state$3,200,000
99 Cents Onlywage and hour violation2007private lawsuit-state$3,200,000
Guitar Centerwage and hour violation2006private lawsuit-state$2,900,000
Insight Global LLCFalse Claims Act and related2024DOJ_CIVIL$2,700,000
99 Cents Only Storeshazardous waste violation2015CA-MULTI$2,362,500
Savers Inc.consumer protection violation2015MN-AG$1,800,000
Neiman Marcus Group, LLCprivacy violation2021private lawsuit-federal$1,600,000
Neiman Marcus Group LLCprivacy violation2019MULTI-AG$1,500,000
99 Cents Only Stores, LLCemployment discrimination2019CA-CRD$1,200,000
Ares Management LLCinvestor protection violation2020SEC$1,000,000
99 Cents Only Stores LLCenvironmental violation2022EPA$751,055
99 Cents Only Stores, LLCenvironmental violation2022EPA$751,055
99 Cents Only Stores LLCbenefit plan administrator violation2023private lawsuit-federal$750,000
99 Cents Onlywage and hour violation2012private lawsuit-state$700,000
SMGwage and hour violation2002MA-AG$545,000
99 Cents Only Storesenvironmental violation2010EPA$409,490
Insight Global LLCwage and hour violation2018WHD$354,978
99 Cents Only Stores LLCwage and hour violation2018WHD$273,254
99 Cents Onlywage and hour violation2017private lawsuit-state$175,000
99 Cents Only Stores, LLCpesticide violation2021CA-DPR$122,211
99 CENTS ONLY STORES TEXAS, INC.workplace safety or health violation2023OSHA$92,189
THE NEIMAN MARCUS GROUP, INC.workplace safety or health violation2004OSHA$86,500
SMGwage and hour violation2010WHD$63,860
99 CENTS ONLY STORES TEXAS, INC.workplace safety or health violation2012OSHA$61,200
SMGlabor relations violation2015NLRB$54,155
Neiman Marcus Group Incproduct safety violation2008CPSC$50,000
SAVERS RECYCLING INC.workplace safety or health violation2016OSHA$38,027
99 CENTS ONLY STORE LLCworkplace safety or health violation2018OSHA$37,375
SAVERS, INC.workplace safety or health violation2016OSHA$36,950
99 Cents Only Storesair pollution violation2012CA-SCAQMD$36,661
SMGworkplace safety or health violation2012OSHA$33,600
Insight Global LLCwage and hour violation2017WHD$33,289
99 Cents Only Stores, LLCwage and hour violation2016WHD$31,263
Insight Globalwage and hour violation2023IL-DOL$31,185
99 CENTS ONLY STORES LLCworkplace safety or health violation2019OSHA$28,000
SMGworkplace safety or health violation2012OSHA$24,000
Insight Global, LLCwage and hour violation2015WHD$23,503
GUITAR CENTER STORES, INC.workplace safety or health violation2022OSHA$22,324
99 Cents Only Stores, LLCpesticide violation2023CA-DPR$21,125
99 CENTS ONLY STOREworkplace safety or health violation2011OSHA$20,195
99 CENTS ONLY STORESworkplace safety or health violation2014OSHA$18,675
SAVERS 1163workplace safety or health violation2013OSHA$18,150
INSIGHT GLOBAL, LLCworkplace safety or health violation2016OSHA$16,875
99 CENTS ONLY STORESworkplace safety or health violation2003OSHA$16,810
Savers, Inc.wage and hour violation2004WHD$14,340
99 Cents Only Storespesticide violation2007CA-DPR$13,743
99 CENTS ONLY STORE, LLCworkplace safety or health violation2018OSHA$11,750
99 CENTS ONLY STORES TEXAS, INC.workplace safety or health violation2012OSHA$11,400
Guitar Center, Inc.environmental violation2023NM-ENV$11,340
GUITAR CENTERworkplace safety or health violation2022OSHA$11,340
Insight Global, LLCwage and hour violation2018WHD$11,324
GUITAR CENTER STORES INCworkplace safety or health violation2008OSHA$11,315
Blackbrush O & G, LLCenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCenvironmental violation2014TX-RRC$11,250
Blackbrush O & G, LLCenvironmental violation2014TX-RRC$11,250
SAVERSworkplace safety or health violation2013OSHA$11,129
SAVERSworkplace safety or health violation2023OSHA$10,938
99 Cents Only Stores LLCwage and hour violation2014CA-LCO$10,880
99 Cent Stores Only Stores, LLCwage and hour violation2016WHD$10,704
99 CENTS ONLY STORESworkplace safety or health violation2003OSHA$10,120
SMG Corporationwage and hour violation2013WHD$10,098
99 CENTS ONLY STORES LLCworkplace safety or health violation2019OSHA$9,935
99 CENTS ONLY STORES, STORE #119workplace safety or health violation2017OSHA$9,900
SAVERS, TVIworkplace safety or health violation2019OSHA$9,798
99 CENTS ONLY STORES LLCworkplace safety or health violation2015OSHA$9,625
99 Cents Only Stores LLCwage and hour violation2019CA-LCO$9,454
99 Cent Only Storeswage and hour violation2008CA-LCO$9,288
Insight Global, LLCwage and hour violation2020WA-DLI$9,283
GUITAR CENTER STORES INCworkplace safety or health violation2024OSHA$9,000
SMGworkplace safety or health violation2002OSHA$8,625
99 CENT ONLY STORES LLC #383workplace safety or health violation2020OSHA$8,100
GUITAR CENTER STORES, INC.workplace safety or health violation2021OSHA$7,834
Insight Global, LLClabor relations violation2022NLRB$7,500
Insight Global LLCwage and hour violation2021NY-DOL$7,136
GUITAR CENTERworkplace safety or health violation2011OSHA$7,000
SAVERS, INCworkplace safety or health violation2021OSHA$6,690
SAVERS RECYCLING INC.workplace safety or health violation2019OSHA$6,635
99 CENTS ONLY STORESworkplace safety or health violation2001OSHA$6,150
99 CENTS ONLY STORESworkplace safety or health violation2015OSHA$6,000
99 Cent Only Storeslabor relations violation2006NLRB$5,855
SMGwage and hour violation2009WHD$5,280
Insight Global, Inc.wage and hour violation2005WHD$5,229
THE NEIMAN MARCUS GROUP, LLC.workplace safety or health violation2023OSHA$5,122
99 CENTS ONLY STORESworkplace safety or health violation2010OSHA$5,025
99 CENTS ONLY STOREworkplace safety or health violation2011OSHA$5,000
SMGworkplace safety or health violation2010OSHA$5,000
99 CENTS ONLY STORES LLCworkplace safety or health violation2014OSHA$5,000
SAVERS, INC.workplace safety or health violation2015OSHA$5,000
99 CENTS ONLY STORESworkplace safety or health violation2022OSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.