Violation Tracker Parent Company Summary
|Top 5 Offense Groups (Groups Defined)||Penalty Total||Number of Records|
|Top 5 Primary Offense Types||Penalty Total||Number of Records|
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
AmerUS Life Insurance Co.; Athene Annuity & Life Assurance Company Of New York; Athene Annuity And Life Company; Athene Holding Ltd.; Athene Life Insurance Company of New York; Aviva Life and Annuity Co.; Liberty Life Insurance Company; Liberty Life Insurance Company of Greenville, S.C.
Individual Penalty Records:Click on the company or penalty amount for more information on each case.
|Company||Primary Offense Type||Year||Agency||Penalty Amount|
|Athene Holding Ltd.||insurance violation||2020||NY-DFS||$45,000,000|
|Athene Life Insurance Company of New York||insurance violation||2018||NY-DFS||$15,000,000|
|Aviva Life & Annuity Company||insurance violation||2013||MULTI-AG||$4,000,000|
|Liberty Life Insurance Company of Greenville, S.C.||insurance violation||2005||MULTI-FIN||$3,075,950|
|AmerUS Life Insurance Co.||insurance violation||2007||MN-FIN||$250,000|
|Athene Life Insurance Company of New York||insurance violation||2016||NY-DFS||$142,193|
|Aviva Life and Annuity Co.||insurance violation||2011||CO-INS||$25,300|
|Liberty Life Insurance Company||insurance violation||2001||SC-INS||$10,000|
|Athene Annuity And Life Company||insurance violation||2018||WA-INS||$10,000|
|Athene Annuity and Life Co.||insurance violation||2019||MO-INS||$5,000|
|Athene Annuity & Life Assurance Company Of New York||insurance violation||2011||WA-INS||$5,000|