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Violation Tracker Current Parent Company Summary

Current Parent Company Name: BOK Financial
Ownership Structure: publicly traded (ticker symbol BOKF)
Headquartered in: Oklahoma
Major Industry: financial services
Specific Industry: banking
Penalty total since 2000$2,100,521
Number of records: 4
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$1,865,5212
employment-related offenses$230,0001
consumer-protection-related offenses$5,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$1,865,5212
employment discrimination$230,0001
insurance violation$5,0001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
BOK Financial Corporationinvestor protection violation2016SEC$1,667,720
BOK Financial Corporation dba the Bank of Albuquerqueemployment discrimination2014EEOC$230,000
Bok Financial Securities, Inc.investor protection violation2019SEC$197,801
BOK Financial Securities, violation2020CA-INS$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.