Violation Tracker Parent Company Summary

Parent Company Name: 
Brookfield Asset Management
Ownership Structure: 
publicly traded (ticker symbol BAM)
Headquartered in: 
Canada
Major Industry: 
diversified
Specific Industry: 
diversified
Penalty total since 2000: 
$12,779,105
Number of records: 
339
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
employment-related offenses$7,667,0004
safety-related offenses$2,851,155327
competition-related offenses$1,700,0001
environment-related offenses$560,9507
Top 5 Primary Offense TypesPenalty TotalNumber of Records
benefit plan administrator violation$5,750,0001
railroad safety violation$2,695,405318
labor relations violation$1,917,0003
energy market violation$1,700,0001
environmental violation$560,9507
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Alabama & Gulf Coast Railway; AMERICAN RAIL DISPATCHING CENTER; Arizona Eastern Railway; Arkansas, Louisiana & Mississippi Railroad; Brookfield Power US Assets Management, LLC; BROOKFIELD RENEWABLE SERVICES MAINE LLC; BUFFALO AND PITTSBURGH RAILROAD; CALIFORNIA NORTHERN RAILROAD; Carolina Coastal Railway; Central Oregon & Pacific Railroad; COLUMBUS AND GREENVILLE RAILWAY; CONNECTICUT SOUTHERN RAILROAD; Corpus Christi Terminal Railroad; DALLAS GARLAND AND NORTHEASTERN RAILROAD; EAST TENNESSEE RAI [...]

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
General Growth Properties, Inc. benefit plan administrator violation 2010 private lawsuit-federal $5,750,000
Brookfield Power US Assets Management, LLC energy market violation 2014 FERC $1,700,000
Westinghouse Electric Corp., Science & Technology Center labor relations violation 2000 NLRB $1,630,000
Central Oregon and Pacific Railroad environmental violation 2010 EPA $272,900
Central Oregon and Pacific Railroad environmental violation 2010 EPA (*) $272,900
Westinghouse Electric Company LLC labor relations violation 2000 NLRB $207,000
WESTINGHOUSE ELECTRIC COMPANY LLC environmental violation 2014 EPA $111,000
LUXAPALILA VALLEY RAILROAD, INC. environmental violation 2016 EPA $106,100
Westinghouse Electric Company, Energy Center labor relations violation 2010 NLRB $80,000
Forest City Residential Management, inc. environmental violation 2008 EPA $57,700
PROVIDENCE AND WORCESTER RR COMPANY railroad safety violation 2018 FRA $55,310
Indiana & Ohio Railway railroad safety violation 2006 FRA $50,000
Kyle Railroad Company railroad safety violation 2008 FRA $35,000
Providence and Worcester RR Company railroad safety violation 2010 FRA $32,500
WESTINGHOUSE ELECTRIC COMPANY, LLC workplace safety or health violation 2011 OSHA $31,500
Buffalo & Pittsburgh Railroad railroad safety violation 2007 FRA $27,650
Central Oregon & Pacific Railroad Inc. railroad safety violation 2001 FRA $27,600
Westinghouse Electric Company nuclear safety violation 2004 NRC $24,000
Kiamichi Railroad Company railroad safety violation 2010 FRA $23,560
Central Oregon & Pacific Railroad Inc. railroad safety violation 2001 FRA $23,100
Kiamichi Railroad Company railroad safety violation 2012 FRA $23,000
Puget Sound and Pacific Railroad railroad safety violation 2013 FRA $22,780
Rail Link Inc workplace safety or health violation 2002 MSHA $22,500
Rail Link Inc workplace safety or health violation 2002 MSHA $22,500
Arizona Eastern Railway railroad safety violation 2011 FRA $21,625
Dallas, Garland and Northeastern Railroad railroad safety violation 2013 FRA $20,100
Puget Sound and Pacific Railroad railroad safety violation 2012 FRA $20,000
Kiamichi Railroad Company railroad safety violation 2010 FRA $19,840
Missouri & Northern Arkansas Railroad railroad safety violation 2012 FRA $18,630
Indiana & Ohio Railway railroad safety violation 2008 FRA $18,250
Westinghouse Electic Company nuclear safety violation 2010 NRC $17,500
San Joaquin Valley Railroad railroad safety violation 2009 FRA $17,500
San Joaquin Valley Railroad railroad safety violation 2009 FRA $17,500
Indiana & Ohio Railway railroad safety violation 2014 FRA $17,200
Missouri & Northern Arkansas Railroad railroad safety violation 2010 FRA $16,930
Dallas, Garland and Northeastern Railroad railroad safety violation 2012 FRA $16,750
Westinghouse Electric Company nuclear safety violation 2005 NRC $16,250
Central Oregon & Pacific Railroad Inc. railroad safety violation 2001 FRA $16,250
Dallas, Garland and Northeastern Railroad railroad safety violation 2012 FRA $16,000
Portland and Western Railroad railroad safety violation 2007 FRA $16,000
Huron & Eastern Railway railroad safety violation 2011 FRA $15,500
Buffalo & Pittsburgh Railroad railroad safety violation 2013 FRA $15,000
Central Oregon & Pacific Railroad Inc. railroad safety violation 2006 FRA $15,000
Missouri & Northern Arkansas Railroad railroad safety violation 2007 FRA $15,000
San Joaquin Valley Railroad Co. railroad safety violation 2017 FRA $15,000
San Joaquin Valley Railroad railroad safety violation 2009 FRA $14,000
Central Oregon & Pacific Railroad Inc. railroad safety violation 2006 FRA $13,800
MISSOURI & NORTHERN ARKANSAS RAILROAD railroad safety violation 2009 FRA $13,700
Central Oregon & Pacific Railroad Inc. railroad safety violation 2006 FRA $13,000
PUGET SOUND & PACIFIC RAILROAD railroad safety violation 2015 FRA $12,900
Arizona Eastern Railway railroad safety violation 2012 FRA $12,675
MISSOURI & NORTHERN ARKANSAS RAILROAD railroad safety violation 2009 FRA $12,500
Central Oregon & Pacific Railroad Inc. railroad safety violation 2002 FRA $12,500
San Joaquin Valley Railroad Co. railroad safety violation 2003 FRA $12,500
PROVIDENCE AND WORCESTER RR COMPANY railroad safety violation 2017 FRA $12,500
Arkansas, Louisiana & Mississippi Railroad railroad safety violation 2014 FRA $12,350
Meridian and Bigbee Railroad, LLC railroad safety violation 2018 FRA $12,300
Kyle Railroad Company railroad safety violation 2009 FRA $12,240
INDIANA & OHIO CENTRAL RAILROAD, INC. railroad safety violation 2009 FRA $12,200
Buffalo & Pittsburgh Railroad railroad safety violation 2011 FRA $12,000
Arizona Eastern Railway railroad safety violation 2005 FRA $12,000
Meridian & Bigbee Railroad railroad safety violation 2006 FRA $12,000
Buffalo & Pittsburgh Railroad railroad safety violation 2014 FRA $11,520
San Joaquin Valley Railroad railroad safety violation 2012 FRA $11,360
San Joaquin Valley Railroad railroad safety violation 2010 FRA $11,050
San Joaquin Valley Railroad railroad safety violation 2009 FRA $11,000
Ohio Central Railroad railroad safety violation 2005 FRA $10,900
PUGET SOUND & PACIFIC RAILROAD railroad safety violation 2015 FRA $10,800
Alabama & Gulf Coast Railway railroad safety violation 2014 FRA $10,500
Missouri & Northern Arkansas Railroad railroad safety violation 2012 FRA $10,500
PROVIDENCE AND WORCESTER RR COMPANY railroad safety violation 2017 FRA $10,500
PITTSBURGH & OHIO CENTRAL RAILROAD COMPANY railroad safety violation 2009 FRA $10,480
Dallas, Garland and Northeastern Railroad, Inc. railroad safety violation 2009 FRA $10,350
Alabama & Gulf Coast Railway railroad safety violation 2013 FRA $10,200
Kiamichi Railroad Company railroad safety violation 2014 FRA $10,200
RailAmerica Contract Switching Services railroad safety violation 2012 FRA $10,000
ILLINOIS & MIDLAND RAILROAD, INC. railroad safety violation 2008 FRA $10,000
Eastern Alabama Railway railroad safety violation 2002 FRA $10,000
Portland and Western Railroad railroad safety violation 2008 FRA $10,000
Dallas, Garland and Northeastern Railroad, Inc. railroad safety violation 2017 FRA $10,000
PROVIDENCE AND WORCESTER RR COMPANY railroad safety violation 2017 FRA $10,000
Utah Railway Company railroad safety violation 2014 FRA $9,750
ARIZONA EASTERN RAILWAY railroad safety violation 2008 FRA $9,715
San Joaquin Valley Railroad railroad safety violation 2009 FRA $9,500
Providence and Worcester Railroad Company railroad safety violation 2006 FRA $9,440
Bay Line Railroad railroad safety violation 2008 FRA $9,375
Dallas, Garland and Northeastern Railroad railroad safety violation 2012 FRA $9,350
Kiamichi Railroad Company railroad safety violation 2010 FRA $9,300
Warren & Trumbull Railroad railroad safety violation 2012 FRA $9,100
Rail Link railroad safety violation 2016 FRA $9,000
Missouri & Northern Arkansas Railroad railroad safety violation 2007 FRA $9,000
Missouri & Northern Arkansas Railroad railroad safety violation 2012 FRA $8,875
Puget Sound and Pacific Railroad railroad safety violation 2012 FRA $8,875
Corpus Christi Terminal Railroad railroad safety violation 2013 FRA $8,750
Providence and Worcester Railroad Company railroad safety violation 2006 FRA $8,750
Kyle Railroad Company railroad safety violation 2012 FRA $8,600
Arizona Eastern Railway railroad safety violation 2012 FRA $8,450
San Joaquin Valley Railroad railroad safety violation 2009 FRA $8,450
Dallas, Garland and Northeastern Railroad railroad safety violation 2013 FRA $8,400
Dallas, Garland and Northeastern Railroad, Inc. railroad safety violation 2015 FRA $8,400
San Joaquin Valley Railroad railroad safety violation 2012 FRA $8,300
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