Violation Tracker Parent Company Summary

Parent Company Name: 
FGL Holdings
Ownership Structure: 
publicly traded (ticker symbol FG)
Headquartered in: 
Cayman Islands
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$213,494
Number of records: 
10
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$213,49410
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$213,49410
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Fidelity & Guaranty Life Insurance Company; Fidelity and Guaranty Insurance Company


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Fidelity and Guaranty Insurance Co. insurance violation 2016 MO-INS $115,250
FIDELITY & GUARANTY LIFE INSURANCE insurance violation 2003 VA-INS $20,000
FIDELITY & GUARANTY LIFE INSURANCE insurance violation 2002 VA-INS $15,000
Fidelity and Guaranty Insurance Company insurance violation 2016 TX-INS $12,000
Fidelity and Guaranty Insurance Company insurance violation 2014 TX-INS $11,744
Fidelity & Guaranty Life Insurance Company insurance violation 2014 WA-INS $10,000
Fidelity and Guaranty Insurance Company insurance violation 2009 TX-INS $9,000
Fidelity & Guaranty Life Insurance Co. insurance violation 2014 MD-INS $8,000
Fidelity & Guaranty Life Insurance Company insurance violation 2012 WA-INS $7,500
Fidelity & Guaranty Life Insurance Company insurance violation 2018 WA-INS $5,000
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