Violation Tracker Parent Company Summary

Parent Company Name: 
Hanmi Financial Corp.
Ownership Structure: 
publicly traded (ticker symbol HAFC)
Headquartered in: 
Major Industry: 
financial services
Specific Industry: 
Penalty total since 2000: 
Number of records: 
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$15,8352
Top 5 Primary Offense TypesPenalty TotalNumber of Records
banking violation$8,8351
economic sanction violation$7,0001

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
Download results as CSV or XML
Company Primary Offense Type Year Agency Penalty Amountsort icon
Hanmi Bank banking violation 2007 FED $8,835
Hanmi Bank economic sanction violation 2004 OFAC $7,000
Download results as CSV or XML