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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Invesco
Ownership Structure: publicly traded (ticker symbol NYSE: IVZ)
Headquartered in: Georgia
Major Industry: financial services
Specific Industry: investment management
Penalty total since 2000: $698,703,207
Number of records: 45
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$687,994,00012
employment-related offenses$10,275,3772
safety-related offenses$296,20925
environment-related offenses$137,6216
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$687,994,00012
benefit plan administrator violation$10,270,0001
workplace safety or health violation$296,20925
environmental violation$72,6214
air pollution violation$65,0002
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: For a summary of this company's regulatory penalties in more than 50 other countries, see its Violation Tracker Global summary page here.

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Invesco Funds Group, Inc.investor protection violation2004SEC$325,000,000
Invesco Funds Groupinvestor protection violation2004MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $325,000,000
AIM Advisorsinvestor protection violation2004MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $125,000,000
OppenheimerFunds, Inc.investor protection violation2009IL-AG$77,230,000
OppenheimerFundsinvestor protection violation2010NM-AG$67,300,000
AIM Advisors, Inc. and AIM Distributors, Inc.investor protection violation2004SEC$50,000,000
OppenheimerFunds Inc.investor protection violation2012SEC$35,000,000
Invesco Distributors, Inc.investor protection violation2024SEC$35,000,000
OppenheimerFunds Inc.investor protection violation2009OR-AG$20,000,000
Invesco Trust Companybenefit plan administrator violation2016EBSA$10,270,000
WL Ross & Co. LLCinvestor protection violation2016SEC$2,300,000
OppenheimerFunds Distributor, Inc.investor protection violation2007WA-FIN$669,500
OppenheimerFunds Distributor, Inc.investor protection violation2007CO-SEC$494,500
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INCworkplace safety or health violation2008OSHA$59,000
IAC Spartanburg, Inc.air pollution violation2015SC-ENV$58,000
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA, INC.workplace safety or health violation2022OSHA$36,250
INTERNATIONAL AUTOMOTIVE COMPONENTS A/K/A LEAR CORenvironmental violation2012EPA$35,000
IAC HURON, LLCworkplace safety or health violation2011OSHA$20,940
IAC GREENVILLE, LLCenvironmental violation2013EPA$16,870
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA, INC.workplace safety or health violation2021OSHA$16,524
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA, INC.workplace safety or health violation2022OSHA$15,948
IAC Greencastle, LLCenvironmental violation2022IN-ENV$14,000
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA, INC.workplace safety or health violation2023OSHA$11,786
INTERNATIONAL AUTOMOTIVE COMPONENTSworkplace safety or health violation2021OSHA$10,500
IAC WAUSEON, LLCworkplace safety or health violation2021OSHA$10,143
IAC SPRINGFIELD, LLCworkplace safety or health violation2014OSHA$9,100
IACworkplace safety or health violation2013OSHA$9,025
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA, INC.workplace safety or health violation2023OSHA$8,766
INTERNATIONAL AUTOMOTIVE COMPONENTSworkplace safety or health violation2010OSHA$8,750
IAC MADISONVILLE LLCworkplace safety or health violation2014OSHA$7,500
IAC SPARTANBURGworkplace safety or health violation2011OSHA$7,277
IAC SPARTANBURG, INCair pollution violation2012SC-ENV$7,000
IAC ALBEMARLE, LLCworkplace safety or health violation2017OSHA$7,000
IAC Group North Americaenvironmental violation2016NC-ENV$6,751
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP NORTH AMERICA INCworkplace safety or health violation2015OSHA$6,600
IAC SPRINGFIELD LLCworkplace safety or health violation2014OSHA$6,350
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLCworkplace safety or health violation2014OSHA$6,300
INTERNATIONAL AUTOMOTIVE COMPONENTSworkplace safety or health violation2009OSHA$6,000
IAC GROUP NORTH AMERICA ANNISTON PLANT, LLCworkplace safety or health violation2011OSHA$5,850
IAC DAYTON LLCworkplace safety or health violation2013OSHA$5,775
INTERNATIONAL AUTOMOTIVE COMPONENTSworkplace safety or health violation2007OSHA$5,625
IAC Springfield, LLCFamily and Medical Leave Act2015WHD$5,377
INTERNATIONAL AUTOMOTIVE COMPONENTS GROUP N.A. INCworkplace safety or health violation2007OSHA$5,200
IAC MADISONVILLE LLCworkplace safety or health violation2014OSHA$5,000
INTERNATIONAL AUTOMOTIVE COMPONENTSworkplace safety or health violation2014OSHA$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.