Violation Tracker Parent Company Summary

Parent Company Name: 
Marsh & McLennan
Ownership Structure: 
publicly traded (ticker symbol MMC)
Headquartered in: 
New York
Major Industry: 
financial services
Specific Industry: 
insurance
Penalty total since 2000: 
$1,795,528,137
Number of records: 
28
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$900,096,3414
competition-related offenses$859,400,0003
employment-related offenses$35,049,4742
consumer-protection-related offenses$982,32219
Top 5 Primary Offense TypesPenalty TotalNumber of Records
price-fixing or anti-competitive practices$857,000,0002
accounting fraud or deficiencies$500,000,0001
investor protection violation$400,000,0001
benefit plan administrator violation$35,000,0001
kickbacks and bribery$2,400,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

GUY CARPENTER AND; Marsh & McLennan Agency LLC; Marsh & McLennan Companies, Inc.; Marsh and McLennan; Marsh USA Inc.; Mercer; MERCER HR SVC; Seabury & Smith, Inc.

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Marsh & McLennan Companies, Inc. price-fixing or anti-competitive practices 2005 MULTI-AG $850,000,000
Mercer accounting fraud or deficiencies 2010 AK-AG $500,000,000
Marsh and McLennan investor protection violation 2009 MULTI-AG $400,000,000
Marsh & McLennan Companies, Inc. benefit plan administrator violation 2010 private lawsuit-federal $35,000,000
Marsh and McLennan price-fixing or anti-competitive practices 2009 MULTI-AG $7,000,000
Marsh & McLennan Companies, Inc. kickbacks and bribery 2009 CT-AG $2,400,000
Marsh USA Inc. insurance violation 2009 MN-FIN $325,000
MARSH USA, INC. insurance violation 2006 VA-INS $150,000
Marsh USA Inc. insurance violation 2011 TX-INS $121,189
Marsh USA, Inc. insurance violation 2005 OR-FIN $75,000
Guy Carpenter & Company, Inc economic sanction violation 2003 OFAC $50,000
Marsh & McLennan Agency LLC insurance violation 2015 NJ-DBI $50,000
Marsh USA Inc. insurance violation 2008 PA-INS $50,000
Mercer HR Services, LLC wage and hour violation 2006 WHD $49,474
Seabury & Smith Inc. economic sanction violation 2005 OFAC $46,341
Seabury & Smith, Inc. insurance violation 2009 AK-INS $39,378
Marsh USA Inc. insurance violation 2019 AK-INS $30,000
Marsh USA Inc. insurance violation 2015 AK-INS $25,000
Seabury & Smith Inc. insurance violation 2007 PA-INS $25,000
Marsh & McLennan Agency LLC insurance violation 2019 AK-INS $20,000
Marsh & McLennan Agency, LLC insurance violation 2014 NJ-DBI $15,000
Marsh USA Inc insurance violation 2018 NY-DFS $12,950
Marsh & McLennan Agency LLC insurance violation 2016 AK-INS $10,000
Marsh & McLennan Agency LLC insurance violation 2018 TX-INS $7,600
Marsh & McLennan Agency LLC insurance violation 2017 TX-INS $6,825
Seabury & Smith, Inc. insurance violation 2006 AK-INS $6,530
Marsh USA, Inc. insurance violation 2016 TX-INS $6,500
Marsh & McLennan Agency LLC insurance violation 2020 TX-INS $6,350
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