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Violation Tracker Current Parent Company Summary
Current Parent Company Name: Marsh & McLennan
Ownership Structure: publicly traded (ticker symbol NYSE: MMC)
Headquartered in: New York
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000: $1,893,841,688
Number of records: 35
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
| competition-related offenses | $957,481,951 | 5 |
| financial offenses | $900,096,341 | 4 |
| employment-related offenses | $35,049,474 | 2 |
| consumer-protection-related offenses | $1,213,922 | 24 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
| price-fixing or anti-competitive practices | $926,000,000 | 3 |
| accounting fraud or deficiencies | $500,000,000 | 1 |
| investor protection violation | $400,000,000 | 1 |
| benefit plan administrator violation | $35,000,000 | 1 |
| Foreign Corrupt Practices Act | $29,081,951 | 1 |
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the
Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Links: For a summary of this company's regulatory penalties in more than 50 other countries, see its Violation Tracker Global summary page
here.
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found
here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
| Company | Primary Offense Type | Year | Agency | Penalty Amount  |
| Marsh & McLennan Companies, Inc. | price-fixing or anti-competitive practices | 2005 | MULTI-AG | $850,000,000 |
| Mercer | accounting fraud or deficiencies | 2010 | AK-AG | $500,000,000 |
| Marsh and McLennan | investor protection violation | 2009 | MULTI-AG | $400,000,000 |
| Marsh & McLennan Companies Inc. | price-fixing or anti-competitive practices | 2009 | private lawsuit-federal | $69,000,000 |
| Marsh & McLennan Companies, Inc. | benefit plan administrator violation | 2010 | private lawsuit-federal | $35,000,000 |
| Jardine Lloyd Thompson Group Holdings Ltd. | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
| Marsh and McLennan | price-fixing or anti-competitive practices | 2009 | MULTI-AG | $7,000,000 |
| Marsh & McLennan Companies, Inc. | kickbacks and bribery | 2009 | CT-AG | $2,400,000 |
| Marsh USA Inc. | insurance violation | 2009 | MN-FIN | $325,000 |
| MARSH USA, INC. | insurance violation | 2006 | VA-INS | $150,000 |
| Marsh USA Inc. | insurance violation | 2023 | NY-DFS | $123,100 |
| Marsh USA Inc. | insurance violation | 2011 | TX-INS | $121,189 |
| Marsh USA, Inc. | insurance violation | 2005 | OR-FIN | $75,000 |
| Marsh USA Inc. | insurance violation | 2023 | AK-INS | $55,000 |
| Guy Carpenter & Company, Inc | economic sanction violation | 2003 | OFAC | $50,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2015 | NJ-DBI | $50,000 |
| Marsh USA Inc. | insurance violation | 2008 | PA-INS | $50,000 |
| Mercer HR Services, LLC | wage and hour violation | 2006 | WHD | $49,474 |
| Seabury & Smith Inc. | economic sanction violation | 2005 | OFAC | $46,341 |
| Seabury & Smith, Inc. | insurance violation | 2009 | AK-INS | $39,378 |
| Marsh USA Inc. | insurance violation | 2019 | AK-INS | $30,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2024 | TX-INS | $28,300 |
| Marsh USA Inc. | insurance violation | 2015 | AK-INS | $25,000 |
| Seabury & Smith Inc. | insurance violation | 2007 | PA-INS | $25,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2019 | AK-INS | $20,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2023 | AK-INS | $20,000 |
| Marsh & McLennan Agency, LLC | insurance violation | 2014 | NJ-DBI | $15,000 |
| Marsh USA Inc | insurance violation | 2018 | NY-DFS | $12,950 |
| Marsh & McLennan Agency LLC | insurance violation | 2016 | AK-INS | $10,000 |
| Marsh & McLennan Agency LLC | insurance violation | 2018 | TX-INS | $7,600 |
| Marsh & McLennan Agency LLC | insurance violation | 2017 | TX-INS | $6,825 |
| Seabury & Smith, Inc. | insurance violation | 2006 | AK-INS | $6,530 |
| Marsh USA, Inc. | insurance violation | 2016 | TX-INS | $6,500 |
| Marsh & McLennan Agency LLC | insurance violation | 2020 | TX-INS | $6,350 |
| Marsh USA, Inc. | insurance violation | 2022 | TX-INS | $5,200 |
