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Violation Tracker Current Parent Company Summary

Current Parent Company Name: NortonLifeLock
Ownership Structure: publicly traded (ticker symbol NLOK)
Headquartered in: Arizona
Major Industry: information technology
Specific Industry: software
Penalty total since 2000$174,140,002
Number of records: 9
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$174,075,0006
employment-related offenses$65,0023
Top 5 Primary Offense TypesPenalty TotalNumber of Records
consumer protection violation$174,075,0006
benefit plan administrator violation$60,0022
labor relations violation$5,0001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon .
LifeLockconsumer protection violation2015FTC$100,000,000
Symantec Corp. and Digital River Inc.consumer protection violation2016private lawsuit-federal$60,000,000
LifeLock Inc.consumer protection violation2010FTC$12,000,000
Symantec Corp.consumer protection violation2013private lawsuit-federal$1,700,000
LifeLock, Inc.consumer protection violation2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,000,000
Symantecconsumer protection violation2009NY-AG$375,000
RIPTECH, INC.benefit plan administrator violation2007EBSA$50,001
BRIGHTMAIL, INC.benefit plan administrator violation2006EBSA$10,001
Symantec Corporationlabor relations violation2002NLRB$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.