Violation Tracker Parent Company Summary

Parent Company Name: 
Prosper Marketplace
Ownership Structure: 
privately held
Headquartered in: 
California
Major Industry: 
financial services
Specific Industry: 
consumer lending
Penalty total since 2000: 
$1,219,265
Number of records: 
10
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$1,120,2658
consumer-protection-related offenses$99,0002
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$1,120,2658
consumer protection violation$99,0002
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Prosper Funding LLC and Prosper Marketplace, Inc.; Prosper Marketplace, Inc.

Links: 

For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Prosper Marketplace, Inc. investor protection violation 2008 MULTI-FIN $1,000,000
Prosper Marketplace Inc. consumer protection violation 2016 VT-FIN $60,000
Prosper Marketplace, Inc. investor protection violation 2012 CT-SEC $40,000
Prosper Funding LLC and Prosper Marketplace, Inc. consumer protection violation 2016 NH-BKG $39,000
Prosper Marketplace, Inc. investor protection violation 2009 MD-SEC $28,706
Prosper Marketplace Inc. investor protection violation 2009 OR-FIN $15,000
Prosper Marketplace investor protection violation 2015 IN-SEC $13,957
Prosper Marketplace, Inc. investor protection violation 2009 CT-SEC $12,602
Prosper Marketplace, Inc. investor protection violation 2010 CT-SEC $5,000
Prosper Marketplace, Inc. investor protection violation 2011 ME-SEC $5,000
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