Violation Tracker Parent Company Summary
Parent Company Name:
Prudential (UK)
Ownership Structure:
publicly traded (ticker symbol PUK)
Headquartered in:
United Kingdom
Major Industry:
financial services
Specific Industry:
insurance
Penalty total since 2000:
$29,447,800
Number of records:
17
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
|---|---|---|
| employment-related offenses | $20,500,000 | 1 |
| consumer-protection-related offenses | $8,463,800 | 15 |
| financial offenses | $484,000 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
|---|---|---|
| employment discrimination | $20,500,000 | 1 |
| insurance violation | $8,463,800 | 15 |
| investor protection violation | $484,000 | 1 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Associated Names:
Jackson National Life Insurance Co.; Life Insurance Company of Georgia and Southland Life Insurance Company; Reassure America Life Insurance Company; Valley Forge Life Insurance Company
Links:
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
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