Violation Tracker Parent Company Summary
Parent Company Name:
Prudential (UK)
Ownership Structure:
publicly traded (ticker symbol PUK)
Headquartered in:
United Kingdom
Major Industry:
financial services
Specific Industry:
insurance
Penalty total since 2000:
$29,447,800
| Top 5 Offense Groups (Groups Defined) | Penalty Total | Number of Records |
|---|
| employment-related offenses | $20,500,000 | 1 |
| consumer-protection-related offenses | $8,463,800 | 15 |
| financial offenses | $484,000 | 1 |
| Top 5 Primary Offense Types | Penalty Total | Number of Records |
|---|
| employment discrimination | $20,500,000 | 1 |
| insurance violation | $8,463,800 | 15 |
| investor protection violation | $484,000 | 1 |
Notes:
Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.
Associated Names:
Jackson National Life Insurance Co.; Life Insurance Company of Georgia and Southland Life Insurance Company; Reassure America Life Insurance Company; Valley Forge Life Insurance Company
Links:
Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.
For an overview of assistance this company is receiving under the CARES Act, see its Covid Stimulus Watch summary page here.
Individual Penalty Records:
Click on the company or penalty amount for more information on each case.
Download results as 
or
XML (maximum 10,000; for access to larger downloads contact
Phil Mattera)
|
Company |
Primary Offense Type |
Year |
Agency |
Penalty Amount |
|
Jackson National Life Insurance Company |
employment discrimination |
2020 |
EEOC |
$20,500,000 |
|
Life Insurance Company of Georgia and Southland Life Insurance Company |
insurance violation |
2002 |
MULTI-FIN |
$4,000,000 |
|
Jackson National Life Insurance Co. |
insurance violation |
2015 |
MULTI-AG |
$2,500,000 |
|
Jackson National Life Insurance Co. |
insurance violation |
2016 |
MN-FIN |
$1,250,000 |
|
Jackson National Life Insurance Co |
investor protection violation |
2008 |
CT-AG |
$484,000 |
|
Jackson National Life Insurance Co. |
insurance violation |
2008 |
CT-INS |
$483,000 |
|
Jackson National Life Insurance Co. |
insurance violation |
2012 |
MN-FIN |
$60,000 |
|
Jackson National Life Insurance Co. |
insurance violation |
2010 |
FL-OFR |
$53,000 |
|
Valley Forge Life Insurance Company |
insurance violation |
2002 |
MA-INS |
$24,500 |
|
Reassure America Life Insurance Company |
insurance violation |
2011 |
WA-INS |
$20,000 |
|
Jackson National Life Insurance Company |
insurance violation |
2016 |
WA-INS |
$20,000 |
|
Valley Forge Life Insurance Company |
insurance violation |
2001 |
MA-INS |
$11,600 |
|
Jackson National Life Insurance Co. |
insurance violation |
2007 |
CO-INS |
$10,000 |
|
Jackson National Life Insurance Company |
insurance violation |
2002 |
OR-FIN |
$10,000 |
|
Jackson National Life Insurance Co. |
insurance violation |
2015 |
MD-INS |
$8,200 |
|
Jackson National Life Insurance Company |
insurance violation |
2016 |
WA-INS |
$8,000 |
|
Jackson National Life Insurance Co. |
insurance violation |
2004 |
FL-OFR |
$5,500 |
Download results as or
XML (maximum 10,000; for access to larger downloads contact
Phil Mattera)
