Violation Tracker Parent Company Summary

Parent Company Name: 
SAC Capital
Ownership Structure: 
out of business
Headquartered in: 
Major Industry: 
financial services
Specific Industry: 
hedge fund
Penalty total since 2000: 
Number of records: 
Top 10 Primary Offense TypesPenalty TotalNumber of Records
insider trading$1,800,000,0001
securities issuance or trading violation$601,747,4631

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty dollar total above may be adjusted to account for the fact that the list of entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the list below.

Associated Names: 


Individual Penalty Records:

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Company Primary Offense Type Year Agency Penalty Amountsort icon
SAC Capital insider trading 2013 USAO $1,800,000,000
CR Intrinsic Investors securities issuance or trading violation 2013 SEC $601,747,463
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