Violation Tracker Parent Company Summary

Parent Company Name: 
Scotiabank
Ownership Structure: 
publicly traded
Headquartered in: 
Canada
Major Industry: 
financial services
Specific Industry: 
banking
Penalty total since 2000: 
$188,858,000
Number of records: 
6
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$128,458,0005
competition-related offenses$60,400,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
investor protection violation$128,450,0004
price-fixing or anti-competitive practices$60,400,0001
banking violation$8,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

SCOTIA CAPITAL; SCOTIABANK; The Bank of Nova Scotia

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
The Bank of Nova Scotia investor protection violation 2020 CFTC $77,400,000
Bank of Nova Scotia price-fixing or anti-competitive practices 2020 DOJ_CRIMINAL $60,400,000
The Bank of Nova Scotia investor protection violation 2020 CFTC $50,000,000
Bank of Nova Scotia investor protection violation 2018 CFTC $800,000
Scotia Capital Inc. investor protection violation 2010 CFTC $250,000
SCOTIABANK DE PUERTO RICO banking violation 2003 FDIC $8,000
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