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Violation Tracker Current Parent Company Summary

Current Parent Company Name: Securian Financial
Ownership Structure: mutual
Headquartered in: Minnesota
Major Industry: financial services
Specific Industry: insurance
Penalty total since 2000$831,475
Number of records: 11
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
consumer-protection-related offenses$679,5007
financial offenses$139,4453
employment-related offenses$12,5301
Top 5 Primary Offense TypesPenalty TotalNumber of Records
insurance violation$674,0006
investor protection violation$139,4453
wage and hour violation$12,5301
consumer protection violation$5,5001
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
Minnesota Life Insurance Company et al.insurance violation2016MULTI-FIN$625,000
Securian Financial Services, Inc.investor protection violation2009MO-SEC$79,445
Securian Financial Services Inc.investor protection violation2009TX-SEC$50,000
MINNESOTA LIFE INSURANCE CO.insurance violation2006VA-INS$18,000
Securian Financialwage and hour violation2022MI-LEO$12,530
Securian Financial Services, Inc.investor protection violation2020AK-DBS$10,000
Minnesota Life Insurance Companyinsurance violation2024MD-INS$10,000
Minnesota Life Insurance Co.insurance violation2020CT-INS$9,000
Minnesota Life Insurance Companyinsurance violation2020CT-INS$7,000
Securian Financial Services, Inc.consumer protection violation2013NE-DBF$5,500
Minnesota Life Insurance Companyinsurance violation2019OR-FIN$5,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.