Violation Tracker Parent Company Summary

Parent Company Name: 
Standard Chartered
Ownership Structure: 
publicly traded
Headquartered in: 
United Kingdom
Major Industry: 
financial services
Specific Industry: 
banking
Penalty total since 2000: 
$1,959,563,443
Number of records: 
13
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$1,919,563,44312
competition-related offenses$40,000,0001
Top 5 Primary Offense TypesPenalty TotalNumber of Records
economic sanction violation$1,009,226,4437
anti-money-laundering deficiencies$640,000,0002
banking violation$264,000,0002
foreign exchange market manipulation$40,000,0001
tax violations$6,337,0001
Notes: 

Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Associated Names: 

Standard Chartered Bank; STANDARD CHARTERED BANK SWITZERLAND SA EN LIQUIDATION; STANDARD CHARTERED PLC

Links: 

Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.


Individual Penalty Records:

Click on the company or penalty amount for more information on each case.
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Company Primary Offense Type Year Agency Penalty Amountsort icon
Standard Chartered Bank economic sanction violation 2019 OFAC (*) $657,040,033
Standard Chartered Bank anti-money-laundering deficiencies 2012 NY-DFS $340,000,000
Standard Chartered Bank anti-money-laundering deficiencies 2014 NY-DFS $300,000,000
Standard Chartered Bank economic sanction violation 2019 DOJ_CRIMINAL $292,210,160
Standard Chartered Bank economic sanction violation 2019 NY-MANDA $292,000,000
Standard Chartered Bank economic sanction violation 2012 DOJ_CRIMINAL $227,000,000
Standard Chartered Bank economic sanction violation 2019 NY-DFS $180,000,000
Standard Chartered plc banking violation 2019 FED $164,000,000
Standard Chartered Bank economic sanction violation 2012 OFAC (*) $132,000,000
Standard Chartered Bank economic sanction violation 2012 NY-MANDA (*) $113,500,000
STANDARD CHARTERED PLC banking violation 2012 FED $100,000,000
Standard Chartered Bank foreign exchange market manipulation 2019 NY-DFS $40,000,000
Standard Chartered Bank (Switzerland) SA, en liquidation tax violations 2015 DOJ_TAX $6,337,000
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