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Violation Tracker Agency Summary Page

Agency Name: Federal Reserve
Penalty Total since 2000: $6,913,635,148
Number of Records: 175
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
JPMorgan Chase$878,900,0004
UBS$810,500,0004
Goldman Sachs$589,140,0006
HSBC$471,000,0003
Citigroup$442,600,0004
Deutsche Bank$441,705,5005
Bank of America$385,500,0003
Barclays$342,000,0001
NatWest Group PLC$324,000,0002
Standard Chartered$264,000,0002

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearPenalty Amount
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2017$41,000,000
Mega International Commercial Bank Co., Ltd. anti-money-laundering deficiencies2018$29,000,000
State Bank of India anti-money-laundering deficiencies2001$3,750,000
National Bank of Pakistan anti-money-laundering deficiencies2022$20,400,000
Deutsche Bank AGDeutsche Bankfinancial servicesanti-money-laundering deficiencies2023$186,000,000
First Community Bank banking violation2016$27,285
Farmers & Merchants Bank of Ashland banking violation2016$6,200
HSBC North America Holdings, Inc.HSBCfinancial servicesbanking violation2016$131,000,000
Higher One, IncorporatedProvidence Equity Partnersprivate equity (including portfolio companies)banking violation2015$2,231,250
The Bank of Monroe banking violation2015$28,640
Tri-County Bank banking violation2015$5,000
First State Bank of Colorado banking violation2015$9,285
INDEPENDENT BANKIndependent Bank Corp. (Michigan)financial servicesbanking violation2015$56,205
BCBank, Incorporated banking violation2015$5,000
First Iowa State Bank banking violation2015$7,500
BANK OF AMERICA CORPORATIONBank of Americafinancial servicesbanking violation2015$205,000,000
ROYAL BANK OF SCOTLAND PLCNatWest Group PLCfinancial servicesbanking violation2015$274,000,000
UBS AGUBSfinancial servicesbanking violation2015$342,000,000
CITIGROUP INC.Citigroupfinancial servicesbanking violation2015$342,000,000
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2015$342,000,000
Truxton Trust Company banking violation2015$11,285
COMMERZBANK AGCommerzbankfinancial servicesbanking violation2015$200,000,000
Tennessee State Bank banking violation2014$22,155
PointBank banking violation2014$8,810
Bank of Texas banking violation2014$8,000
Centennial Bank banking violation2014$6,395
Settlers Bank banking violation2014$35,310
Ackley State Bank banking violation2014$6,000
SunTrust Banks, Inc.Truist Financialfinancial servicesbanking violation2014$160,000,000
STATE BANK banking violation2014$15,785
Cole Taylor BankFifth Third Bancorpfinancial servicesbanking violation2014$3,510,000
Regions BankRegions Financialfinancial servicesbanking violation2014$46,000,000
Credit Suisse AGUBSfinancial servicesbanking violation2014$100,000,000
Western Bank banking violation2014$5,410
Bank of Gueydan banking violation2014$10,545
UINTA BANK banking violation2014$9,985
THE ROYAL BANK OF SCOTLAND GROUP PLCNatWest Group PLCfinancial servicesbanking violation2013$50,000,000
Midland States BankMidland States Bancorpfinancial servicesbanking violation2013$5,645
JPMORGAN CHASE & CO.JPMorgan Chasefinancial servicesbanking violation2013$200,000,000
HSBC HOLDINGS PLCHSBCfinancial servicesbanking violation2012$165,000,000
STANDARD CHARTERED PLCStandard Charteredfinancial servicesbanking violation2012$100,000,000
AMERICAN EXPRESS COMPANYAmerican Expressfinancial servicesbanking violation2012$9,000,000
METLIFE, INCMetLifefinancial servicesbanking violation2012$3,200,000
THE BANK OF NEW YORK MELLONBank of New York Mellonfinancial servicesbanking violation2012$6,000,000
BANCO ESPIRITO SANTO S. A. banking violation2012$975,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2012$22,000,000
Ally Financial Inc.Ally Financialfinancial servicesbanking violation2012$207,000,000
Bank of America CorporationBank of Americafinancial servicesbanking violation2012$175,500,000
JPMorgan Chase & Co., and EMC Mortgage CorporationJPMorgan Chasefinancial servicesbanking violation2012$275,000,000
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2012$87,000,000
State Bank and Trust Company banking violation2011$9,340
Bank of Hampton RoadsAtlantic Union Banksharesfinancial servicesbanking violation2011$33,600
Community State Bank banking violation2011$7,130
Whitaker Bank banking violation2011$8,500
Lindell Bank and Trust Company banking violation2011$9,470
Wells Fargo & CompanyWells Fargofinancial servicesbanking violation2011$85,000,000
First Sentinel Bank banking violation2011$7,315
PlainsCapital Bank and PrimeLendingHilltop Holdingsfinancial servicesbanking violation2011$30,780
BANCO INDUSTRIAL DE VENEZUELA, C. A. banking violation2011$600,000
MYANNS Corporation banking violation2011$37,500
Dacotah Bank banking violation2011$10,995
Franklin Savings Bank banking violation2011$5,160
Cecil Bank banking violation2010$21,945
Monarch Bank banking violation2010$7,215
Goldman Sachs GroupGoldman Sachsfinancial servicesbanking violation2016$36,300,000
Regions BankRegions Financialfinancial servicesbanking violation2009$135,000
Compass BankPNC Financial Servicesfinancial servicesbanking violation2009$70,625
Heritage Bank of CommerceHeritage Commerce Corp.financial servicesbanking violation2008$6,840
Farmers and Merchants Bank banking violation2007$9,240
Capital City BankCapital City Bank Groupfinancial servicesbanking violation2007$85,045
Chemical Bank banking violation2007$16,245
Hanmi BankHanmi Financial Corp.financial servicesbanking violation2007$8,835
RBC Centura Bank banking violation2007$106,930
East West BankEast West Bancorpfinancial servicesbanking violation2007$16,245
Pacific Mercantile Bank banking violation2007$6,850
Planters Bank and Trust Company banking violation2006$6,750
First Baird Bancshares, Inc. banking violation2006$87,500
United Bank banking violation2006$16,350
County Bank banking violation2005$19,960
Frontier Bank banking violation2005$12,500
Bank of Pontiac banking violation2005$32,550
First Bank & Trust Company banking violation2005$7,750
Irwin Union Bank banking violation2005$22,300
The Bank banking violation2005$46,050
First Interstate BankFirst Interstate Bancsystemfinancial servicesbanking violation2005$15,750
HomeFederal Bank banking violation2005$57,250
Five Points Bank banking violation2004$10,000
Citigroup Inc.Citigroupfinancial servicesbanking violation2004$70,000,000
Credit Agricole S.A.Credit Agricolefinancial servicesbanking violation2004$8,000,000
Hocking Valley Bank banking violation2004$9,500
Provident Bank banking violation2003$34,100
The Bank of Currituck banking violation2003$16,000
WestLB AG banking violation2003$3,000,000
Community State Bank banking violation2003$5,250
Community First Bank & Trust banking violation2003$5,500
Citizens Bank and Trust Company banking violation2003$7,000
First Bank banking violation2003$17,150
Dexia, S.A. banking violation2002$50,000
McIlroy Bank and Trust banking violation2001$10,500
U.S. Trust CorporationBank of Americafinancial servicesbanking violation2001$5,000,000
JPMorgan Chase & Co.JPMorgan Chasefinancial servicesbanking violation2016$61,900,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.