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Violation Tracker Agency Summary Page

Agency Name: National Credit Union Administration
Penalty Total since 2000: $1,636,450,000
Number of Records: 12
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$565,100,0003
Barclays$325,000,0001
Morgan Stanley$225,000,0001
Bank of America$165,000,0001
Deutsche Bank$145,000,0001
NatWest Group PLC$129,600,0001
Wells Fargo$53,000,0001
Citigroup$20,500,0001
HSBC$5,250,0001
Nomura$3,000,0001

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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Company sort iconCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearPenalty Amount
Bank of AmericaBank of Americafinancial servicestoxic securities abuses2013$165,000,000
Barclays Capital Inc.Barclaysfinancial servicestoxic securities abuses2015$325,000,000
CitigroupCitigroupfinancial servicestoxic securities abuses2011$20,500,000
Credit SuisseUBSfinancial servicestoxic securities abuses2016$50,300,000
Deutsche Bank SecuritiesDeutsche Bankfinancial servicestoxic securities abuses2011$145,000,000
HSBCHSBCfinancial servicestoxic securities abuses2012$5,250,000
Morgan StanleyMorgan Stanleyfinancial servicestoxic securities abuses2015$225,000,000
Nomura Asset Acceptance Corporation and Nomura Home Equity Loan, Inc.Nomurafinancial servicestoxic securities abuses2016$3,000,000
Royal Bank of Scotland plcNatWest Group PLCfinancial servicestoxic securities abuses2015$129,600,000
UBSUBSfinancial servicestoxic securities abuses2016$69,800,000
UBSUBSfinancial servicestoxic securities abuses2017$445,000,000
WachoviaWells Fargofinancial servicestoxic securities abuses2015$53,000,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.