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Violation Tracker Agency Summary Page

Agency Name: Office of the Comptroller of the Currency
Penalty Total since 2000: $14,217,678,233
Number of Records: 207
Note: The parent penalty totals are adjusted to account for the fact that the list of individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. Duplicate penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Bank of America$3,384,137,53210
JPMorgan Chase$3,383,450,34110
Wells Fargo$3,123,707,38612
Citigroup$1,721,943,3789
HSBC$816,500,0004
U.S. Bancorp$390,475,08810
PNC Financial Services$225,439,1488
Capital One Financial$219,125,0005
USAA$145,382,5003
MetLife$78,536,4551

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the current parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYear sort iconPenalty Amount
Home National Bank banking violation2000$5,000
Banco Do Estado Do Parana banking violation2000$75,000
The Park Avenue Bank, National Association banking violation2000$55,000
Goleta National Bank banking violation2002$75,000
Fidelity National Bank banking violation2002$50,000
Bank of ChinaBank of Chinafinancial servicesbanking violation2002$10,000,000
National City BankPNC Financial Servicesfinancial servicesbanking violation2003$56,800
Amcore Bank, National Association banking violation2003$5,000
First National Bank & Trust banking violation2003$5,000
Guaranty National Bank of Tallahassee banking violation2003$25,000
The Fremont National Bank and Trust Company banking violation2003$5,000
Terre Haute First National Bank banking violation2003$12,950
Peoples National Bank banking violation2003$175,000
Cumberland Valley National Bank & Trust Company banking violation2003$14,000
Cortrust Bank National Association banking violation2004$5,250
Old National BankOld National Bancorpfinancial servicesbanking violation2004$12,500
Old National BankOld National Bancorpfinancial servicesbanking violation2004$7,500
Riggs Bank National AssociationPNC Financial Servicesfinancial servicesanti-money-laundering deficiencies2004$25,000,000
Lasalle Bank MidWest National AssociationBank of Americafinancial servicesbanking violation2005$6,250,000
Banco de Chile anti-money-laundering deficiencies2005$3,000,000
The First National Bank of Arvada banking violation2005$50,000
Indian River National Bank banking violation2005$8,600
Arab Bank PLC anti-money-laundering deficiencies2005$24,000,000
First National Bank banking violation2005$54,000
First National Bank of Colorado banking violation2005$7,000
First Tennessee Bank National AssociationFirst Horizon Nationalfinancial servicesbanking violation2005$180,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2005$115,000
Charter One Bank, National Association banking violation2005$500,000
City National BankRoyal Bank of Canadafinancial servicesbanking violation2005$750,000
First National Bank of OmahaFirst National of Nebraskafinancial servicesbanking violation2005$20,000
U.S. Bank National AssociationU.S. Bancorpfinancial servicesbanking violation2006$125,000
First National Bank of OmahaFirst National of Nebraskafinancial servicesbanking violation2006$25,000
Seacoast National BankSeacoast Banking Corporation of Floridafinancial servicesbanking violation2006$16,500
The First National Bank of Brewster banking violation2006$20,000
First National Bank banking violation2006$12,000
Metropolitan Bank and Trust Company banking violation2006$150,000
Associated Bank, National AssociationAssociated Banc-Corpfinancial servicesbanking violation2007$125,000
Pacific Capital Bank, National Association banking violation2007$26,845
Keybank National AssociationKeyCorpfinancial servicesbanking violation2007$27,750
United Bank For Africa PLC banking violation2007$500,000
Riverside National Bank of Florida banking violation2007$18,100
First Tennessee Bank National AssociationFirst Horizon Nationalfinancial servicesbanking violation2007$125,000
International Bank of Miami, National Association banking violation2007$250,000
Webster Bank, National Association banking violation2007$125,000
Lasalle Bank MidWest National AssociationBank of Americafinancial servicesbanking violation2007$125,000
Lasalle Bank National AssociationBank of Americafinancial servicesbanking violation2007$79,524
Eastern National Bank banking violation2008$200,000
Eastern National Bank banking violation2008$16,000
Old National BankOld National Bancorpfinancial servicesbanking violation2008$56,000
Northern Trust, National AssociationNorthern Trustfinancial servicesbanking violation2008$125,000
Intercredit Bank, National Association banking violation2008$8,400
Wachovia Bank, National AssociationWells Fargofinancial servicesbanking violation2008$168,900,000
Crown Bank, National Association banking violation2008$7,500
Marshall Bank, National Association banking violation2009$350,000
National City BankPNC Financial Servicesfinancial servicesbanking violation2009$34,265
Integra Bank National Association banking violation2009$19,000
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2009$51,205
First Tennessee Bank National AssociationFirst Horizon Nationalfinancial servicesbanking violation2009$100,000
First National Bank of OmahaFirst National of Nebraskafinancial servicesbanking violation2009$100,000
Capital One, National AssociationCapital One Financialfinancial servicesbanking violation2009$125,000
Woodforest National BankWoodforest National Bankfinancial servicesbanking violation2010$33,000,000
American National Bank banking violation2010$13,450
Intercredit Bank, National Association banking violation2010$200,000
City National BankRoyal Bank of Canadafinancial servicesbanking violation2010$5,250
T Bank, National Association banking violation2010$100,000
Wachovia Bank N.A.Wells Fargofinancial servicesbanking violation2010$50,000,000
Whitney National Bank banking violation2010$125,000
The Park National BankPark National Corp.financial servicesbanking violation2011$30,415
Wells Fargo Bank, National AssociationWells Fargofinancial servicesbanking violation2011$34,500,000
First Niagara Bank, National AssociationKeyCorpfinancial servicesbanking violation2011$10,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2011$35,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2011$2,000,000
Pacific National Bank banking violation2011$7,000,000
Zions First National BankZions Bancorporationfinancial servicesbanking violation2011$8,000,000
HSBC Bank USA, N.A.HSBCfinancial servicesbanking violation2012$500,000,000
American Express Bank, FSBAmerican Expressfinancial servicesbanking violation2012$6,500,000
Capital One Bank (USA), National AssociationCapital One Financialfinancial servicesbanking violation2012$35,000,000
Presidential Bank, FSB banking violation2012$43,890
Trustmark National BankTrustmarkfinancial servicesbanking violation2012$6,250
The First National Bank of McConnelsville banking violation2012$10,000
American Express Bank, FSBAmerican Expressfinancial servicesbanking violation2013$7,500,000
National Bank of Ohio banking violation2013$18,160
Mutual of Omaha BankFirst Citizens BancSharesfinancial servicesbanking violation2013$51,765
Great Plains National Bank banking violation2013$11,925
Liberty Savings Bank, FSB banking violation2013$18,000
Saddle River Valley Bank banking violation2013$4,100,000
TD Bank, National AssociationToronto-Dominion Bankfinancial servicesbanking violation2013$37,500,000
FNB Bank, National Association banking violation2013$43,120
Fulton Bank, National Association banking violation2013$135,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2013$60,000,000
JPMorgan Chase Bank, National AssociationJPMorgan Chasefinancial servicesbanking violation2013$300,000,000
Swineford National BankFulton Financialfinancial servicesbanking violation2013$33,880
EverbankTIAAfinancial servicesbanking violation2013$37,000,000
First National Bank of Picayune banking violation2013$11,250
First National Bank of Wahoo banking violation2013$11,240
RBS Citizens, National AssociationCitizens Financial Groupfinancial servicesbanking violation2013$7,500,000
Amarillo National Bank banking violation2013$7,250
Seacoast National BankSeacoast Banking Corporation of Floridafinancial servicesbanking violation2013$26,950
TCF National BankHuntington Bancsharesfinancial servicesbanking violation2013$10,000,000
HSBC Bank USA, National AssociationHSBCfinancial servicesbanking violation2013$249,000,000
Aurora Bank FSB banking violation2013$242,418,293
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.