| Peck & Hale LLC | | | price-fixing or anti-competitive practices | 2008 | $275,000 |
| Alliance Mechanical LLC | | | price-fixing or anti-competitive practices | 2008 | $55,000 |
| ValueAct Capital Partners L.P. | | | investor protection violation | 2007 | $1,100,000 |
| ALLTEL Corporation | Verizon Communications | telecommunications | civil contempt | 2007 | $1,325,000 |
| Certified Slings Inc. | | | price-fixing or anti-competitive practices | 2007 | $150,000 |
| Qantas Airways Limited | Qantas Airways | airlines | price-fixing or anti-competitive practices | 2007 | $61,000,000 |
| Helix Energy Solutions | | | civil contempt | 2007 | $2,000,000 |
| Lift Forwarders Inc. | | | price-fixing or anti-competitive practices | 2007 | $140,000 |
| Iconix Brand Group | Iconix Brand Group | apparel | investor protection violation | 2007 | $550,000 |
| British Airways PLC | International Airlines Group | airlines | price-fixing or anti-competitive practices | 2007 | $300,000,000 |
| Korean Air Lines Co. Ltd. | Hanjin Group | diversified | price-fixing or anti-competitive practices | 2007 | $300,000,000 |
| Air Van Lines International Inc. | | | fraud | 2007 | $143,040 |
| Bristol-Myers Squibb | Bristol-Myers Squibb | pharmaceuticals | drug or medical equipment safety violation | 2007 | $1,000,000 |
| Allied Waste Industries Inc. | Republic Services | waste management and environmental services | civil contempt | 2007 | $125,000 |
| Expedition Networks Ltd. | | | price-fixing or anti-competitive practices | 2007 | $5,000,000 |
| Ryan's World Inc. | | | false statements | 2006 | $120,000 |
| CMET Inc. | | | obstruction of justice | 2006 | $100,000 |
| Executive Relocation International Inc. | | | price-fixing or anti-competitive practices | 2006 | $72,600 |
| Akzo Nobel Chemicals International B.V. | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2006 | $32,000,000 |
| Solvay S.A. | Solvay | chemicals | price-fixing or anti-competitive practices | 2006 | $40,800,000 |
| Rolex Watch U.S.A. Inc. | | | civil contempt | 2006 | $750,000 |
| Allied Freight Forwarding Inc | | | price-fixing or anti-competitive practices | 2006 | $1,043,000 |
| Elpida Memory Inc. | Micron Technology | electrical and electronic equipment | price-fixing or anti-competitive practices | 2006 | $84,000,000 |
| NextiraOne LLC | Essar Group | diversified | price-fixing or anti-competitive practices | 2006 | $4,600,000 |
| Samsung Electronics Company Ltd. | Samsung | diversified | price-fixing or anti-competitive practices | 2005 | $300,000,000 |
| Woodson & Associates Inc. | | | price-fixing or anti-competitive practices | 2005 | $175,000 |
| Irving Materials Inc. | | | price-fixing or anti-competitive practices | 2005 | $29,200,000 |
| Syndial S.p.A. | ENI | oil and gas | price-fixing or anti-competitive practices | 2005 | $9,000,000 |
| Hynix Semiconductor Inc. | SK Hynix | electrical and electronic equipment | price-fixing or anti-competitive practices | 2005 | $185,000,000 |
| Harry Rock & Associates Inc. | | | price-fixing or anti-competitive practices | 2005 | $5,650,000 |
| M. Weingold & Co. | | | price-fixing or anti-competitive practices | 2005 | $5,650,000 |
| DuPont Dow Elastomers L.L.C. | DuPont de Nemours | chemicals | price-fixing or anti-competitive practices | 2005 | $84,000,000 |
| Zeon Chemicals L.P. | Zeon Corporation | chemicals | price-fixing or anti-competitive practices | 2005 | $10,500,000 |
| Inter-Tel Technologies Inc. | | | price-fixing or anti-competitive practices | 2004 | $8,710,000 |
| Republic Services Inc. | Republic Services | waste management and environmental services | civil contempt | 2004 | $1,500,000 |
| Smithfield Foods Inc. | WH Group | food products | investor protection violation | 2004 | $2,000,000 |
| Bayer AG | Bayer | chemicals | price-fixing or anti-competitive practices | 2004 | $4,700,000 |
| Bayer Corporation | Bayer | chemicals | price-fixing or anti-competitive practices | 2004 | $33,000,000 |
| Degussa U.K. Holdings Ltd. | Evonik Industries | chemicals | price-fixing or anti-competitive practices | 2004 | $1,500,000 |
| Infineon Technologies AG | Infineon Technologies | electrical and electronic equipment | price-fixing or anti-competitive practices | 2004 | $160,000,000 |
| American Airlines Inc. | American Airlines | airlines | civil contempt | 2004 | $3,000,000 |
| Bayer AG | Bayer | chemicals | price-fixing or anti-competitive practices | 2004 | $66,000,000 |
| De Beers Centenary AG | Anglo American PLC | mining and minerals | price-fixing or anti-competitive practices | 2004 | $10,000,000 |
| Sturgis Iron & Metal Co. Inc. | | | fraud | 2004 | $265,000 |
| Manulife Financial Corporation | Manulife Financial | financial services | investor protection violation | 2004 | $1,000,000 |
| Cartwright International Van Lines Inc. | | | price-fixing or anti-competitive practices | 2004 | $250,000 |
| Jo Tankers B.V | | | price-fixing or anti-competitive practices | 2004 | $19,500,000 |
| Crompton Corporation | Lanxess | chemicals | price-fixing or anti-competitive practices | 2004 | $50,000,000 |
| White Plains Coat & Apron Co. Inc. | | | price-fixing or anti-competitive practices | 2003 | $3,500,000 |
| Odfjell Seachem AS | Odfjell | freight and logistics | price-fixing or anti-competitive practices | 2003 | $42,500,000 |
| Empire State News Corporation Inc. | | | price-fixing or anti-competitive practices | 2003 | $200,000 |
| Rhone-Poulenc Biochimie S.A | | | price-fixing or anti-competitive practices | 2003 | $5,000,000 |
| New York Periodical Distributors Inc. | | | price-fixing or anti-competitive practices | 2003 | $500,000 |
| Hoechst AG | Sanofi | pharmaceuticals | price-fixing or anti-competitive practices | 2003 | $12,000,000 |
| Ishihara Sangyo Kaisha Ltd. | | | price-fixing or anti-competitive practices | 2003 | $5,000,000 |
| Morgan Crucible Company PLC and Morganite Inc. | | | price-fixing or anti-competitive practices | 2002 | $11,000,000 |
| Arteva Specialties, S.a.r.l., d/b/a KoSa | Koch Industries | diversified | price-fixing or anti-competitive practices | 2002 | $28,500,000 |
| DuCoa L.P. | | | price-fixing or anti-competitive practices | 2002 | $500,000 |
| Earthgrains Baking Companies, Inc. | Bimbo Group | food products | price-fixing or anti-competitive practices | 2002 | $100,000 |
| Nippon Electrode Company Ltd. | | | price-fixing or anti-competitive practices | 2002 | $450,000 |
| VAW Carbon GmbH | | | price-fixing or anti-competitive practices | 2002 | $990,000 |
| Elf Atochem S.A. | Arkema | chemicals | price-fixing or anti-competitive practices | 2002 | $8,500,000 |
| Morgan Crucible Company PLC | | | price-fixing or anti-competitive practices | 2002 | $1,000,000 |
| Morganite Inc. | | | price-fixing or anti-competitive practices | 2002 | $10,000,000 |
| Hearst Corp. | Hearst | media | investor protection violation | 2001 | $4,000,000 |
| Nick Penachio Co. | | | price-fixing or anti-competitive practices | 2001 | $8,400,000 |
| Ajinomoto Co. Inc. | Ajinomoto | food products | price-fixing or anti-competitive practices | 2001 | $6,000,000 |
| Cheil Jedang Corporation | CJ Group | diversified | price-fixing or anti-competitive practices | 2001 | $3,000,000 |
| Daesang Japan Inc. | | | price-fixing or anti-competitive practices | 2001 | $90,000 |
| DiCarlo Distributors Inc. | | | price-fixing or anti-competitive practices | 2001 | $2,200,000 |
| Landmark Food Corp. | | | price-fixing or anti-competitive practices | 2001 | $1,500,000 |
| Akzo Nobel Chemicals BV | Carlyle Group | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2001 | $12,000,000 |
| Mitsubishi Corporation | Mitsubishi Corporation | diversified | price-fixing or anti-competitive practices | 2001 | $134,000,000 |
| ABB Middle East & Africa Participations AG | ABB Ltd. | utilities and power generation | price-fixing or anti-competitive practices | 2001 | $53,000,000 |
| Moody's Investors Service Inc | Moody's | information technology | obstruction of justice | 2001 | $195,000 |
| Anchor Industrial Products Inc. | | | price-fixing or anti-competitive practices | 2001 | $600,000 |
| Toyo Tanso USA Inc. | | | price-fixing or anti-competitive practices | 2001 | $4,500,000 |
| Ibiden Co. Ltd. | | | price-fixing or anti-competitive practices | 2001 | $3,600,000 |
| Ueno Fine Chemicals Industry Ltd. | | | price-fixing or anti-competitive practices | 2001 | $11,000,000 |
| Sotheby's Holdings Inc. | Sotheby's | miscellaneous services | price-fixing or anti-competitive practices | 2000 | $45,000,000 |
| Philipp Holzmann AG | | | price-fixing or anti-competitive practices | 2000 | $30,000,000 |
| Dead Sea Bromine Company Ltd. | | | price-fixing or anti-competitive practices | 2000 | $7,000,000 |
| Degussa-Huls AG | Evonik Industries | chemicals | price-fixing or anti-competitive practices | 2000 | $13,000,000 |
| Merck KgaA | Merck KGaA (EMD) | pharmaceuticals | price-fixing or anti-competitive practices | 2000 | $14,000,000 |
| Nepera Inc. | | | price-fixing or anti-competitive practices | 2000 | $4,000,000 |
| Reilly Industries Inc. | Wind Point Partners | private equity (including portfolio companies) | price-fixing or anti-competitive practices | 2000 | $2,000,000 |
| Bay Metal Inc. | | | price-fixing or anti-competitive practices | 2000 | $850,000 |
| Carbone of America Industries Corp. | | | price-fixing or anti-competitive practices | 2000 | $7,150,000 |
| Daicel Chemical Industries Ltd. | Daicel | chemicals | price-fixing or anti-competitive practices | 2000 | $53,000,000 |
