Violation Tracker Agency Summary Page
Agency Name:
Multistate Attorneys General Case
Penalty Total since 2000:
$111,395,268,927
Number of Records:
680
Note:
The penalty total above and the parent totals below include some cases in which both a state and a federal agency were involved and issued separate announcements of the outcome. The individual penalty records below marked by an asterisk are ones for which Violation Tracker contains a separate federal entry.
| Top 10 Parent Companies | Total Penalty $ | Number of Records |
|---|---|---|
| Bank of America | $26,114,848,408 | 10 |
| UBS | $11,393,380,000 | 5 |
| Citigroup | $8,235,591,577 | 7 |
| JPMorgan Chase | $6,208,338,661 | 10 |
| BP | $4,910,000,000 | 2 |
| American Electric Power | $4,687,500,000 | 3 |
| Morgan Stanley | $4,060,100,000 | 4 |
| Goldman Sachs | $3,690,833,333 | 3 |
| Deutsche Bank | $3,648,333,333 | 3 |
| Wells Fargo | $1,872,683,716 | 8 |
Individual Penalty Records:
Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
| Company | Parent | Parent Major Industry | Primary Offense Type |
Year |
Penalty Amount |
|---|---|---|---|---|---|
| Sirius Radio Inc. | Sirius XM Holdings | media | consumer protection violation | 2014 | $3,800,000 |
| Sun Life Insurance Company | Sun Life Financial | financial services | insurance violation | 2014 | $3,200,000 |
| SunTrust Mortgage Inc. | Truist Financial | financial services | mortgage abuses | 2014 | (*) $40,000,000 |
| Symetra Life | Sumitomo Group | diversified | insurance violation | 2014 | $1,200,000 |
| TD Bank, N.A. | Toronto-Dominion Bank | financial services | privacy violation | 2014 | $850,000 |
| The Tax Club, Inc. | consumer protection violation | 2014 | $15,600,000 | ||
| T-Mobile | T-Mobile US | telecommunications | telecommunications violation | 2014 | (*) $18,000,000 |
| Accredo Health Group | Cigna | healthcare services | False Claims Act and related | 2015 | (*) $14,939,401 |
| Allianz Life Insurance Company of North America | Allianz | financial services | insurance violation | 2015 | $4,700,000 |
| Amgen Inc. | Amgen | pharmaceuticals | off-label or unapproved promotion of medical products | 2015 | $71,000,000 |
| AstraZeneca LP | AstraZeneca | pharmaceuticals | False Claims Act and related | 2015 | (*) $46,500,000 |
| Axa S.A. | AXA | financial services | insurance violation | 2015 | $3,280,000 |
| BP | BP | oil and gas | environmental violation | 2015 | (*) $4,900,000,000 |
| Caribbean Cruise Line, Inc. | privacy violation | 2015 | $500,000 | ||
| Cephalon, Inc. | Teva Pharmaceutical Industries | pharmaceuticals | False Claims Act and related | 2015 | (*) $7,500,000 |
| Chase Bank USA N.A. | JPMorgan Chase | financial services | consumer protection violation | 2015 | (*) $106,000,000 |
| Classmates Inc. | H.I.G. Capital | private equity (including portfolio companies) | consumer protection violation | 2015 | $8,177,600 |
| Covenant Hospice Inc. | Covenant Hospice, Inc. | healthcare services | False Claims Act and related | 2015 | (*) $552,255 |
| Daiichi Sankyo, Inc. | Daiichi Sankyo | pharmaceuticals | False Claims Act and related | 2015 | $39,000,000 |
| DaVita Healthcare Partners | DaVita HealthCare Partners | healthcare services | kickbacks and bribery | 2015 | $22,356,143 |
| Education Management Corp. | Education Management Corporation | miscellaneous services | False Claims Act and related | 2015 | (*) $31,000,000 |
| Endo Health Solutions | Endo International | pharmaceuticals | False Claims Act and related | 2015 | (*) $39,000,000 |
| Equifax Information Services LLC | Equifax | miscellaneous services | consumer protection violation | 2015 | $2,000,000 |
| Experian Information Solutions Inc. | Experian | miscellaneous services | consumer protection violation | 2015 | $2,000,000 |
| Florists' Transworld Delivery Inc. and FTD.com Inc. | consumer protection violation | 2015 | $2,822,400 | ||
| Guardian Industries Corporation | Koch Industries | diversified | environmental violation | 2015 | (*) $312,000 |
| Guardian Life | Guardian Life Insurance | financial services | insurance violation | 2015 | $2,000,000 |
| Inspire Pharmaceuticals | Merck | pharmaceuticals | off-label or unapproved promotion of medical products | 2015 | (*) $6,000,000 |
| Jackson National Life Insurance Co. | Prudential (UK) | financial services | insurance violation | 2015 | $2,500,000 |
| JPMorgan Chase | JPMorgan Chase | financial services | investor protection violation | 2015 | $150,000,000 |
| Linked Service Solutions, LLC | privacy violation | 2015 | $25,000 | ||
| LPL Financial LLC | LPL Financial | financial services | consumer protection violation | 2015 | $2,000,000 |
| Millennium Health | Millennium Health | healthcare services | False Claims Act and related | 2015 | (*) $38,600,000 |
| Mosaic Fertilizer, LLC | Mosaic | chemicals | environmental violation | 2015 | (*) $3,000,000 |
| Novartis Pharmaceuticals Corporation | Novartis | pharmaceuticals | kickbacks and bribery | 2015 | (*) $83,129,754 |
| NuVasive Inc | NuVasive Inc. | medical equipment and supplies | False Claims Act and related | 2015 | (*) $916,586 |
| Pacific Life | Pacific Life | financial services | insurance violation | 2015 | $2,450,000 |
| Pediatric Services of America, Inc. | False Claims Act and related | 2015 | (*) $2,700,000 | ||
| PharMerica Corp. | KKR & Co. | private equity (including portfolio companies) | kickbacks and bribery | 2015 | (*) $2,500,000 |
| Sprint Corp. | T-Mobile US | telecommunications | telecommunications violation | 2015 | (*) $12,000,000 |
| Standard & Poor's Financial Services LLC | S&P Global | information technology | toxic securities abuses | 2015 | (*) $687,500,000 |
| Standard and Poor's Financial Services LLC | S&P Global | information technology | investor protection violation | 2015 | $19,000,000 |
| Stericycle, Inc. | Stericycle | waste management and environmental services | False Claims Act and related | 2015 | $26,750,000 |
| TransUnion LLC | TransUnion | miscellaneous services | consumer protection violation | 2015 | $2,000,000 |
| United Parcel Service | United Parcel Service | freight and logistics | False Claims Act and related | 2015 | $4,000,000 |
| Verizon Wireless | Verizon Communications | telecommunications | telecommunications violation | 2015 | (*) $16,000,000 |
| Warner Chilcott PLC | AbbVie | pharmaceuticals | False Claims Act and related | 2015 | (*) $10,600,000 |
| Zappos.com Inc. | Amazon.com | retailing | privacy violation | 2015 | $106,000 |
| Adobe Systems Inc. | Adobe Systems | information technology | privacy violation | 2016 | $1,000,000 |
| Barclays Bank PLC | Barclays | financial services | interest rate benchmark manipulation | 2016 | $100,000,000 |
| Bristol-Myers Squibb | Bristol-Myers Squibb | pharmaceuticals | off-label or unapproved promotion of medical products | 2016 | $19,500,000 |
| Cancer Fund of America Inc. | consumer protection violation | 2016 | $75,800,000 | ||
| Cephalon | Teva Pharmaceutical Industries | pharmaceuticals | consumer protection violation | 2016 | $125,000,000 |
| Emeritus Corporation, dba Emeritus Senior Living | Brookdale Senior Living | healthcare services | False Claims Act and related | 2016 | (*) $391,600 |
| Forest Laboratories LLC | AbbVie | pharmaceuticals | False Claims Act and related | 2016 | (*) $2,500,000 |
| Genentech Inc. | Roche | pharmaceuticals | False Claims Act and related | 2016 | (*) $2,200,000 |
| Goldman Sachs | Goldman Sachs | financial services | toxic securities abuses | 2016 | (*) $225,000,000 |
| Great American Life | American Financial Group | financial services | insurance violation | 2016 | $400,000 |
| Hartford Fire and Casualty Group | Hartford Financial Services | financial services | insurance violation | 2016 | $2,100,000 |
| HSBC | HSBC | financial services | mortgage abuses | 2016 | (*) $59,500,000 |
| Hyundai Motor Company and Kia Motors | Hyundai Motor | motor vehicles | environmental violation | 2016 | $41,223,320 |
| MoneyGram Payment Systems | MoneyGram International | financial services | consumer protection violation | 2016 | $13,000,000 |
| MV Transportation | MV Transportation | miscellaneous services | False Claims Act and related | 2016 | $150,402 |
| National Football League | price-fixing or anti-competitive practices | 2016 | $100,000 | ||
| Natixis Funding Corp. | Natixis | financial services | price-fixing or anti-competitive practices | 2016 | $29,950,000 |
| New Hampshire Transmission | NextEra Energy | utilities and power generation | consumer protection violation | 2016 | $6,800,000 |
| Olympus Corporation of the Americas | Olympus | electrical and electronic equipment | False Claims Act and related | 2016 | (*) $306,000,000 |
| Omnicare Inc. | CVS Health | retailing | kickbacks and bribery | 2016 | (*) $28,125,000 |
| OSI Pharmaceuticals LLC | Astellas Pharma | pharmaceuticals | False Claims Act and related | 2016 | (*) $2,200,000 |
| Pediatrix Medical Group | False Claims Act and related | 2016 | (*) $25,078,918 | ||
| Respironics Inc. | Royal Philips | diversified | False Claims Act and related | 2016 | (*) $660,000 |
| Ruby Corp. and AshleyMadison.com | privacy violation | 2016 | $17,500,000 | ||
| Salix Pharmaceuticals Inc. | Bausch Health | pharmaceuticals | kickbacks and bribery | 2016 | (*) $7,470,000 |
| Societe Generale | Societe Generale | financial services | price-fixing or anti-competitive practices | 2016 | $26,750,000 |
| Standard Insurance Company | Meiji Yasuda Life Insurance | financial services | insurance violation | 2016 | $277,000 |
| Tenet Healthcare Corporation | Tenet Healthcare | healthcare services | kickbacks and bribery | 2016 | (*) $123,772,464 |
| Tesoro Corp. | Marathon Petroleum | oil and gas | environmental violation | 2016 | (*) $2,400,000 |
| USA Discounters | consumer protection violation | 2016 | $95,900,000 | ||
| Volkswagen | Volkswagen | motor vehicles | environmental violation | 2016 | (*) $570,000,000 |
| Wyeth Pharmaceuticals, Inc. | Pfizer | pharmaceuticals | False Claims Act and related | 2016 | (*) $371,351,180 |
| ZF TRW Automotive Holdings Corp. | ZF Friedrichshafen | automotive parts | price-fixing or anti-competitive practices | 2016 | $183,750 |
| Aegerion Pharmaceuticals Inc. | Amryt Pharma | pharmaceuticals | False Claims Act and related | 2017 | (*) $2,700,000 |
| Aequitas Capital Management Inc. | consumer protection violation | 2017 | $192,000,000 | ||
| Aflac Inc. | Aflac | financial services | insurance violation | 2017 | $350,000 |
| Ameriprise Group | Ameriprise Financial | financial services | insurance violation | 2017 | $1,500,000 |
| Boehringer Ingelheim Pharmaceuticals, Inc. | Boehringer Ingelheim | pharmaceuticals | off-label or unapproved promotion of medical products | 2017 | $13,500,000 |
| CareCore National LLC | EviCore Healthcare | information technology | False Claims Act and related | 2017 | (*) $18,000,000 |
| Celgene Corp. | Bristol-Myers Squibb | pharmaceuticals | off-label or unapproved promotion of medical products | 2017 | (*) $20,700,000 |
| Columbian Chemicals Company | Aditya Birla Group | diversified | environmental violation | 2017 | (*) $390,000 |
| DaVita Rx LLC | DaVita HealthCare Partners | healthcare services | False Claims Act and related | 2017 | (*) $3,200,000 |
| Deutsche Bank | Deutsche Bank | financial services | interest rate benchmark manipulation | 2017 | $220,000,000 |
| General Motors Company | General Motors | motor vehicles | motor vehicle safety violation | 2017 | $120,000,000 |
| Hilton Domestic Operating Company, Inc. | Hilton Worldwide | hotels | privacy violation | 2017 | $700,000 |
| Johnson & Johnson | Johnson & Johnson | pharmaceuticals | drug or medical equipment safety violation | 2017 | $33,000,000 |
| Lenovo | Lenovo | electrical and electronic equipment | consumer protection violation | 2017 | $3,500,000 |
| Mallinckrodt plc | Mallinckrodt | pharmaceuticals | price-fixing or anti-competitive practices | 2017 | (*) $100,000,000 |
| Medtronic Sofamor Danek, Inc. | Medtronic | medical equipment and supplies | drug or medical equipment safety violation | 2017 | $12,000,000 |
| Moody's Corporation | Moody's | information technology | toxic securities abuses | 2017 | (*) $426,500,000 |
| Mylan Inc. | Viatris | pharmaceuticals | False Claims Act and related | 2017 | (*) $465,000,000 |
| Nationwide Mutual Insurance Company | Nationwide | financial services | privacy violation | 2017 | $5,500,000 |
| Novo Nordisk Inc. | Novo Holdings A/S | pharmaceuticals | False Claims Act and related | 2017 | (*) $3,320,963 |
