Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Canada
Current Parent Penalty Total since 2000: $5,978,390,296
Number of Records: 3,981
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Royal Bank of Canada$1,143,468,40947
Bausch Health$795,555,37827
BC Hydro$750,037,0003
Sun Life Financial$631,219,10312
Toronto-Dominion Bank$575,897,03534
Manulife Financial$319,190,76429
Enbridge$283,876,316116
Scotiabank$223,850,0008
Canadian Imperial Bank of Commerce$206,086,5987
Nutrien Ltd.$201,530,846189

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

Download results as CSV or XML or Save your search (Click here for information on download subscriptions)
CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
Canadian National RailwayCanadian National Railwayrailroadstelecommunications violation2014FCC$5,250,000
Saks & CompanyHudson's Bay Co.retailingwage and hour violation2018private lawsuit-state$5,030,000
SG Cowen Securities CorporationToronto-Dominion Bankfinancial servicesinvestor protection violation2003SEC$5,000,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2019CFTC$5,000,000
American National Insurance Co.Brookfield Corporationdiversifiedconsumer protection violation2023private lawsuit-federal$4,993,565
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2023private lawsuit-federal$4,900,000
Cascades Canada ULCCascades Inc.paper and packagingprice-fixing or anti-competitive practices2015private lawsuit-federal$4,800,000
TFI International Inc.TFI Internationalfreight and logisticswage and hour violation2019private lawsuit-federal$4,750,000
Moran FoodsOnexprivate equity (including portfolio companies)wage and hour violation2014private lawsuit-federal$4,500,000
Air CanadaAir Canadaairlinesaviation consumer protection violation2021ACPD$4,500,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2022private lawsuit-federal$4,245,000
ApotexApotex Corp.pharmaceuticalsFalse Claims Act and related2013LA-AG$4,000,000
Just Energy Group Inc.Just Energy Grouputilities and power generationconsumer protection violation2015MA-AG$4,000,000
Medicis Pharmaceutical CorporationBausch Healthpharmaceuticalsoff-label or unapproved promotion of medical products2007MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $4,000,000
Petrogas West LLCAltaGasutilities and power generationenvironmental violation2023WA-NCAA$4,000,000
BMO HarrisBank of Montrealfinancial servicesconsumer protection violation2013private lawsuit-federal$4,000,000
BMO Capital Markets CorporationBank of Montrealfinancial servicesinvestor protection violation2019SEC$3,946,000
BMO FinancialBank of Montrealfinancial serviceswage and hour violation2015private lawsuit-federal$3,900,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2020SEC$3,889,007
Tucson Electric PowerFortisutilities and power generationenvironmental violation2015EPA$3,800,000
Crum & Forster Holdings Corp.Fairfax Financial Holdingsfinancial servicesprice-fixing or anti-competitive practices2012private lawsuit-federal$3,727,272
ENBRIDGE ENERGY LIMITED PARTNERSHIPEnbridgepipelinesenvironmental violation2012PHMSA$3,699,200
Alimentation Couche-Tard Inc.Couche-Tardretailingprice-fixing or anti-competitive practices2020FTC$3,500,000
RBC Capital Markets LLC and RBC Capital Markets Arbitrage S.A.Royal Bank of Canadafinancial servicesinvestor protection violation2016FINRA$3,500,000
TAMPA ELECTRIC COMPANY - GANNON PLANT & BIG BEND PLANTEmerautilities and power generationenvironmental violation2001EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $3,500,000
Circle K Stores Inc. and Holiday Stationstores LLCCouche-Tardretailingenvironmental violation2023MN-ENV$3,450,000
Westinghouse Electric Corp.Brookfield Corporationdiversifiedenvironmental violation2000PA-ENV$3,300,000
Bowater Inc.Paper Excellence Grouppaper and packagingbenefit plan administrator violation2007private lawsuit-federal$3,200,000
Sun Life Insurance CompanySun Life Financialfinancial servicesinsurance violation2014MULTI-AG$3,200,000
Canadian NationalCanadian National Railwayrailroadsemployment discrimination2010private lawsuit-federal$3,000,000
UPS Ground Freight IncTFI Internationalfreight and logisticsbenefit plan administrator violation2009private lawsuit-federal$3,000,000
John Hancock Life Insurance Co.Manulife Financialfinancial servicesinsurance violation2011MULTI-AG$3,000,000
Peoples Gas SystemsEmerautilities and power generationutility safety violation2016FL-PSC$3,000,000
Crescent Point Energy U.S. Corp.Crescent Point Energyoil and gasenvironmental violation2022EPA$3,000,000
PCS Nitrogen Fertilizer, L.P. (National Case)(Lead)Nutrien Ltd.chemicalsenvironmental violation2015EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,968,750
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2014MULTI-FIN$2,800,000
Convergex Execution Solutions LLCToronto-Dominion Bankfinancial servicesdata submission deficiencies2018SEC$2,750,000
Aux Sable Liquid Products LPAux Sable Companiesoil and gasenvironmental violation2018EPA$2,700,000
AUX SABLE LIQUID PRODUCTS LPAux Sable Companiesoil and gasenvironmental violation2018EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,700,000
LIMA REFININGCenovus Energyoil and gasenvironmental violation2017EPA$2,603,491
Washington Gas Energy SystemsAltaGasutilities and power generationfraud2014DOJ_ANTITRUST$2,500,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2016SEC$2,500,000
CelesticaOnexprivate equity (including portfolio companies)wage and hour violation2010private lawsuit-federal$2,500,000
CELESTICA CORPORATIONOnexprivate equity (including portfolio companies)labor relations violation2004NLRB$2,499,606
Enbridge Energy Partners LPEnbridgepipelinesenvironmental violation2010PHMSA$2,400,000
BP HUSKY REFINING LLC - TOLEDO REFINERYCenovus Energyoil and gasenvironmental violation2020EPA$2,400,000
VALERO LIMA REFINERYCenovus Energyoil and gasenvironmental violation2007EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $2,315,000
TD Bank N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2023private lawsuit-federal$2,250,000
Norbord Industries Inc.West Fraser Timberbuilding materialsprice-fixing or anti-competitive practices2008private lawsuit-federal$2,200,000
Algonquin Power Windsor Locks LLCAlgonquin Power & Utilitiesutilities and power generationenergy market violation2021FERC$2,119,073
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$2,108,000
ALABAMA & GULF COAST RAILWAY, LLCBrookfield Corporationdiversifiedenvironmental violation2020EPA$2,075,000
Columbia Gulf Transmission CompanyTC Energypipelinesenergy market violation2007FERC$2,000,000
TD Waterhouse Investor Services, Inc.Toronto-Dominion Bankfinancial servicesinvestor protection violation2004SEC$2,000,000
Hudson's Bay Company ULCHudson's Bay Co.retailingprivacy violation2022private lawsuit-federal$2,000,000
Domtar PaperPaper Excellence Grouppaper and packagingenvironmental violation2011EPA$1,959,000
BMO Capital Markets Corp.Bank of Montrealfinancial servicesinvestor protection violation2019SEC$1,950,000
United States Fire Insurance CompanyFairfax Financial Holdingsfinancial servicesinsurance violation2017MULTI-FIN$1,914,370
Massachusetts Financial Services CompanySun Life Financialfinancial servicesinvestor protection violation2018SEC$1,900,000
Valeant Pharmaceuticals, Inc.Bausch Healthpharmaceuticalsinsurance violation2018CA-INS$1,875,000
Ensign United States Drilling, Inc.Ensign Energy Servicesoilfield services and supplieswage and hour violation2016private lawsuit-federal$1,800,000
PCS Nitrogen Inc.Nutrien Ltd.chemicalsenvironmental violation2003USAO$1,750,000
Brookfield Power US Assets Management, LLCBrookfield Corporationdiversifiedenergy market violation2014FERC$1,700,000
CelesticaOnexprivate equity (including portfolio companies)wage and hour violation2008private lawsuit-federal$1,700,000
RBC Dain Rauscher, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$1,700,000
Louis Berger & Associates Inc.WSP Globalconstruction and engineeringFalse Claims Act and related2008MA-AG$1,666,667
Westinghouse Electric Corp., Science & Technology CenterBrookfield Corporationdiversifiedlabor relations violation2000NLRB$1,630,000
Streit Group FZE and Striet Middle East FZCOStreit Groupmiscellaneous manufacturingexport control violation2015BIS$1,600,000
Streit USA Armoring. LLCStreit Groupmiscellaneous manufacturingexport control violation2015BIS$1,600,000
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$1,600,000
PCS Nitrogen Fertilizer LPNutrien Ltd.chemicalsenvironmental violation2022EPA$1,510,024
RBC Dain Rauscher IncRoyal Bank of Canadafinancial servicesinvestor protection violation2006SEC$1,500,000
Central Hudson Gas & Electric Corp.Fortisutilities and power generationconsumer protection violation2021NY-DFS(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,500,000
Central Hudson Gas & Electric CorporationFortisutilities and power generationutility service violation2021NY-PSC$1,500,000
Kansas City Southern Railway CompanyCanadian Pacific Kansas City Limitedrailroadsemployment discrimination2006private lawsuit-federal$1,446,777
RBC Capital MarketsRoyal Bank of Canadafinancial servicesinvestor protection violation2015FINRA$1,434,000
GENESEE & WYOMING INC.Brookfield Corporationdiversifiedenvironmental violation2023EPA$1,350,000
Mineral Park, Inc.Waterton Global Resource Managementmining and mineralsenvironmental violation2012AZ-DEQ$1,300,000
Ainsworth Lumber Co. Ltd.West Fraser Timberbuilding materialsprice-fixing or anti-competitive practices2008private lawsuit-federal$1,300,000
Wisconsin Central LtdCanadian National Railwayrailroadsenvironmental violation2020USAO$1,250,000
Shaw Environmental Inc.Brookfield Corporationdiversifiedproduct safety violation2012private lawsuit-federal$1,250,000
Suncor EnergySuncor Energyoil and gasenvironmental violation2020CO-DPHE$1,215,810
Canadian Pacific RailwayCanadian Pacific Kansas City Limitedrailroadstelecommunications violation2016FCC$1,210,000
Omega Protein Inc.Cooke Inc.food productsenvironmental violation2017EPA$1,200,000
RBC Dain Rauscher, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2005FINRA$1,158,000
ChemtradeChemtrade Logisticschemicalsenvironmental violation2023CA-BAAQMD$1,150,000
Washington GasAltaGasutilities and power generationutility service violation2022MD-PSC$1,147,600
Enbridge Energy, Limited PartnershipEnbridgepipelinesenvironmental violation2009WI-AG$1,100,000
Husky Oil Operations Ltd.Cenovus Energyoil and gasenvironmental violation2022private lawsuit-federal$1,050,000
Manulife Financial CorporationManulife Financialfinancial servicesinvestor protection violation2004DOJ_ANTITRUST$1,000,000
ICN Pharmaceuticals, Inc.Bausch Healthpharmaceuticalsaccounting fraud or deficiencies2002SEC$1,000,000
The Pantry Inc.Couche-Tardretailingwage and hour violation2009private lawsuit-federal$1,000,000
TD Options LLCToronto-Dominion Bankfinancial servicesinvestor protection violation2009SEC$1,000,000
Omega Protein Corp.Cooke Inc.food productsFalse Claims Act and related2019DOJ_CIVIL$1,000,000
Enbridge Energy, Limited PartnershipEnbridgepipelinesenvironmental violation2010WI-AG$1,000,000
TD BankToronto-Dominion Bankfinancial serviceswage and hour violation2013private lawsuit-federal$975,000
Husky Energy, Inc./Lima Refining CompanyCenovus Energyoil and gaswage and hour violation2009WHD$969,182
Kinross Gold CorporationKinross Goldmining and mineralsForeign Corrupt Practices Act2018SEC$950,000
Canadian Pacific RailwayCanadian Pacific Kansas City Limitedrailroadsenvironmental violation2003ND-AG$925,000
Massachusetts Financial Services CompanySun Life Financialfinancial servicesinvestor protection violation2003SEC$917,858
John Hancock Life Insurance Co. (USA) et al.Manulife Financialfinancial servicesinsurance violation2015MN-FIN$900,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.