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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Canada
Current Parent Penalty Total since 2000: $5,978,390,296
Number of Records: 3,981
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
Royal Bank of Canada$1,143,468,40947
Bausch Health$795,555,37827
BC Hydro$750,037,0003
Sun Life Financial$631,219,10312
Toronto-Dominion Bank$575,897,03534
Manulife Financial$319,190,76429
Enbridge$283,876,316116
Scotiabank$223,850,0008
Canadian Imperial Bank of Commerce$206,086,5987
Nutrien Ltd.$201,530,846189

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
John Hancock Life Insurance Co. (USA) et al.Manulife Financialfinancial servicesinsurance violation2015MN-FIN$900,000
ICICLE SEAFOODS INC - M/V NORTHERN VICTOR (USCG NO. 248959)Cooke Inc.food productsenvironmental violation2007EPA$900,000
RBC Capital Markets LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2021SEC$863,326
TD Bank, N.A.Toronto-Dominion Bankfinancial servicesprivacy violation2014MULTI-AG$850,000
PCS NITROGEN FERTILIZER, L.P./AA SULFURIC, INC./WHITE SPRINGS AGRICULTURAL CHEMICALS, INC. (NC)Nutrien Ltd.chemicalsenvironmental violation2015EPA$831,250
Teck Cominco Alaska IncTeck Resourcesmining and mineralsenvironmental violation2001AK-AG$827,000
Ferris, Baker Watts, Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2009SEC$800,656
Bank of Nova ScotiaScotiabankfinancial servicesinvestor protection violation2018CFTC$800,000
John Hancock Life Insurance Company (U.S.A.)Manulife Financialfinancial servicesinsurance violation2019VT-FIN$800,000
SG Cowen, LLCToronto-Dominion Bankfinancial servicesinvestor protection violation2004FINRA$800,000
Suncor Energy (U.S.A.) Inc.Suncor Energyoil and gasenvironmental violation2023EPA$760,660
Suncor Energy (USA) Inc.Suncor Energyoil and gasenvironmental violation2023EPA$760,660
Agrium US Inc. and Royster-Clark IncNutrien Ltd.chemicalsenvironmental violation2007USCG$750,000
City National BankRoyal Bank of Canadafinancial servicesbanking violation2005OCC$750,000
Washington Gas Light CompanyAltaGasutilities and power generationutility safety violation2020MD-PSC$750,000
ROYSTER-CLARK NITROGENNutrien Ltd.chemicalsenvironmental violation2007EPA$750,000
WESTINGHOUSE ELECTRIC COMPANY, LLCBrookfield Corporationdiversifiedenvironmental violation2022EPA$721,576
BMO FinancialBank of Montrealfinancial serviceswage and hour violation2016private lawsuit-federal$700,000
Ferris, Baker Watts LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2010FINRA$690,000
Nutrien Ag Solutions Inc.Nutrien Ltd.chemicalsenvironmental violation2021EPA$668,100
NUTRIEN AG SOLUTIONS INCNutrien Ltd.chemicalsenvironmental violation2021EPA$668,100
JUST ENERGYTEXAS L.P.Just Energy Grouputilities and power generationconsumer protection violation2019TX-PUC$650,000
TD BankToronto-Dominion Bankfinancial servicesprivacy violation2014MA-AG$625,000
Irving Oil Ltd. and Highlands Fuel DeliveryIrving Oiloil and gasenvironmental violation2022RI-AG$625,000
Columbia Gas Transmission, LLCTC Energypipelinesenvironmental violation2021WV-ENV$620,841
Barrick GoldBarrick Goldmining and mineralsenvironmental violation2013EPA$618,000
Barrick Gold US IncBarrick Goldmining and mineralsenvironmental violation2013EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $618,000
John Hancock Life Insurance Co.Manulife Financialfinancial servicesinvestor protection violation2014MA-AG$550,000
Toronto-Dominion BankToronto-Dominion Bankfinancial serviceseconomic sanction violation2017OFAC$516,105
Homestake Mining CompanyBarrick Goldmining and mineralsenvironmental violation2014EPA$500,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2015SEC$500,000
Enbridge Marketing (U.S.) L.P.Enbridgepipelinesenergy market violation2008FERC$500,000
TD Securities (USA) LLCToronto-Dominion Bankfinancial servicesinvestor protection violation2016SEC$500,000
LululemonLululemon Athleticaapparelwage and hour violation2010private lawsuit-state$500,000
RBC Dain Rauscher IncorporatedRoyal Bank of Canadafinancial servicesinvestor protection violation2002SEC$500,000
Tampa Electric CompanyEmerautilities and power generationworkplace safety or health violation2022DOJ$500,000
TD Bank, N.A.Toronto-Dominion Bankfinancial servicesconsumer protection violation2017private lawsuit-federal$500,000
CIBC World Markets CorporationCanadian Imperial Bank of Commercefinancial servicesinvestor protection violation2005SEC$496,598
Bowater, Inc. Newsprint DivisionPaper Excellence Grouppaper and packaginglabor relations violation2003NLRB$480,000
CGI-AMS, Inc.CGI Inc.information technologywage and hour violation2004WHD$468,422
LululemonLululemon Athleticaapparelwage and hour violation2014private lawsuit-federal$450,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2013NJ-AG$450,000
United States Fire Insurance Co.Fairfax Financial Holdingsfinancial servicesinsurance violation2016MO-INS$444,000
Icicle Seafoods IncCooke Inc.food productsenvironmental violation2012EPA$430,000
Icicle Seafoods Inc.Cooke Inc.food productsenvironmental violation2012EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $430,000
ALBERTA CLIPPER & SOUTHERN LIGEnbridgepipelinesenvironmental violation2013EPA$425,000
Illinois Central RailroadCanadian National Railwayrailroadsworkplace whistleblower retaliation2012OSHA$424,401
BP Husky Refining LLC and BP Products North America Inc.Cenovus Energyoil and gasenvironmental violation2023OH-ENV$420,470
COLUMBIA GAS TRANSMISSION, LLCTC Energypipelinesenvironmental violation2021PHMSA$418,004
COLUMBIA GAS TRANSMISSION LLCTC Energypipelinesenvironmental violation2002PHMSA$400,000
BMO Harris BankBank of Montrealfinancial servicesemployment discrimination2013EEOC$400,000
Algonquin Gas Transmission, LLCEnbridgepipelinesenergy market violation2019FERC$400,000
Omega Protein CorporationCooke Inc.food productsinvestor protection violation2019SEC$400,000
RBC Capital Markets CorporationRoyal Bank of Canadafinancial servicesinvestor protection violation2009FINRA$400,000
ISTA Pharmaceuticals, Inc.Bausch Healthpharmaceuticalsoff-label or unapproved promotion of medical products2013MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $390,253
TD BankToronto-Dominion Bankfinancial serviceswage and hour violation2010private lawsuit-federal$375,000
Just Energy Solutions, Inc.Just Energy Grouputilities and power generationutility service violation2019CA-PUC$362,304
SHAW ENVIRONMENTAL & INFRASTRUCTURE, INC.Brookfield Corporationdiversifiedwage and hour violation2005WHD$357,286
Wisconsin Central LimitedCanadian National Railwayrailroadsworkplace whistleblower retaliation2014OSHA$352,082
Columbia Gas Transmission, LLCTC Energypipelinesenergy market violation2015FERC$350,000
Burger KingRestaurant Brands Internationalrestaurants and foodservicewage and hour violation2017private lawsuit-federal$350,000
PCS Nitrogen Fertilizer, LP et al.Nutrien Ltd.chemicalsenvironmental violation2015LA-ENV$350,000
CIBC World Markets Corp.Canadian Imperial Bank of Commercefinancial servicesinvestor protection violation2008FINRA$350,000
Washington Gas Light CompanyAltaGasutilities and power generationutility administrative violation2007DC-PSC$350,000
SPRAGUE RESOURCES LPBrookfield Corporationdiversifiedenvironmental violation2021EPA$350,000
Oaktree Capital Management, LLCBrookfield Corporationdiversifiedinvestor protection violation2005SEC$345,701
Overnite Transportation CompanyTFI Internationalfreight and logisticslabor relations violation2003NLRB$341,356
Washington Gas Light Co.AltaGasutilities and power generationconsumer protection violation2011DC-AG$340,000
Cooke AquacultureCooke Inc.food productsenvironmental violation2018WA-ENV$332,000
Nutrien Ag SolutionsNutrien Ltd.chemicalsenvironmental violation2018EPA$331,353
Nutrien Ag Solutions d/b/a Crop Production ServiceNutrien Ltd.chemicalsenvironmental violation2018EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $331,353
TAMPA ELECTRIC COMPANYEmerautilities and power generationenvironmental violation2001FL-DEP$330,600
First Mercury Insurance Co.Fairfax Financial Holdingsfinancial servicesinsurance violation2012CA-INS$330,000
Irving Oil Ltd.Irving Oiloil and gasenvironmental violation2019VT-AG$316,667
Irving Oil Corporation et al.Irving Oiloil and gasenvironmental violation2008MA-AG$312,500
JEROME CHEESE COMPANYAgropurfood productsenvironmental violation2013EPA$304,000
Suncor Energy USA Inc.Suncor Energyoil and gasenvironmental violation2023EPA$300,030
AGRIUM U.S. INC.Nutrien Ltd.chemicalsenvironmental violation2011EPA$300,000
GENERAL CHEMICAL CORPORATIONChemtrade Logisticschemicalsworkplace safety or health violation2000OSHA$295,000
JOHNSON CONTROLS BATTERY GROUP, INC.Brookfield Corporationdiversifiedenvironmental violation2007EPA$291,000
ICICLE SEAFOODS INC.Cooke Inc.food productsworkplace safety or health violation2019OSHA$284,555
CCPS TRANSPORTATION LLCEnbridgepipelinesenvironmental violation2022PHMSA$282,900
Bank of the WestBank of Montrealfinancial servicesbanking violation2021FDIC$281,000
American National Insurance CompanyBrookfield Corporationdiversifiedinsurance violation2015ND-INS$275,000
Harris N.A.Bank of Montrealfinancial servicesbenefit plan administrator violation2007EBSA$274,600
CHEMTRADE LOGISTICS (NATIONAL CASE)(LEAD)Chemtrade Logisticschemicalsenvironmental violation2009EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $273,334
Chemtrade LogisticsChemtrade Logisticschemicalsenvironmental violation2009EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $273,333
Central Oregon and Pacific RailroadBrookfield Corporationdiversifiedenvironmental violation2010EPA$272,900
Central Oregon and Pacific RailroadBrookfield Corporationdiversifiedenvironmental violation2010EPA(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $272,900
JOHNSON CONTROLS BATTERY GROUP INCBrookfield Corporationdiversifiedenvironmental violation2014EPA$271,318
Tampa Electric CompanyEmerautilities and power generationlabor relations violation2006NLRB$269,518
Suncor EnergySuncor Energyoil and gasenvironmental violation2023EPA$267,000
Scotia Capital Inc.Scotiabankfinancial servicesinvestor protection violation2010CFTC$250,000
RBC Capital Markets, LLCRoyal Bank of Canadafinancial servicesinvestor protection violation2012MA-SEC$250,000
American National Insurance CompanyBrookfield Corporationdiversifiedinsurance violation2004MULTI-FIN$250,000
Great-West Life & Annuity Insurance Company et al.Power Corp. of Canadadiversifiedinsurance violation2019MULTI-FIN$250,000
Johnson Controls Battery Group, Inc.Brookfield Corporationdiversifiedenvironmental violation2015SC-ENV$250,000
RBC Dain Rauscher Inc.Royal Bank of Canadafinancial servicesinvestor protection violation2006FINRA$250,000
Circle KCouche-TardretailingControlled Substances Act violation2020USAO$248,000
COLUMBIA GAS TRANSMISSION LLCTC Energypipelinesenvironmental violation2006PHMSA$246,000
NUTRIENNutrien Ltd.chemicalsenvironmental violation2020EPA$244,709
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.