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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense Type sort iconYearAgencyPenalty Amount
Logitech InternationalLogitech Internationalelectrical and electronic equipmentaccounting fraud or deficiencies2016SEC$7,500,000
Zurich Financial ServicesZurich Insurancefinancial servicesaccounting fraud or deficiencies2008SEC$25,000,000
Credit Suisse AGUBSfinancial servicesaccounting fraud or deficiencies2016SEC$90,000,000
Accutest LaboratoriesSGS S.A.miscellaneous servicesAmericans with Disabilities Act2015NJ-AG$2,000,000
UBS Financial Services Inc.UBSfinancial servicesanti-money-laundering deficiencies2018FINCEN$5,000,000
UBS Financial Services Inc. and UBS Securities LLCUBSfinancial servicesanti-money-laundering deficiencies2018FINRA$5,000,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesanti-money-laundering deficiencies2016FINRA$16,500,000
KUEHNE AND NAGEL INCKuehne & Nagelfreight and logisticsaviation safety violation2010FAA$15,000
TYCO ELECTRONICS LTDTE Connectivityelectrical and electronic equipmentaviation safety violation2011FAA$30,000
NESTLE PURINA PETCARENestlefood productsaviation safety violation2012FAA$80,000
KUEHNE AND NAGEL INC.Kuehne & Nagelfreight and logisticsaviation safety violation2017FAA$25,360
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsaviation safety violation2014FAA$12,000
Kuehne & Nagel, Inc.Kuehne & Nagelfreight and logisticsaviation safety violation2014FAA$91,000
UBS AGUBSfinancial servicesbanking violation2015FED$342,000,000
Credit Suisse AGUBSfinancial servicesbanking violation2014FED$100,000,000
UBSUBSfinancial servicesbanking violation2023TX-AG$850,000
UBS Group AGUBSfinancial servicesbanking violation2023FED$268,500,000
NOVARTIS PHARMACEUTICALS CORPORATIONNovartispharmaceuticalsbenefit plan administrator violation2006EBSA$10,001
NESTLE PURINA PETCARE COMPANYNestlefood productsbenefit plan administrator violation2005EBSA$10,001
Farmers Group, Inc.Zurich Insurancefinancial servicesbenefit plan administrator violation2012private lawsuit-federal$6,850,000
UBS Global Asset ManagementUBSfinancial servicesbenefit plan administrator violation2006private lawsuit-federal$5,493,000
ABB Inc.ABB Ltd.utilities and power generationbenefit plan administrator violation2019private lawsuit-federal$55,000,000
ADC Telecommunications Inc.TE Connectivityelectrical and electronic equipmentbenefit plan administrator violation2006private lawsuit-federal$3,250,000
NBTY, Inc.Nestlefood productsconsumer protection violation2010FTC$2,100,000
NBTY, Inc.Nestlefood productsconsumer protection violation2005FTC$2,000,000
Farmers Insurance GroupZurich Insurancefinancial servicesconsumer protection violation2003TX-AG$2,400,000
Metropolitan Property & CasualtyZurich Insurancefinancial servicesconsumer protection violation2010MA-AG$20,000
Metropolitan Property & Casualty Co.Zurich Insurancefinancial servicesconsumer protection violation2019MS-AG$3,167,173
Metropolitan Property & Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2010MA-AG$3,500,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2013MA-AG$50,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2012MA-AG$395,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2000MA-AG$1,840,000
NestleNestlefood productsconsumer protection violation2009MULTI-AG$325,000
The Chubb Corp.Chubb Limitedfinancial servicesconsumer protection violation2009MA-AG$239,011
Universal Underwriters Life Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2008TX-AG$2,400,000
Ghirardelli and Russell StoverLindt & Sprunglifood productsconsumer protection violation2019CA-MULTI$750,000
Credit SuisseUBSfinancial servicesconsumer protection violation2016private lawsuit-federal$110,000,000
UBS Securities LLCUBSfinancial servicesconsumer protection violation2015private lawsuit-federal$78,333,333
Farmers Insurance CompanyZurich Insurancefinancial servicesconsumer protection violation2011private lawsuit-federal$10,975,000
Ghiradelli Chocolate Co.Lindt & Sprunglifood productsconsumer protection violation2015private lawsuit-federal$5,250,000
NBTY, Inc.Nestlefood productsControlled Substances Act violation2004USAO$950,000
Credit Suisse Securities (USA) LLCUBSfinancial servicesdata submission deficiencies2015SEC$4,250,000
UBS SecuritiesUBSfinancial servicesdata submission deficiencies2010CFTC$200,000
UBS Fund Advisor, LLCUBSfinancial servicesdata submission deficiencies2009CFTC$50,000
Farmers Insurance GroupZurich Insurancefinancial servicesdiscriminatory practices (non-employment)2001OH-AG$4,300,000
NBTY, Inc.Nestlefood productsdrug or medical equipment safety violation2016NY-AG$250,000
UBS AGUBSfinancial serviceseconomic sanction violation2015OFAC$1,700,100
Alcon Laboratories, IncAlcon Inc.medical equipment and supplieseconomic sanction violation2016OFAC$7,617,150
UBS AGUBSfinancial serviceseconomic sanction violation2004FED$100,000,000
Credit Suisse AGUBSfinancial serviceseconomic sanction violation2009DOJ_CRIMINAL$268,000,000
Kuehne & Nagel, Inc.Kuehne & Nagelfreight and logisticseconomic sanction violation2005OFAC$18,957
Barry Callebaut USA, IncBarry Callebautfood productseconomic sanction violation2004OFAC$6,852
Chiron Corporation LtdNovartispharmaceuticalseconomic sanction violation2004OFAC$168,500
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003OFAC$14,750
UBS (USA) IncUBSfinancial serviceseconomic sanction violation2003OFAC$5,000
Credit Suisse AGUBSfinancial serviceseconomic sanction violation2009NY-MANDA$268,000,000
ACE LimitedChubb Limitedfinancial serviceseconomic sanction violation2019OFAC$66,212
Baldor Electric Co.ABB Ltd.utilities and power generationemployment discrimination2012OFCCP$2,000,000
Adecco USAAdeccobusiness servicesemployment discrimination2010EEOC$91,500
Adecco USA Inc.Adeccobusiness servicesemployment discrimination2010EEOC$62,500
Vitol, Inc.Vitolfinancial servicesemployment discrimination2012EEOC$62,500
Schindler Elevator CorporationSchindlermiscellaneous manufacturingemployment discrimination2013EEOC$35,000
Swissport Fueling, Inc.Swissport Internationalbusiness servicesemployment discrimination2014EEOC$250,000
Novartis PharmaceuticalsNovartispharmaceuticalsemployment discrimination2013OFCCP$51,594
Aggregate Industries Management, Inc.Holcim Groupbuilding materialsemployment discrimination2012OFCCP$22,540
Gerber Products Co.Nestlefood productsemployment discrimination2009OFCCP$900,000
Nestle USA Prepared Foods Division Inc.Nestlefood productsemployment discrimination2006OFCCP$120,000
Roche Diagnostics CorporationRochepharmaceuticalsemployment discrimination2018OFCCP$261,782
Thomas & BettsABB Ltd.utilities and power generationemployment discrimination2003private lawsuit-federal$698,610
Combined Insurance Company of AmericaChubb Limitedfinancial servicesemployment discrimination2005private lawsuit-federal$8,500,000
Novartis Corporation and Alcon LaboratoriesNovartispharmaceuticalsemployment discrimination2016private lawsuit-federal$8,000,000
Novartis CorporationNovartispharmaceuticalsemployment discrimination2010private lawsuit-federal$175,000,000
Hoffmann-La Roche, Inc.Rochepharmaceuticalsemployment discrimination2012private lawsuit-federal$545,833
Adecco USA, Inc.Adeccobusiness servicesemployment discrimination2019EEOC$49,500
Lonza America LLCLonzachemicalsemployment discrimination2021EEOC$150,000
ABB, Inc.ABB Ltd.utilities and power generationenergy conservation violation2017DOE$37,040
Vitol Inc.Vitolfinancial servicesenergy market violation2019FERC$2,742,881
Vitol Inc.Vitolfinancial servicesenergy market violation2024FERC$2,225,000
HolcimHolcim Groupbuilding materialsenvironmental violation2013EPA$20,700,000
TransoceanTransoceanoilfield services and suppliesenvironmental violation2013EPA$1,000,000,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2011EPA$8,740,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2010EPA$175,000,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2013EPA$1,500,000
Transocean Deepwater Inc.Transoceanoilfield services and suppliesenvironmental violation2013EPA$400,000,000
Russell Stover Candies, Inc.Lindt & Sprunglifood productsenvironmental violation2012EPA$585,000
Holcim (US), Inc.Holcim Groupbuilding materialsenvironmental violation2012EPA$36,500
BOSFuel Corp. and Swissport Fueling, Inc.Swissport Internationalbusiness servicesenvironmental violation2012EPA$90,000
Lindt & SprungliLindt & Sprunglifood productsenvironmental violation2011EPA$19,300
Aggregate Industries-Northeast Region Inc.Holcim Groupbuilding materialsenvironmental violation2009EPA$2,750,000
Chemoil CorporationGlencorefinancial servicesenvironmental violation2016EPA$27,000,000
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous servicesenvironmental violation2015MA-AG$100,000
Accutest Laboratories of New England, Inc.SGS S.A.miscellaneous servicesenvironmental violation2014MA-AG$350,000
Aggregate Industries-Northeast Region, Inc.Holcim Groupbuilding materialsenvironmental violation2008MA-AG$512,000
Lafarge North AmericaHolcim Groupbuilding materialsenvironmental violation2013NY-AG$1,500,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $740,000
Lafarge North America Inc.Holcim Groupbuilding materialsenvironmental violation2010MO-AG$150,491
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2010MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,690,000
TransoceanTransoceanoilfield services and suppliesenvironmental violation2015AL-AG$20,000,000
Tyco Electronics Printed Circuit GroupTE Connectivityelectrical and electronic equipmentenvironmental violation2004CT-AG$4,400,000
LONZA INCLonzachemicalsenvironmental violation2010PA-ENV$9,240
LONZA INCLonzachemicalsenvironmental violation2002PA-ENV$9,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.