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Violation Tracker Current Parent Headquarters Summary Page

HQ Country: Switzerland
Current Parent Penalty Total since 2000: $41,038,911,396
Number of Records: 2,090
Note: The totals here are derived only from entries matched to parent companies. They are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.
Top 10 Current Parent CompaniesTotal Penalty $Number of Records
UBS$31,069,299,125179
Novartis$2,449,415,33736
Transocean$1,659,498,85911
Glencore$1,223,027,44811
Holcim Group$1,094,803,406890
Sandoz Group$693,683,11812
Julius Baer Group$626,000,0002
ABB Ltd.$566,854,93853
Roche$432,796,10526
Zurich Insurance$385,111,584186

Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.

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CompanyCurrent ParentCurrent Parent IndustryPrimary Offense TypeYearAgencyPenalty Amount sort icon
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$73,078
UBS Financial Services Inc.UBSfinancial servicesinvestor protection violation2012NH-BSR$72,500
SGS NORTH AMERICA INCSGS S.A.miscellaneous servicesenvironmental violation2014NJ-ENV$72,500
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023CT-INS$72,500
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2022TX-INS$72,000
Novartis NutritionNestlefood productslabor relations violation2002NLRB$70,569
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2013DE-AG$70,077
Illinois Farmers Insurance Co.Zurich Insurancefinancial servicesinsurance violation2008MN-FIN$70,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2008PA-ENV$70,000
Vitol, Inc.Vitolfinancial servicesenvironmental violation2014CA-ARB$70,000
Schwab Capital Markets, L.P.UBSfinancial servicesinvestor protection violation2004FINRA$70,000
Lafarge West, IncHolcim Groupbuilding materialsworkplace safety or health violation2013MSHA$70,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$69,750
NESTLE USA, INC.Nestlefood productsenvironmental violation2014EPA$69,399
SCHINDLER ELEVATOR CORPORATIONSchindlermiscellaneous manufacturingworkplace safety or health violation2010OSHA$69,300
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2023TX-INS$69,000
Chubb National Insurance Co.Chubb Limitedfinancial servicesinsurance violation2012MO-INS$68,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2011TX-INS$68,000
Adecco USA Inc.Adeccobusiness serviceswork visa violations2019DOJ_RIGHTS$67,778
Novartis NutritionNestlefood productslabor relations violation2002NLRB$66,839
ARCH CHEMICALS INCArxadachemicalsenvironmental violation2001TX-ENV$66,600
Holcim (US) Inc.Holcim Groupbuilding materialsenvironmental violation2020CO-DPHE$66,500
ACE LimitedChubb Limitedfinancial serviceseconomic sanction violation2019OFAC$66,212
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2011CO-INS$66,000
FEDERAL INSURANCE CO., ET AL.Chubb Limitedfinancial servicesinsurance violation2004VA-INS$65,000
TE CONNECTIVITY, INCTE Connectivityelectrical and electronic equipmentenvironmental violation2011EPA$65,000
Nestle Professional Vitality (Chicago, IL)Nestlefood productsenvironmental violation2012EPA$65,000
BARRY CALLEBAUT USA LLCBarry Callebautfood productsworkplace safety or health violation2018OSHA$64,996
UBS Financial Services, Inc.UBSfinancial servicesinvestor protection violation2013AK-DBS$64,661
Mid-Century Insurance Co.Zurich Insurancefinancial servicesinsurance violation2019CT-INS$64,000
SIKA CORPSika AGchemicalsenvironmental violation2018NJ-ENV$63,750
AGGREGATE INDUSTRIES NORTHEAST REGIONHolcim Groupbuilding materialsenvironmental violation2005MA-ENV$63,000
RUSSELL STOVER CANDIES, INC.Lindt & Sprunglifood productsenvironmental violation2007EPA$62,824
Adecco USA Inc.Adeccobusiness servicesemployment discrimination2010EEOC$62,500
Vitol, Inc.Vitolfinancial servicesemployment discrimination2012EEOC$62,500
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2010MSHA$62,291
Sika CorporationSika AGchemicalsenvironmental violation2004EPA$60,280
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2023TX-INS$60,000
InterMune Inc.RochepharmaceuticalsFamily and Medical Leave Act2014WHD$59,085
LaFarge Building Materials, Inc.Holcim Groupbuilding materialsenvironmental violation2015NY-ENV$59,000
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2022TX-INS$58,500
Foremost Insurance Company Grand Rapids, MichiganZurich Insurancefinancial servicesinsurance violation2015AZ-DIFI$58,000
Lafarge Building Materials IncorporatedHolcim Groupbuilding materialsworkplace safety or health violation2018MSHA$58,000
Adecco USA, Inc.Adeccobusiness serviceswage and hour violation2008WHD$57,828
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2023MSHA$57,000
UBS Financial ServicesUBSfinancial servicesinvestor protection violation2014SEC$56,400
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsenvironmental violation2004NJ-ENV$56,080
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2007FL-OFR$56,000
HOLCIM (US) INCHolcim Groupbuilding materialsenvironmental violation2004PA-ENV$55,263
Chubb Lloyds Insurance Company of TexasChubb Limitedfinancial servicesinsurance violation2018TX-INS$55,000
Nestle Purina PetCare CompanyNestlefood productsenvironmental violation2012CA-DPR$55,000
SGS North America, Inc., Petroleum Service Corp.SGS S.A.miscellaneous servicesrailroad safety violation2020FRA$55,000
LIEBHERR MINING & CONSTRUCTION EQUIPMENT INC.Liebherrheavy equipmentworkplace safety or health violation2023OSHA$53,855
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2018TX-INS$53,750
Holcim (US) IncHolcim Groupbuilding materialsworkplace safety or health violation2021MSHA$53,521
Lafarge Mid-Atlantic, LLCHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$52,500
ROBERT GRUBERArxadachemicalsenvironmental violation2006EPA$52,000
Novartis PharmaceuticalsNovartispharmaceuticalsemployment discrimination2013OFCCP$51,594
Holcim (US), Inc.Holcim Groupbuilding materialsenvironmental violation2021AL-ENV$50,750
Lafarge North America, Inc.Holcim Groupbuilding materialsenvironmental violation2015NM-ENV$50,400
ADECCOAdeccobusiness servicesworkplace safety or health violation2003OSHA$50,375
UBS Fund Advisor, LLCUBSfinancial servicesdata submission deficiencies2009CFTC$50,000
Metropolitan Property and Casualty Insurance Co.Zurich Insurancefinancial servicesconsumer protection violation2013MA-AG$50,000
21st Century Insurance Co. and 21st Century Casualty Co.Zurich Insurancefinancial servicesinsurance violation2007CA-INS$50,000
Farmers Insurance Company, Inc.Zurich Insurancefinancial servicesinsurance violation2013KS-INS$50,000
Combined Life Insurance Company of New YorkChubb Limitedfinancial servicesinsurance violation2015NY-DFS$50,000
Mid-Century Insurance CompanyZurich Insurancefinancial servicesinsurance violation2019NY-DFS$50,000
Combined Insurance Company of AmericaChubb Limitedfinancial servicesinsurance violation2005PA-INS$50,000
Ace American Insurance Company et al.Chubb Limitedfinancial servicesinsurance violation2008TX-INS$50,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2011WA-INS$50,000
American Guarantee & Liability Insurance Company et al.Zurich Insurancefinancial servicesinsurance violation2013WA-INS$50,000
Farmers Insurance Company Of Washington And Farmers Insurance ExchangeZurich Insurancefinancial servicesinsurance violation2020WA-INS$50,000
ACE AMERICAN INSURANCE COMPANY ET AL.Chubb Limitedfinancial servicesinsurance violation2020WA-INS$50,000
Holcim (US) Inc.Holcim Groupbuilding materialsenvironmental violation2007CO-DPHE$50,000
ARYZTAAryztafood productsenvironmental violation2004NJ-ENV$50,000
Credit Suisse First Boston, L.L.C.UBSfinancial servicesinvestor protection violation2004FINRA$50,000
Holcim CementHolcim Groupbuilding materialsenvironmental violation2023MD-ENV$50,000
SGS NORTH AMERICA, INC.SGS S.A.miscellaneous servicesworkplace safety or health violation2019OSHA$50,000
Lonza, Inc.Lonzachemicalsenvironmental violation2004EPA$50,000
Holcim, Inc.Holcim Groupbuilding materialsenvironmental violation2011EPA$50,000
Aggregate Industries, IncHolcim Groupbuilding materialswage and hour violation2006WHD$49,667
Adecco USA, Inc.Adeccobusiness servicesemployment discrimination2019EEOC$49,500
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2015TX-INS$49,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2011TX-INS$48,000
NESTLE USA INC BEVERAGE DIVISIONNestlefood productsenvironmental violation2003NJ-ENV$47,840
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2014TX-INS$47,735
Indemnity Insurance Company of North AmericaChubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace Property and Casualty Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace Fire Underwriters Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Ace American Insurance Co.Chubb Limitedfinancial servicesinsurance violation2016MO-INS$47,500
Lafarge Mid-Atlantic, LLCHolcim Groupbuilding materialsworkplace safety or health violation2011MSHA$47,250
LAFARGE NORTH AMERICAHolcim Groupbuilding materialsenvironmental violation2009MD-ENV$46,500
Otis Spunkmeyer, Inc.Aryztafood productswage and hour violation2007WHD$46,063
Lafarge Building Materials, Inc.Holcim Groupbuilding materialsenvironmental violation2012EPA$45,980
Holcim (US) Inc.Holcim Groupbuilding materialsworkplace safety or health violation2017MSHA$45,110
Lattimore Materials Co. L.P.Holcim Groupbuilding materialslabor relations violation2001NLRB$45,000
Zurich American Insurance CompanyZurich Insurancefinancial servicesinsurance violation2010TX-INS$45,000
Ace American Insurance CompanyChubb Limitedfinancial servicesinsurance violation2014TX-INS$45,000
American Zurich Insurance CompanyZurich Insurancefinancial servicesinsurance violation2019TX-INS$45,000
NESTLE USA BEVERAGE DIVISIONNestlefood productsenvironmental violation2001NJ-ENV$45,000
Pacific Indemnity CompanyChubb Limitedfinancial servicesinsurance violation2021TX-INS$45,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.