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Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2004 VA-INS $118,000
THE GUARDIAN LIFE INSURANCE CO Guardian Life Insurance insurance violation 2004 VA-INS $27,000
FEDERAL INSURANCE CO., ET AL. Chubb Limited insurance violation 2004 VA-INS $65,000
PROTECTIVE LIFE INSURANCE CO. Dai-ichi Life insurance violation 2004 VA-INS $10,000
LIBERTY MUTUAL INSURANCE CO., ET AL Liberty Mutual Insurance insurance violation 2004 VA-INS $37,000
ALLSTATE LIFE INSURANCE CO. Allstate insurance violation 2005 VA-INS $5,000
LIBERTY MUTUAL INSURANCE CO. ET AL. Liberty Mutual Insurance insurance violation 2005 VA-INS $30,000
CUNA MUTUAL INSURANCE SOCIETY CUNA Mutual insurance violation 2005 VA-INS $40,000
UNITED AMERICAN INSURANCE CO. Globe Life Inc. insurance violation 2005 VA-INS $5,000
CONSECO SENIOR HEALTH INS. CNO Financial insurance violation 2005 VA-INS $7,500
FORETHOUGHT LIFE INSURANCE CO. Global Atlantic Financial Group insurance violation 2005 VA-INS $9,500
AMERICAN HEALTH & LIFE INSURANCE CO OneMain Holdings insurance violation 2005 VA-INS $7,000
LIFE INVESTORS INSURANCE COMPANY OF AMERICA Aegon insurance violation 2006 VA-INS $29,000
United Services Automobile Association USAA insurance violation 2006 VA-INS $5,000
COMMONWEALTH LAND TITLE INSURANCE CO. ET AL. Fidelity National Financial insurance violation 2006 VA-INS $300,000
MINNESOTA LIFE INSURANCE CO. Securian Financial insurance violation 2006 VA-INS $18,000
RESOURCE LIFE INSURANCE CO. CNO Financial insurance violation 2006 VA-INS $18,000
NATIONWIDE MUTUAL INSURANCE ET AL. Nationwide insurance violation 2006 VA-INS $45,000
GREAT AMERICAN INSURANCE COMPANY ET AL American Financial Group insurance violation 2006 VA-INS $7,200
GREAT AMERICAN INSURANCE COMPANY ET AL American Financial Group insurance violation 2006 VA-INS $7,200
HARTFORD INSURANCE COMPANY OF THE MIDWEST Hartford Financial Services insurance violation 2006 VA-INS $42,800
BRISTOL WEST INSURANCE COMPANY Zurich Insurance insurance violation 2006 VA-INS $20,000
Universal Underwriters Life Insurance Company Zurich Insurance insurance violation 2006 VA-INS $24,000
MARSH USA, INC. Marsh & McLennan insurance violation 2006 VA-INS $150,000
AMERICAN BANKERS INSURANCE Assurant insurance violation 2006 VA-INS $45,000
AMERICAN SECURITY INSURANCE CO Assurant insurance violation 2006 VA-INS $45,000
STANDARD GUARANTY INSURANCE CO Assurant insurance violation 2006 VA-INS $45,000
Brown & Brown Insurance Agency of Virginia, Inc. Brown & Brown insurance violation 2006 VA-INS $5,000
AMERICAN HERITAGE LIFE INSURANCE CO Allstate insurance violation 2006 VA-INS $18,000
GENWORTH LIFE AND ANNUITY INSURANCE CO Genworth Financial insurance violation 2006 VA-INS $12,000
Life Insurance Company of the Southwest National Life Group insurance violation 2006 VA-INS $5,000
GENERAL AMERICAN LIFE INSURANCE MetLife insurance violation 2006 VA-INS $10,000
NATIONWIDE LIFE INSURANCE CO. Nationwide insurance violation 2006 VA-INS $40,000
Property & Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2006 VA-INS $5,000
XL LIFE INSURANCE AND ANNUITY AXA insurance violation 2006 VA-INS $10,000
AMERICAN NATIONAL INSURANCE American National Insurance insurance violation 2006 VA-INS $22,000
AMERICAN BANKERS LIFE Assurant insurance violation 2007 VA-INS $97,000
LIBERTY INSURANCE CORP. ET AL. Liberty Mutual Insurance insurance violation 2007 VA-INS $15,000
RELIASTAR LIFE INSURANCE CO. Voya Financial insurance violation 2007 VA-INS $8,000
UNION SECURITY LIFE INSURANCE Assurant insurance violation 2007 VA-INS $27,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2007 VA-INS $6,000
AMEX ASSURANCE CO. American Express insurance violation 2007 VA-INS $26,400
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2007 VA-INS $15,000
United Services Automobile Association USAA insurance violation 2007 VA-INS $6,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2007 VA-INS $120,000
UNITED AMERICAN INSURANCE CO. Globe Life Inc. insurance violation 2007 VA-INS $15,000
CUNA MUTUAL INSURANCE SOCIETY CUNA Mutual insurance violation 2007 VA-INS $30,000
AMERICAN HOME ASSURANCE ET AL. American International Group insurance violation 2007 VA-INS $5,000
Metropolitan Property and Casualty MetLife insurance violation 2007 VA-INS $5,000
SENTINEL INSURANCE COMPANY Hartford Financial Services insurance violation 2007 VA-INS $5,000
Allstate Insurance Company and Allstate Indemnity Company Allstate insurance violation 2007 VA-INS $8,000
CHUBB INDEMNITY INSURANCE, ET AL. Chubb Limited insurance violation 2007 VA-INS $5,000
MERCURY CASUALTY COMPANY Mercury General Corporation insurance violation 2007 VA-INS $25,600
AIU INSURANCE COMPANY ET AL. American International Group insurance violation 2008 VA-INS $100,000
AIG CASUALTY INSURANCE CO., ET AL. American International Group insurance violation 2008 VA-INS $10,000
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2008 VA-INS $10,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2008 VA-INS $5,000
HARTFORD LIFE AND ANNUITY INSURANCE Hartford Financial Services insurance violation 2008 VA-INS $5,000
STATE FARM FIRE, ET AL. State Farm Insurance insurance violation 2008 VA-INS $35,000
ALLSTATE FIRE & CASUALTY ET AL Allstate insurance violation 2009 VA-INS $36,000
THE TRAVELERS INDEMNITY CO. et al. Travelers insurance violation 2009 VA-INS $7,000
ESURANCE INSURANCE COMPANY Allstate insurance violation 2009 VA-INS $20,000
THE NORTH RIVER INSURANCE CO. Fairfax Financial Holdings insurance violation 2009 VA-INS $28,916
LIBERTY INSURANCE CORP., ET AL Liberty Mutual Insurance insurance violation 2009 VA-INS $6,000
American Economy Insurance Company Liberty Mutual Insurance insurance violation 2009 VA-INS $8,000
VICTORIA FIRE AND CASUALTY INSURANCE Nationwide insurance violation 2009 VA-INS $7,500
Travelers Property Casualty Co. of America Travelers insurance violation 2009 VA-INS $6,000
METROPOLITAN LIFE INSURANCE MetLife insurance violation 2010 VA-INS $8,000
THE GUARDIAN LIFE INSURANCE CO Guardian Life Insurance insurance violation 2010 VA-INS $62,000
Victoria Fire & Casualty Insurance Company Nationwide insurance violation 2010 VA-INS $23,558
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2010 VA-INS $126,252
TRUMBULL INSURANCE COMPANY Hartford Financial Services insurance violation 2010 VA-INS $66,684
MERCURY CASUALTY COMPANY Mercury General Corporation insurance violation 2010 VA-INS $26,942
HARTFORD CASUALTY INSURANCE, ET AL. Hartford Financial Services insurance violation 2010 VA-INS $15,000
FOREMOST INSURANCE CO. Zurich Insurance insurance violation 2010 VA-INS $6,000
SELECTIVE INSURANCE CO., ET AL. Selective Insurance Group insurance violation 2010 VA-INS $66,000
American States Preferred Insurance Co. et al. Liberty Mutual Insurance insurance violation 2010 VA-INS $205,463
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2010 VA-INS $15,000
Selective Insurance Company of America Selective Insurance Group insurance violation 2011 VA-INS $8,000
STATE FARM MUTUAL, ET AL. State Farm Insurance insurance violation 2011 VA-INS $60,000
CAREFIRST BLUECHOICE, INC. CareFirst of Maryland insurance violation 2011 VA-INS $20,000
EMPIRE FIRE & MARINE INSURANCE CO Zurich Insurance insurance violation 2011 VA-INS $25,000
Property & Casualty Insurance Company of Hartford and Trumbull Insurance Company Hartford Financial Services insurance violation 2011 VA-INS $126,386
NATIONAL UNION FIRE INSURANCE American International Group insurance violation 2011 VA-INS $40,000
Auto-Owners Insurance Company and Owners Insurance Company Auto-Owners Insurance insurance violation 2011 VA-INS $10,000
CAROLINA CASUALTY INSURANCE CO W.R. Berkley insurance violation 2011 VA-INS $10,000
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2011 VA-INS $10,000
NATIONWIDE MUTUAL FIRE, ET AL. Nationwide insurance violation 2011 VA-INS $51,384
American Guarantee and Liability Insurance Company Zurich Insurance insurance violation 2011 VA-INS $5,000
Allied Property & Casualty Insurance Company Nationwide insurance violation 2011 VA-INS $27,911
American Automobile Insurance Company et al. Allianz insurance violation 2011 VA-INS $10,973
National Union Fire Insurance Company of Pittsburgh, PA American International Group insurance violation 2011 VA-INS $10,000
BRISTOL WEST INSURANCE CO. Zurich Insurance insurance violation 2011 VA-INS $75,400
CONSECO SENIOR & CONSECO LIFE CNO Financial insurance violation 2011 VA-INS $25,000
PEERLESS INDEMNITY INSURANCE CO. ET AL. Liberty Mutual Insurance insurance violation 2011 VA-INS $40,057
American Economy Insurance Co. et al. Liberty Mutual Insurance insurance violation 2011 VA-INS $12,000
GRANITE STATE INSURANCE CO. American International Group insurance violation 2012 VA-INS $19,560
ALPHA PROPERTY & CASUALTY INSURANCE Kemper insurance violation 2012 VA-INS $15,000
UNITED OF OMAHA LIFE INSURANCE Mutual of Omaha insurance violation 2012 VA-INS $7,500
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2012 VA-INS $53,000
Farmers Insurance Exchange and Mid-Century Insurance Company Farmers Insurance Exchange insurance violation 2012 VA-INS $555,130
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)