Binance Holdings Limited | Binance Holdings | anti-money-laundering deficiencies | 2023 | DOJ_NATSEC | $4,316,126,163 |
CommerceWest Bank | CommerceWest Bank | fraud | 2015 | DOJ_CRIMINAL | $4,900,000 |
Citicorp | Citigroup | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $925,000,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $550,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $710,000,000 |
Royal Bank of Scotland plc | NatWest Group PLC | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $395,000,000 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $203,000,000 |
BNP Paribas S.A. | BNP Paribas | economic sanction violation | 2015 | DOJ_CRIMINAL | $8,973,600,000 |
Deutsche Bank AG | Deutsche Bank | price-fixing or anti-competitive practices | 2015 | DOJ_CRIMINAL | $775,000,000 |
Commerzbank AG | Commerzbank | economic sanction violation | 2015 | DOJ_CRIMINAL | $642,000,000 |
ConvergEx Group LLC | Toronto-Dominion Bank | fraud | 2014 | DOJ_CRIMINAL | $43,800,000 |
Lloyds Banking Group plc | Lloyds Banking Group | price-fixing or anti-competitive practices | 2014 | DOJ_CRIMINAL | $86,000,000 |
Rabobank | Rabobank | price-fixing or anti-competitive practices | 2013 | DOJ_CRIMINAL | $325,000,000 |
HSBC Holdings plc HSBC Bank USA N.A. | HSBC | anti-money-laundering deficiencies | 2012 | DOJ_CRIMINAL | $1,256,000,000 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2012 | DOJ_CRIMINAL | $227,000,000 |
Barclays Bank PLC | Barclays | price-fixing or anti-competitive practices | 2012 | DOJ_CRIMINAL | $160,000,000 |
ING Bank N.V. | ING | economic sanction violation | 2012 | DOJ_CRIMINAL | $619,000,000 |
Aon Corporation | Aon | Foreign Corrupt Practices Act | 2011 | DOJ_CRIMINAL | $1,760,000 |
Barclays Bank PLC | Barclays | economic sanction violation | 2010 | DOJ_CRIMINAL | $298,000,000 |
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. | ABN AMRO | economic sanction violation | 2010 | DOJ_CRIMINAL | $500,000,000 |
Credit Suisse AG | UBS | economic sanction violation | 2009 | DOJ_CRIMINAL | $268,000,000 |
Lloyds TSB Bank PLC | Lloyds Banking Group | economic sanction violation | 2009 | DOJ_CRIMINAL | $175,000,000 |
Union Bank of California, N.A. | U.S. Bancorp | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $21,600,000 |
American Express Bank International | American Express | anti-money-laundering deficiencies | 2007 | DOJ_CRIMINAL | $55,000,000 |
Prudential Equity Group LLC | Prudential Financial | investor protection violation | 2006 | DOJ_CRIMINAL | $600,000,000 |
BankAtlantic | Truist Financial | anti-money-laundering deficiencies | 2006 | DOJ_CRIMINAL | $10,000,000 |
Williams Power Company Inc. | JPMorgan Chase | data submission deficiencies | 2006 | DOJ_CRIMINAL | $50,000,000 |
American International Group, Inc. | American International Group | accounting fraud or deficiencies | 2006 | DOJ_CRIMINAL | $25,000,000 |
American International Group, Inc. | American International Group | accounting fraud or deficiencies | 2004 | DOJ_CRIMINAL | $80,000,000 |
Crawford Healthcare Management of Norfolk & Baltimore | Crawford & Co. | fraud | 2003 | DOJ_CRIMINAL | $8,000,000 |
PNC ICLC Corp. | PNC Financial Services | accounting fraud or deficiencies | 2003 | DOJ_CRIMINAL | $115,000,000 |
Och-Ziff Capital Management Group LLC | Sculptor Capital Management | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $213,000,000 |
JPMorgan Securities | JPMorgan Chase | Foreign Corrupt Practices Act | 2016 | DOJ_CRIMINAL | $72,000,000 |
Western Union Company | Western Union | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $586,000,000 |
State Street Corporation | State Street Corp. | fraud | 2017 | DOJ_CRIMINAL | $32,300,000 |
Banamex USA | Citigroup | anti-money-laundering deficiencies | 2017 | DOJ_CRIMINAL | $97,440,000 |
Banco Popular de Puerto Rico | Popular Inc. | anti-money-laundering deficiencies | 2003 | DOJ_CRIMINAL | $21,600,000 |
HSBC Holdings plc | HSBC | fraud | 2018 | DOJ_CRIMINAL | $100,000,000 |
Rabobank National Association | Rabobank | anti-money-laundering deficiencies | 2018 | DOJ_CRIMINAL | $368,701,259 |
Credit Suisse (Hong Kong) Limited | UBS | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $47,029,916 |
Societe Generale S.A. | Societe Generale | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $860,000,000 |
Legg Mason Inc. | Franklin Resources | Foreign Corrupt Practices Act | 2018 | DOJ_CRIMINAL | $64,200,000 |
UniCredit Group | UniCredit | economic sanction violation | 2019 | DOJ_CRIMINAL | $413,536,632 |
Standard Chartered Bank | Standard Chartered | economic sanction violation | 2019 | DOJ_CRIMINAL | $292,210,160 |
Merrill Lynch Commodities Inc. | Bank of America | price-fixing or anti-competitive practices | 2019 | DOJ_CRIMINAL | $25,000,000 |
Barclays PLC | Barclays | price-fixing or anti-competitive practices | 2018 | DOJ_CRIMINAL | $12,896,011 |
Bank Hapoalim B.M. | Bank Hapoalim | anti-money-laundering deficiencies | 2020 | DOJ_CRIMINAL | $30,063,317 |
Bank of Nova Scotia | Scotiabank | price-fixing or anti-competitive practices | 2020 | DOJ_CRIMINAL | $60,400,000 |
Vitol Inc. | Vitol | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $135,000,000 |
Goldman Sachs Group Inc. | Goldman Sachs | Foreign Corrupt Practices Act | 2020 | DOJ_CRIMINAL | $2,921,088,000 |
JPMorgan Chase & Co. | JPMorgan Chase | fraud | 2020 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000 |
Deutsche Bank | Deutsche Bank | Foreign Corrupt Practices Act | 2021 | DOJ_CRIMINAL | $87,091,424 |
Bank Julius Baer & Co. Ltd. | Julius Baer Group | money laundering | 2021 | DOJ_CRIMINAL | $79,000,000 |
Credit Suisse Group AG | UBS | fraud | 2021 | DOJ_CRIMINAL | $175,500,000 |
NatWest Markets Plc | NatWest Group PLC | fraud | 2021 | DOJ_CRIMINAL | $35,000,000 |
Glencore International A.G. and Glencore Ltd. | Glencore | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | (*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,185,000,000 |
Jardine Lloyd Thompson Group Holdings Ltd. | Marsh & McLennan | Foreign Corrupt Practices Act | 2022 | DOJ_CRIMINAL | $29,081,951 |
Danske Bank A/S | Danske Bank | anti-money-laundering deficiencies | 2022 | DOJ_CRIMINAL | $2,000,000,000 |
M&T Bank Corp. | M&T Bank | False Claims Act and related | 2016 | DOJ_CIVIL | $64,000,000 |
Freedom Mortgage Corporation | Freedom Mortgage | False Claims Act and related | 2016 | DOJ_CIVIL | $113,000,000 |
Wells Fargo Bank, National Association | Wells Fargo | False Claims Act and related | 2016 | DOJ_CIVIL | $1,200,000,000 |
First Tennessee Bank N.A. | First Horizon National | False Claims Act and related | 2015 | DOJ_CIVIL | $212,500,000 |
MetLife Home Loans LLC | MetLife | False Claims Act and related | 2015 | DOJ_CIVIL | $123,500,000 |
U.S. Bank | U.S. Bancorp | False Claims Act and related | 2014 | DOJ_CIVIL | $200,000,000 |
JPMorgan Chase | JPMorgan Chase | False Claims Act and related | 2014 | DOJ_CIVIL | $614,000,000 |
PNC Bank N.A | PNC Financial Services | False Claims Act and related | 2013 | DOJ_CIVIL | $7,100,000 |
BAC Home Loans Servicing LP fka Countrywide Home Loans Servicing LP | Bank of America | mortgage abuses | 2011 | DOJ_CIVIL | $20,000,000 |
Saxon Mortgage Services Inc. | Ocwen Financial | mortgage abuses | 2011 | DOJ_CIVIL | $2,350,000 |
SunTrust Mortgage Inc. | Truist Financial | mortgage abuses | 2014 | DOJ_CIVIL | $320,000,000 |
Franklin American Mortgage Company | Citizens Financial Group | mortgage abuses | 2015 | DOJ_CIVIL | $70,000,000 |
Walter Investment Management Corp. | Ditech Holding Corporation | False Claims Act and related | 2015 | DOJ_CIVIL | $29,630,000 |
Fireman's Fund Insurance Company | Allianz | False Claims Act and related | 2015 | DOJ_CIVIL | $44,000,000 |
BNP Paribas | BNP Paribas | False Claims Act and related | 2014 | DOJ_CIVIL | $80,000,000 |
SunTrust Mortgage Inc. | Truist Financial | False Claims Act and related | 2014 | DOJ_CIVIL | $418,000,000 |
Louis Dreyfus Energy Services | Louis Dreyfus | False Claims Act and related | 2012 | DOJ_CIVIL | $4,084,000 |
Nelnet Inc. | Nelnet | False Claims Act and related | 2010 | DOJ_CIVIL | $47,000,000 |
RBC Mortgage Company | Royal Bank of Canada | False Claims Act and related | 2008 | DOJ_CIVIL | $10,710,000 |
National City Mortgage Inc. | PNC Financial Services | False Claims Act and related | 2008 | DOJ_CIVIL | $4,600,000 |
Mellon Bank, N.A. | Bank of New York Mellon | False Claims Act and related | 2007 | DOJ_CIVIL | $16,500,000 |
Crawford and Company | Crawford & Co. | False Claims Act and related | 2006 | DOJ_CIVIL | $1,363,204 |
Highmark, Inc. | Highmark Inc. | False Claims Act and related | 2004 | DOJ_CIVIL | $1,500,000 |
General American Life Insurance Company, Inc. | MetLife | False Claims Act and related | 2002 | DOJ_CIVIL | $76,000,000 |
Regions Bank | Regions Financial | False Claims Act and related | 2016 | DOJ_CIVIL | $52,400,000 |
Branch Banking & Trust Company (BB&T) | Truist Financial | False Claims Act and related | 2016 | DOJ_CIVIL | $83,000,000 |
Deutsche Bank | Deutsche Bank | toxic securities abuses | 2017 | DOJ_CIVIL | $7,200,000,000 |
Credit Suisse | UBS | toxic securities abuses | 2017 | DOJ_CIVIL | $5,280,000,000 |
PHH Corp. | Ocwen Financial | False Claims Act and related | 2017 | DOJ_CIVIL | $74,453,802 |
IBERIABANK | First Horizon National | False Claims Act and related | 2017 | DOJ_CIVIL | $11,692,149 |
Royal Bank of Scotland Group plc | NatWest Group PLC | toxic securities abuses | 2018 | DOJ_CIVIL | $4,900,000,000 |
Wells Fargo Bank, N.A. | Wells Fargo | toxic securities abuses | 2018 | DOJ_CIVIL | $2,090,000,000 |
Wells Fargo & Company | Wells Fargo | fraud | 2020 | DOJ_CIVIL | $3,000,000,000 |
Guaranteed Rate Inc. | Guaranteed Rate Inc. | False Claims Act and related | 2020 | DOJ_CIVIL | $15,060,000 |
Academy Mortgage Corporation | Academy Mortgage Corp. | False Claims Act and related | 2022 | DOJ_CIVIL | $38,500,000 |
UBS AG | UBS | toxic securities abuses | 2023 | DOJ_CIVIL | $1,435,000,000 |
RBS PLC and RBS Securities Japan | NatWest Group PLC | price-fixing or anti-competitive practices | 2014 | DOJ_ANTITRUST | $150,000,000 |
UBS Securities Japan Co. Ltd. | UBS | price-fixing or anti-competitive practices | 2012 | DOJ_ANTITRUST | $500,000,000 |
Wachovia Bank N.A. | Wells Fargo | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $148,000,000 |
Morgan Stanley | Morgan Stanley | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $4,800,000 |
JPMorgan Chase & Co. | JPMorgan Chase | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $228,000,000 |
UBS AG | UBS | price-fixing or anti-competitive practices | 2011 | DOJ_ANTITRUST | $160,000,000 |
Bank of America | Bank of America | price-fixing or anti-competitive practices | 2010 | DOJ_ANTITRUST | $137,300,000 |