Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Banamex USA Citigroup banking violation 2015 FDIC $140,000,000
Sallie Mae Bank SLM Corp. banking violation 2014 FDIC $93,300,000
Navient Solutions, Inc. Navient banking violation 2014 FDIC $33,300,000
American Express Centurion Bank American Express banking violation 2013 FDIC $3,600,000
Citizens Bank Citizens Financial Group banking violation 2013 FDIC $6,400,000
American Express Centurion Bank American Express banking violation 2012 FDIC $3,900,000
1st Financial Bank USA 1st Financial Bank USA banking violation 2010 FDIC $10,140,000
Synovus Bank Synovus Financial banking violation 2013 FDIC $135,050
German American Bancorp German American Bancorp banking violation 2013 FDIC $70,000
Doral Bank Doral Financial banking violation 2013 FDIC $135,000
Great Western Bank Great Western Bancorp banking violation 2013 FDIC $40,810
1ST FINANCIAL BANK USA 1st Financial Bank USA banking violation 2009 FDIC (*) $140,000
AFB&T Synovus Financial banking violation 2009 FDIC $7,040
BANK OF KENTUCKY, INC., THE Truist Financial banking violation 2009 FDIC $30,415
DORAL BANK Doral Financial banking violation 2009 FDIC $38,030
American Express Centurion Bank American Express banking violation 2009 FDIC $250,000
REPUBLIC BANK & TRUST COMPANY Republic Bancorp banking violation 2009 FDIC $22,000
CITIZENS BUSINESS BANK CVB Financial banking violation 2009 FDIC $16,200
WELLS FARGO FINANCIAL BANK Wells Fargo banking violation 2009 FDIC $125,000
CompuCredit Corporation Atlanticus Holdings banking violation 2008 FDIC $116,400,000
BANK OF THE CASCADES First Interstate Bancsystem banking violation 2008 FDIC $43,550
UMPQUA BANK Umpqua Holdings banking violation 2008 FDIC $90,240
CATHAY BANK Cathay General Bancorp banking violation 2008 FDIC $55,500
DORAL BANK Doral Financial banking violation 2007 FDIC $125,000
DORAL BANK Doral Financial banking violation 2007 FDIC $12,000
BUSEY BANK First Busey Corp. banking violation 2006 FDIC $5,200
THE RICHLAND TRUST COMPANY Park National Corp. banking violation 2006 FDIC $11,100
FIRST BANK First Bancorp (North Carolina) banking violation 2004 FDIC $12,000
NEW YORK COMMUNITY BANK New York Community Bancorp banking violation 2004 FDIC $8,000
SCOTIABANK DE PUERTO RICO Scotiabank banking violation 2003 FDIC $8,000
THE COLUMBIA BANK Fulton Financial banking violation 2002 FDIC $7,000
Republic Bank & Trust Company Republic Bancorp banking violation 2018 FDIC $300,000
FirstBank Puerto Rico First Bancorp (Puerto Rico) banking violation 2019 FDIC $17,700
HomeStreet Bank HomeStreet Inc. banking violation 2019 FDIC $1,350,000
German American Bancorp German American Bancorp banking violation 2012 FDIC $15,000
Capmark Bank Capmark Bank banking violation 2012 FDIC $8,500
BANK OF THE WEST BNP Paribas banking violation 2011 FDIC $135,000
REPUBLIC BANK & TRUST COMPANY Republic Bancorp banking violation 2011 FDIC $900,000
CATHAY BANK Cathay General Bancorp banking violation 2011 FDIC $17,710
BANCORPSOUTH BANK BancorpSouth banking violation 2011 FDIC $46,500
GREAT SOUTHERN BANK Great Southern Bancorp banking violation 2011 FDIC $21,935
MAINSOURCE BANK First Financial Bancorp. banking violation 2010 FDIC $22,000
BANK OF THE WEST BNP Paribas banking violation 2010 FDIC $68,200
S&T BANK S&T Bancorp banking violation 2010 FDIC $32,640
BUSEY BANK First Busey Corp. banking violation 2010 FDIC $7,445
CompuCredit Corporation Atlanticus Holdings banking violation 2008 FDIC $806,000
CompuCredit Corporation Atlanticus Holdings banking violation 2008 FDIC $558,000
FIRST BANK First Bancorp (North Carolina) banking violation 2004 FDIC $12,000
Glacier Bank Glacier Bancorp banking violation 2020 FDIC $16,750
Bank of the West BNP Paribas banking violation 2021 FDIC $281,000
Umpqua Bank Umpqua Holdings banking violation 2021 FDIC $1,800,000
Highmark, Inc. Highmark Inc. campaign finance violation 2005 FEC $54,078
Fannie Mae Fannie Mae campaign finance violation 2004 FEC $10,000
Branch Banking & Trust Corporation Truist Financial campaign finance violation 2001 FEC $22,000
HSBC North America Holdings, Inc. HSBC banking violation 2016 FED $131,000,000
Deutsche Bank AG Deutsche Bank economic sanction violation 2015 FED $58,000,000
Credit Agricole S.A. Credit Agricole economic sanction violation 2015 FED $90,300,000
INDEPENDENT BANK Independent Bank Corp. (Michigan) banking violation 2015 FED $56,205
BANK OF AMERICA CORPORATION Bank of America banking violation 2015 FED $205,000,000
ROYAL BANK OF SCOTLAND PLC NatWest Group PLC banking violation 2015 FED $274,000,000
UBS AG UBS banking violation 2015 FED $342,000,000
BARCLAYS BANK PLC Barclays foreign exchange market manipulation 2015 FED $342,000,000
CITIGROUP INC. Citigroup banking violation 2015 FED $342,000,000
JPMORGAN CHASE & CO. JPMorgan Chase banking violation 2015 FED $342,000,000
COMMERZBANK AG Commerzbank banking violation 2015 FED $200,000,000
SunTrust Banks, Inc. Truist Financial banking violation 2014 FED $160,000,000
Cole Taylor Bank Fifth Third Bancorp banking violation 2014 FED $3,510,000
Regions Bank Regions Financial banking violation 2014 FED $46,000,000
Credit Suisse AG Credit Suisse banking violation 2014 FED $100,000,000
THE ROYAL BANK OF SCOTLAND GROUP PLC NatWest Group PLC banking violation 2013 FED $50,000,000
Midland States Bank Midland States Bancorp banking violation 2013 FED $5,645
JPMORGAN CHASE & CO. JPMorgan Chase banking violation 2013 FED $200,000,000
Goldman Sachs Goldman Sachs mortgage abuses 2013 FED $330,000,000
Morgan Stanley Morgan Stanley mortgage abuses 2013 FED $227,000,000
HSBC HOLDINGS PLC HSBC banking violation 2012 FED $165,000,000
STANDARD CHARTERED PLC Standard Chartered banking violation 2012 FED $100,000,000
AMERICAN EXPRESS COMPANY American Express banking violation 2012 FED $9,000,000
METLIFE, INC MetLife banking violation 2012 FED $3,200,000
THE BANK OF NEW YORK MELLON Bank of New York Mellon banking violation 2012 FED $6,000,000
BANCO ESPIRITO SANTO S. A. Banco Espirito Santo banking violation 2012 FED $975,000
Citigroup Inc. Citigroup banking violation 2012 FED $22,000,000
Ally Financial Inc. Ally Financial banking violation 2012 FED $207,000,000
Bank of America Corporation Bank of America banking violation 2012 FED $175,500,000
JPMorgan Chase & Co., and EMC Mortgage Corporation JPMorgan Chase banking violation 2012 FED $275,000,000
Wells Fargo & Company Wells Fargo banking violation 2012 FED $87,000,000
Bank of Hampton Roads Atlantic Union Bankshares banking violation 2011 FED $33,600
Wells Fargo & Company Wells Fargo banking violation 2011 FED $85,000,000
PlainsCapital Bank and PrimeLending Hilltop Holdings banking violation 2011 FED $30,780
Goldman Sachs Group Goldman Sachs banking violation 2016 FED $36,300,000
Regions Bank Regions Financial banking violation 2009 FED $135,000
Compass Bank PNC Financial Services banking violation 2009 FED $70,625
Heritage Bank of Commerce Heritage Commerce Corp. banking violation 2008 FED $6,840
Capital City Bank Capital City Bank Group banking violation 2007 FED $85,045
Hanmi Bank Hanmi Financial Corp. banking violation 2007 FED $8,835
East West Bank East West Bancorp banking violation 2007 FED $16,245
First Interstate Bank First Interstate Bancsystem banking violation 2005 FED $15,750
Citigroup Inc. Citigroup banking violation 2004 FED $70,000,000
UBS AG UBS economic sanction violation 2004 FED $100,000,000
Credit Agricole S.A. Credit Agricole banking violation 2004 FED $8,000,000
Dexia, S.A. Dexia banking violation 2002 FED $50,000
U.S. Trust Corporation Bank of America banking violation 2001 FED $5,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)