Wells Fargo |
Wells Fargo |
discriminatory practices (non-employment) |
2012 |
private lawsuit-federal |
$7,500,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
discriminatory practices (non-employment) |
2012 |
private lawsuit-federal |
$7,500,000 |
Wells Fargo Bank N.A. |
Wells Fargo |
discriminatory practices (non-employment) |
2011 |
private lawsuit-state |
$3,520,000 |
J.P. Morgan Chase |
JPMorgan Chase |
discriminatory practices (non-employment) |
2010 |
private lawsuit-federal |
$1,950,000 |
HSBC Finance Corporation et al. |
HSBC |
discriminatory practices (non-employment) |
2010 |
private lawsuit-federal |
$6,050,000 |
John Hancock Life Insurance Company |
Manulife Financial |
discriminatory practices (non-employment) |
2009 |
private lawsuit-federal |
$24,400,000 |
Allstate Corporation |
Allstate |
discriminatory practices (non-employment) |
2007 |
private lawsuit-federal |
$11,720,000 |
Liberty National Life Insurance Company |
Globe Life Inc. |
discriminatory practices (non-employment) |
2006 |
private lawsuit-federal |
$9,350,000 |
Bank of America, NA |
Bank of America |
discriminatory practices (non-employment) |
2005 |
private lawsuit-federal |
$3,670,000 |
Bank One, KY, N.A. |
JPMorgan Chase |
discriminatory practices (non-employment) |
2005 |
private lawsuit-federal |
$6,715,000 |
U.S. Bancorp |
U.S. Bancorp |
discriminatory practices (non-employment) |
2005 |
private lawsuit-federal |
$2,495,000 |
WFS Financial, Inc. |
Wells Fargo |
discriminatory practices (non-employment) |
2004 |
private lawsuit-federal |
$4,550,000 |
General Motors Acceptance Corp. |
Ally Financial |
discriminatory practices (non-employment) |
2004 |
private lawsuit-federal |
$9,600,000 |
Cincinnati Life Insurance Company |
Cincinnati Financial |
discriminatory practices (non-employment) |
2004 |
private lawsuit-state |
$1,900,000 |
Flagstar Bank |
Flagstar Bancorp |
discriminatory practices (non-employment) |
2004 |
private lawsuit-federal |
$1,100,000 |
American General Life Insurance |
American International Group |
discriminatory practices (non-employment) |
2000 |
private lawsuit-federal |
$214,000,000 |
AmeriSave Mortgage Corporation |
AmeriSave Mortgage |
privacy violation |
2020 |
private lawsuit-federal |
$6,250,000 |
Wells Fargo Bank |
Wells Fargo |
wage and hour violation |
2020 |
private lawsuit-federal |
$10,928,870 |
Wells Fargo & Company |
Wells Fargo |
benefit plan administrator violation |
2020 |
private lawsuit-federal |
$79,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
wage and hour violation |
2020 |
private lawsuit-federal |
$25,696,122 |
Premera Blue Cross |
Premera Blue Cross |
privacy violation |
2020 |
private lawsuit-federal |
$74,000,000 |
U.S. Bank |
U.S. Bancorp |
privacy violation |
2019 |
private lawsuit-federal |
$2,670,336 |
Wells Fargo Bank, N.A. |
Wells Fargo |
privacy violation |
2017 |
private lawsuit-federal |
$30,446,022 |
Capital One |
Capital One Financial |
privacy violation |
2015 |
private lawsuit-federal |
$73,000,000 |
Bank of America Corporation |
Bank of America |
privacy violation |
2014 |
private lawsuit-federal |
$32,083,905 |
Countrywide Financial Corp. |
Bank of America |
privacy violation |
2010 |
private lawsuit-federal |
$6,500,000 |
Bank of America |
Bank of America |
False Claims Act and related |
2001 |
AK-AG |
$35,600,000 |
Mercer |
Marsh & McLennan |
accounting fraud or deficiencies |
2010 |
AK-AG |
$500,000,000 |
Edward D. Jones and Co.,LP |
Jones Financial |
investor protection violation |
2003 |
AK-DBS |
$11,000 |
Wachovia Securities, LLC |
Wells Fargo |
investor protection violation |
2010 |
AK-DBS |
$129,131 |
Citigroup Global Markets, Inc. |
Citigroup |
investor protection violation |
2010 |
AK-DBS |
$150,507 |
UBS Securities LLC |
UBS |
investor protection violation |
2010 |
AK-DBS |
$733,465 |
UBS Financial Services, Inc. |
UBS |
investor protection violation |
2013 |
AK-DBS |
$64,661 |
RBC Capital Markets, LLC |
Royal Bank of Canada |
investor protection violation |
2013 |
AK-DBS |
$44,370 |
J.P. Morgan Securities, LLC |
JPMorgan Chase |
investor protection violation |
2014 |
AK-DBS |
$51,120 |
Citigroup Global Markets, Inc. |
Citigroup |
investor protection violation |
2015 |
AK-DBS |
$35,000 |
Quicken Loans Inc. |
Quicken Loans |
consumer protection violation |
2018 |
AK-DBS |
$11,000 |
LPL Financial LLC |
LPL Financial |
investor protection violation |
2019 |
AK-DBS |
$499,000 |
Securian Financial Services, Inc. |
Securian Financial |
investor protection violation |
2020 |
AK-DBS |
$10,000 |
Solium Financial Services LLC |
Morgan Stanley |
investor protection violation |
2020 |
AK-DBS |
$10,527 |
Principal Life Insurance Co. |
Principal Financial |
insurance violation |
2002 |
AK-INS |
$16,095 |
Aon Risk Services Inc. of Washington |
Aon |
insurance violation |
2002 |
AK-INS |
$5,000 |
Seabury & Smith, Inc. |
Marsh & McLennan |
insurance violation |
2006 |
AK-INS |
$6,530 |
Liberty Mutual Group |
Liberty Mutual Insurance |
insurance violation |
2007 |
AK-INS |
$32,500 |
Principal Life Insurance Co. |
Principal Financial |
insurance violation |
2008 |
AK-INS |
$25,000 |
Seabury & Smith, Inc. |
Marsh & McLennan |
insurance violation |
2009 |
AK-INS |
$39,378 |
Brown & Brown of Washington, Inc. |
Brown & Brown |
insurance violation |
2012 |
AK-INS |
$30,000 |
Marsh USA Inc. |
Marsh & McLennan |
insurance violation |
2015 |
AK-INS |
$25,000 |
Marsh & McLennan Agency LLC |
Marsh & McLennan |
insurance violation |
2016 |
AK-INS |
$10,000 |
Marsh & McLennan Agency LLC |
Marsh & McLennan |
insurance violation |
2019 |
AK-INS |
$20,000 |
Marsh USA Inc. |
Marsh & McLennan |
insurance violation |
2019 |
AK-INS |
$30,000 |
Regions Bank |
Regions Financial |
banking violation |
2014 |
AL-SBD |
$5,000,000 |
Prudential Equity Group, Inc. |
Prudential Financial |
investor protection violation |
2005 |
AL-SEC |
$45,000 |
Morgan Keegan & Co. |
Raymond James Financial |
investor protection violation |
2005 |
AL-SEC |
$100,000 |
Morgan Keegan & Co. |
Raymond James Financial |
investor protection violation |
2010 |
AL-SEC |
$15,000 |
Next Financial Group, Inc. |
Atria Wealth Solutions |
investor protection violation |
2012 |
AL-SEC |
$60,000 |
Morgan Keegan & Co. |
Raymond James Financial |
investor protection violation |
2017 |
AL-SEC |
$20,000 |
LPL Financial LLC |
LPL Financial |
investor protection violation |
2018 |
AL-SEC |
$80,000 |
Solium Financial Services LLC |
Morgan Stanley |
investor protection violation |
2020 |
AL-SEC |
$18,874 |
Western Sky Financial, CashCall Inc. and WS Funding |
CashCall Inc. |
consumer protection violation |
2016 |
AR-AG |
$750,000 |
Encompass Indemnity Co. and Encompass Insurance Company of America |
Allstate |
insurance violation |
2019 |
AR-INS |
$40,000 |
Chicago Title Insurance Co. |
Fidelity National Financial |
insurance violation |
2017 |
AR-INS |
$50,000 |
Stewart Title Guaranty Co. |
Stewart Information Services |
insurance violation |
2013 |
AR-INS |
$10,000 |
Farmers Insurance Exchange et al. |
Farmers Insurance Exchange |
insurance violation |
2013 |
AR-INS |
$5,000 |
Allied Home Mortgage Capital Corp. |
Americus Mortgage |
investor protection violation |
2009 |
AR-SEC |
$10,000 |
Merrill Lynch & Pierce, Fenner & Smith Inc. |
Bank of America |
investor protection violation |
2010 |
AR-SEC |
$15,000 |
American Express Prepaid Card Management Corp. |
American Express |
consumer protection violation |
2010 |
AR-SEC |
$20,000 |
Prospect Mortgage, LLC |
Homebridge Financial Services |
consumer protection violation |
2011 |
AR-SEC |
$5,000 |
Morgan Keegan & Co. |
Raymond James Financial |
investor protection violation |
2012 |
AR-SEC |
$59,659 |
Interactive Brokers, LLC |
Interactive Brokers Group |
investor protection violation |
2013 |
AR-SEC |
$6,000 |
CitiMortgage, Inc. |
Citigroup |
consumer protection violation |
2014 |
AR-SEC |
$20,000 |
SunTrust Mortgage, Inc. |
Truist Financial |
consumer protection violation |
2017 |
AR-SEC |
$13,000 |
Edward D. Jones & Co., L.P. |
Jones Financial |
investor protection violation |
2018 |
AR-SEC |
$50,000 |
LPL Financial LLC |
LPL Financial |
investor protection violation |
2019 |
AR-SEC |
$40,000 |
Solium Financial Services LLC |
Morgan Stanley |
investor protection violation |
2019 |
AR-SEC |
$5,000 |
Louis Dreyfus Commodities Grand Junction LLC |
Louis Dreyfus |
tax violations |
2017 |
ATTTB |
$14,000 |
Home Loan Center, Inc. |
LendingTree |
consumer protection violation |
2010 |
AZ-AG |
$1,150,000 |
Moneygram Payment Systems, Inc. |
MoneyGram International |
consumer protection violation |
2007 |
AZ-DFS |
$125,000 |
Nationstar Mortgage LLC |
Mr. Cooper Group |
consumer protection violation |
2008 |
AZ-DFS |
$12,500 |
Western Union Financial Services, Inc. |
Western Union |
consumer protection violation |
2008 |
AZ-DFS |
$2,000,000 |
GMAC Mortgage, LLC dba Ditech |
Ally Financial |
consumer protection violation |
2011 |
AZ-DFS |
$7,500 |
GMAC Mortgage, LLC |
Ally Financial |
consumer protection violation |
2011 |
AZ-DFS |
$7,500 |
Midland Credit Management, Inc. |
Encore Capital Group |
consumer protection violation |
2012 |
AZ-DFS |
$750,000 |
MoneyGram Payment Systems, Inc. |
MoneyGram International |
consumer protection violation |
2014 |
AZ-DFS |
$10,000 |
CashCall, Inc. |
CashCall Inc. |
payday lending violation |
2017 |
AZ-DFS |
$250,000 |
Titan Insurance Co. |
Nationwide |
insurance violation |
2006 |
AZ-INS |
$40,000 |
Coast National Insurance Co. |
Zurich Insurance |
insurance violation |
2009 |
AZ-INS |
$38,000 |
Chicago Title Insurance Co. |
Fidelity National Financial |
insurance violation |
2010 |
AZ-INS |
$10,000 |
Scottsdale Insurance Co. |
Nationwide |
insurance violation |
2010 |
AZ-INS |
$37,500 |
Titan Indemnity Co. |
Nationwide |
insurance violation |
2010 |
AZ-INS |
$20,000 |
Unigard Insurance Co. |
QBE Insurance |
insurance violation |
2010 |
AZ-INS |
$16,000 |
QBE Insurance Corp. |
QBE Insurance |
insurance violation |
2010 |
AZ-INS |
$40,000 |
Permanent General Assurance Corp. |
American Family Insurance |
insurance violation |
2011 |
AZ-INS |
$70,000 |
Safeco Insurance Company of Illinois |
Liberty Mutual Insurance |
insurance violation |
2011 |
AZ-INS |
$15,000 |
Farmers Insurance Exchange |
Farmers Insurance Exchange |
insurance violation |
2011 |
AZ-INS |
$10,000 |
Homesite Indemnity Co. |
American Family Insurance |
insurance violation |
2011 |
AZ-INS |
$19,000 |
Austin Mututal Insurance Co. |
American Family Insurance |
insurance violation |
2011 |
AZ-INS |
$30,000 |
American Bankers Insurance Company of Florida |
Assurant |
insurance violation |
2011 |
AZ-INS |
$36,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2012 |
AZ-INS |
$5,000 |
Infinity Insurance Co. |
Kemper |
insurance violation |
2012 |
AZ-INS |
$38,000 |
Safeco Insurance Company of America |
Liberty Mutual Insurance |
insurance violation |
2012 |
AZ-INS |
$30,000 |