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Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Philadelphia Indemnity Insurance Co. Tokio Marine insurance violation 2005 CA-INS $175,000
American Bankers Insurance Company of Florida et al. Assurant insurance violation 2005 CA-INS $250,000
Stewart Title of California, Inc. Stewart Information Services insurance violation 2005 CA-INS $750,000
Kemper Investors Life Insurance Co. et al. Kemper insurance violation 2005 CA-INS $21,000
Allstate Insurance Co. Allstate insurance violation 2005 CA-INS $34,000,000
Infinity Insurance Co. et al. Kemper insurance violation 2005 CA-INS $600,000
American Title Co. dba Ticor Title Company of America Fidelity National Financial insurance violation 2005 CA-INS $1,200,000
Amco Insurance Co. and Allied Property and Casualty Insurance Co. Nationwide insurance violation 2005 CA-INS $20,000
Unum Life Insurance Company of America et al. Unum insurance violation 2005 CA-INS $8,598,503
Harleysville Mutual Insurance Co. Nationwide insurance violation 2005 CA-INS $100,000
Farmers Insurance Exchange et al. Farmers Insurance Exchange insurance violation 2006 CA-INS $1,000,000
Mercury Insurance Co. Mercury General Corporation insurance violation 2006 CA-INS $9,000
Zurich American Insurance Co. Zurich Insurance insurance violation 2006 CA-INS $15,000
Commonwealth Land Title Insurance Co. et al. Fidelity National Financial insurance violation 2006 CA-INS $4,499,997
Amex Assurance Co. American Express insurance violation 2006 CA-INS $170,000
Workmen's Auto Insurance Co. Mercury General Corporation insurance violation 2006 CA-INS $100,000
Mercury Insurance Group Mercury General Corporation insurance violation 2006 CA-INS $300,000
The Prudential Insurance Company of America Prudential Financial insurance violation 2006 CA-INS $700,000
UnumProvident Corp. et al. Unum insurance violation 2006 CA-INS $700,000
Hartford Fire Insurance Co. et al. Hartford Financial Services insurance violation 2006 CA-INS $125,000
Harleysville Mutual Insurance Co. Nationwide insurance violation 2007 CA-INS $299,500
Metropolitan Life Insurance Co. MetLife insurance violation 2007 CA-INS $700,000
21st Century Insurance Co. and 21st Century Casualty Co. Zurich Insurance insurance violation 2007 CA-INS $50,000
QBE Insurance Corp. QBE Insurance insurance violation 2007 CA-INS $120,000
Stewart Title Guaranty Co. and Electronic Closing Services, Inc. dba E-Title Stewart Information Services insurance violation 2007 CA-INS $1,500,000
Farmers Insurance Exchange et al. Farmers Insurance Exchange insurance violation 2007 CA-INS $2,000,000
Infinity Insurance Companies Kemper insurance violation 2007 CA-INS $750,000
Stewart Title Guaranty Co. Stewart Information Services insurance violation 2007 CA-INS $1,000,400
American Contractors Indemnity Co. Tokio Marine insurance violation 2007 CA-INS $170,000
Allianz Life Insurance Company of North America Allianz insurance violation 2008 CA-INS $10,050,000
Philadelphia Indemnity Insurance Co. Tokio Marine insurance violation 2008 CA-INS $60,000
American Bankers Life Assurance Company of Florida et al. Assurant insurance violation 2008 CA-INS $750,000
Blue Shield of California Life & Health Insurance Co. California Physicians' Service insurance violation 2009 CA-INS $285,000
New York Life Insurance Co. New York Life Insurance insurance violation 2009 CA-INS $175,000
Conseco Senior Health Insurance Co. CNO Financial insurance violation 2009 CA-INS $500,000
Coast National Insurance Co. Zurich Insurance insurance violation 2009 CA-INS $150,000
Hartford Accident and Indemnity Co. et al. Hartford Financial Services insurance violation 2010 CA-INS $40,000
Old Republic Title Co. and Old Republic National Title Insurance Co. Old Republic International insurance violation 2010 CA-INS $399,000
Chicago Title Insurance Co. Fidelity National Financial insurance violation 2011 CA-INS $185,000
John Hancock Life Insurance Co. Manulife Financial insurance violation 2011 CA-INS $70,000
First Mercury Insurance Co. Fairfax Financial Holdings insurance violation 2012 CA-INS $330,000
Travelers Companies Travelers insurance violation 2012 CA-INS $10,500,000
New Hampshire Insurance Co. American International Group insurance violation 2012 CA-INS $142,500
National Union Fire Insurance Co. American International Group insurance violation 2013 CA-INS $5,991,132
Homesite Insurance Company American Family Insurance insurance violation 2013 CA-INS $360,522
Safeco Insurance Company Liberty Mutual Insurance insurance violation 2013 CA-INS $900,000
Ace Limited Insurance Group Chubb Limited insurance violation 2014 CA-INS $100,000
Unum Life Insurance Company of America Unum insurance violation 2014 CA-INS $25,000
Mercury Insurance Company Mercury General Corporation insurance violation 2015 CA-INS $1,000,000
Pruco Life Insurance Co. Prudential Financial insurance violation 2015 CA-INS $8,000
RiverSource Life Insurance Co. Ameriprise Financial insurance violation 2015 CA-INS $800,000
W.R. Berkley Corp. W.R. Berkley insurance violation 2017 CA-INS $3,015,000
Admiral Risk Insurance Services, Inc. W.R. Berkley insurance violation 2017 CA-INS $1,542,500
Admiral Insurance Co. W.R. Berkley insurance violation 2017 CA-INS $1,542,500
State Farm State Farm Insurance insurance violation 2017 CA-INS $13,335,701
United Casualty Insurance Co. Kemper insurance violation 2018 CA-INS $22,500
Ticor Title Company of California Fidelity National Financial insurance violation 2018 CA-INS $6,000
Wells Fargo Bank, N.A. and Wells Fargo Insurance, Inc. Wells Fargo insurance violation 2019 CA-INS $5,345,816
Ameritas Investment Corp. Ameritas Mutual Holding Company insurance violation 2019 CA-INS $15,000
Mercury Insurance Co. and Mercury Casualty Co. and California Automobile Insurance Co. Mercury General Corporation insurance violation 2019 CA-INS $41,188,505
BOK Financial Securities, Inc. BOK Financial insurance violation 2020 CA-INS $5,000
First American Title Co. First American Financial insurance violation 2021 CA-INS $50,000
First American Title Co. First American Financial insurance violation 2021 CA-INS $1,185,000
First American Title Co. First American Financial insurance violation 2021 CA-INS $55,000
Jefferson National Life Insurance Co. Nationwide insurance violation 2021 CA-INS $165,342
US Bank U.S. Bancorp housing code violation 2016 CA-LACA $13,500,000
Wells Fargo Wells Fargo consumer protection violation 2016 CA-LACA $50,000,000
National City Mortgage Co. PNC Financial Services wage and hour violation 2007 CA-LCO $76,000
Ace America's Cash Express ACE Cash Express wage and hour violation 2004 CA-LCO $75,000
H & R Block H&R Block wage and hour violation 2003 CA-LCO $12,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2002 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2002 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2004 CA-MHC $15,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2004 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2004 CA-MHC $20,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2004 CA-MHC $20,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2005 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2005 CA-MHC $100,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2006 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2006 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2006 CA-MHC $50,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2006 CA-MHC $50,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2006 CA-MHC $7,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2006 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2006 CA-MHC $7,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2007 CA-MHC $10,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2007 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2007 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2007 CA-MHC $500,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2007 CA-MHC $50,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2008 CA-MHC $17,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2008 CA-MHC $45,000
Blue Shield of California California Physicians' Service insurance violation 2008 CA-MHC $5,000,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2008 CA-MHC $7,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2008 CA-MHC $40,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2008 CA-MHC $1,250,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2009 CA-MHC $12,500
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2009 CA-MHC $15,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2009 CA-MHC $30,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2010 CA-MHC $5,000
California Physicians' Service dba Blue Shield of California California Physicians' Service insurance violation 2010 CA-MHC $5,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)