LendingClub Corporation |
LendingClub Corp. |
investor protection violation |
2020 |
TX-SEC |
$400,000 |
Solium Financial Services LLC |
Morgan Stanley |
investor protection violation |
2020 |
TX-SEC |
$46,073 |
Fifth Third Bancorp |
Fifth Third Bancorp |
toxic securities abuses |
2015 |
USAO |
$85,000,000 |
Bank of New York Mellon |
Bank of New York Mellon |
banking violation |
2015 |
USAO |
$714,000,000 |
HSBC |
HSBC |
mortgage abuses |
2014 |
USAO |
$10,000,000 |
JPMorgan Chase Bank |
JPMorgan Chase |
anti-money-laundering deficiencies |
2014 |
USAO |
$1,700,000,000 |
SAC Capital |
SAC Capital |
insider trading |
2013 |
USAO |
$1,800,000,000 |
Lebanese Canadian Bank |
Lebanese Canadian Bank |
anti-money-laundering deficiencies |
2013 |
USAO |
$102,000,000 |
Deutsche Bank AG |
Deutsche Bank |
toxic securities abuses |
2012 |
USAO |
$202,300,000 |
Flagstar Bank |
Flagstar Bancorp |
mortgage abuses |
2012 |
USAO |
$132,800,000 |
Citimortgage Inc. |
Citigroup |
mortgage abuses |
2012 |
USAO |
$158,300,000 |
Deutsche Bank AG |
Deutsche Bank |
tax violations |
2010 |
USAO |
$553,633,153 |
JPMorgan Chase |
JPMorgan Chase |
discriminatory practices (non-employment) |
2017 |
USAO |
$53,000,000 |
Progressive Casualty Insurance Co. and Progressive Garden State Insurance Co. |
Progressive |
False Claims Act and related |
2017 |
USAO |
$2,000,000 |
RBS Securities Inc. |
NatWest Group PLC |
toxic securities abuses |
2017 |
USAO |
$44,000,000 |
ZB N.A. (fka Zions First National Bank) |
Zions Bancorporation |
consumer protection violation |
2017 |
USAO |
$3,600,000 |
Bank of America |
Bank of America |
investor protection violation |
2017 |
USAO |
$2,500,000 |
Allied Home Mortgage |
Americus Mortgage |
fraud |
2017 |
USAO |
$296,298,325 |
Prospect Mortgage Company LLC |
Homebridge Financial Services |
mortgage abuses |
2017 |
USAO |
$4,157,000 |
HSBC Bank USA N.A. |
HSBC |
False Claims Act and related |
2017 |
USAO |
$2,118,861 |
Societe Generale S.A. |
Societe Generale |
toxic securities abuses |
2017 |
USAO |
$50,000,000 |
Deutsche Bank |
Deutsche Bank |
tax violations |
2017 |
USAO |
$95,000,000 |
PNC Bank N.A. |
PNC Financial Services |
False Claims Act and related |
2016 |
USAO |
$9,500,000 |
Ally Financial Inc. |
Ally Financial |
toxic securities abuses |
2016 |
USAO |
$52,000,000 |
Credit Agricole Corporate and Investment Bank (CACIB) |
Credit Agricole |
economic sanction violation |
2015 |
USAO |
$156,000,000 |
M&T Bank |
M&T Bank |
anti-money-laundering deficiencies |
2014 |
USAO |
$560,000 |
Ambac Financial Group et al. |
Ambac Financial |
toxic securities abuses |
2013 |
USAO |
$101,900,000 |
Metropolitan Life Insurance Company |
MetLife |
kickbacks and bribery |
2010 |
USAO |
$13,500,000 |
Wachovia Bank N.A. |
Wells Fargo |
anti-money-laundering deficiencies |
2010 |
USAO |
$50,000,000 |
Omega Advisors |
Omega Advisors |
Foreign Corrupt Practices Act |
2007 |
USAO |
$500,000 |
The Bank of New York |
Bank of New York Mellon |
anti-money-laundering deficiencies |
2005 |
USAO |
$38,000,000 |
Riggs Bank |
PNC Financial Services |
anti-money-laundering deficiencies |
2005 |
USAO |
$16,000,000 |
AmSouth Bancorporation |
Regions Financial |
fraud |
2004 |
USAO |
$40,000,000 |
Credit Lyonnais |
Credit Agricole |
fraud |
2003 |
USAO |
$100,000,000 |
Republic New York Securities |
HSBC |
fraud |
2001 |
USAO |
$569,000,000 |
U.S. Bancorp |
U.S. Bancorp |
anti-money-laundering deficiencies |
2018 |
USAO |
$453,000,000 |
Barclays Capital, Inc. |
Barclays |
toxic securities abuses |
2018 |
USAO |
$2,000,000,000 |
Rabobank N.A. |
Rabobank |
anti-money-laundering deficiencies |
2018 |
USAO |
$500,000 |
Societe Generale S.A. |
Societe Generale |
economic sanction violation |
2018 |
USAO |
$717,200,000 |
BMO Harris Bank, N.A. |
Bank of Montreal |
fraud |
2018 |
USAO |
$10,000,000 |
HSBC |
HSBC |
toxic securities abuses |
2018 |
USAO |
$765,000,000 |
Philadelphia Indemnity Insurance Company |
Tokio Marine |
False Claims Act and related |
2018 |
USAO |
$30,508 |
LendingClub Corporation |
LendingClub Corp. |
banking violation |
2018 |
USAO |
$2,000,000 |
Unum Group |
Unum |
kickbacks and bribery |
2008 |
USAO |
$5,550,000 |
Mellon Bank N.A. |
Bank of New York Mellon |
False Claims Act and related |
2006 |
USAO |
$18,130,405 |
Wells Fargo Bank |
Wells Fargo |
False Claims Act and related |
2008 |
USAO |
$4,046,786 |
Watson Wyatt & Company |
Willis Towers Watson |
False Claims Act and related |
2005 |
USAO |
$689,828 |
Travelers Insurance Company |
Travelers |
False Claims Act and related |
2004 |
USAO |
$10,900,000 |
HSBC Private Bank (Suisse) SA |
HSBC |
tax violations |
2019 |
USAO |
$192,350,000 |
Industrial Bank of Korea |
Industrial Bank of Korea |
anti-money-laundering deficiencies |
2020 |
USAO |
$51,000,000 |
State Street Corporation |
State Street Corp. |
fraud |
2021 |
USAO |
$115,000,000 |
Wells Fargo Bank, N.A. |
Wells Fargo |
banking violation |
2021 |
USAO |
$72,600,000 |
Ace American Insurance Co. |
Chubb Limited |
insurance violation |
2009 |
UT-INS |
$141,500 |
Allianz Life Insurance Company of North America |
Allianz |
insurance violation |
2011 |
UT-INS |
$50,000 |
Allianz Life Insurance Company of North America |
Allianz |
insurance violation |
2011 |
UT-INS |
$29,500 |
Lincoln National life Insurance Company |
Lincoln National |
insurance violation |
2011 |
UT-INS |
$6,000 |
Genworth Life and Annuity Insurance Company |
Genworth Financial |
insurance violation |
2011 |
UT-INS |
$6,000 |
Sentry Insurance A Mutual Company |
Sentry Insurance |
insurance violation |
2011 |
UT-INS |
$6,000 |
Farmers Insurance Exchange |
Farmers Insurance Exchange |
insurance violation |
2012 |
UT-INS |
$15,000 |
United Insurance Company |
Kemper |
insurance violation |
2012 |
UT-INS |
$5,500 |
Globe Life and Accident Insurance Company |
Globe Life Inc. |
insurance violation |
2013 |
UT-INS |
$10,000 |
First American Title Insurance Company: |
First American Financial |
insurance violation |
2014 |
UT-INS |
$73,000 |
Transamerica Life Insurance Company |
Aegon |
insurance violation |
2014 |
UT-INS |
$45,000 |
First American Title Insurance Company |
First American Financial |
insurance violation |
2016 |
UT-INS |
$6,500 |
Liberty Mutual General Insurance Company |
Liberty Mutual Insurance |
insurance violation |
2016 |
UT-INS |
$5,000 |
United States Fire Insurance Company |
Fairfax Financial Holdings |
insurance violation |
2016 |
UT-INS |
$172,250 |
Liberty Mutual General Insurance Company |
Liberty Mutual Insurance |
insurance violation |
2016 |
UT-INS |
$10,000 |
Liberty Mutual Insurance |
Liberty Mutual Insurance |
insurance violation |
2017 |
UT-INS |
$5,000 |
United States Fire Insurance Company |
Fairfax Financial Holdings |
insurance violation |
2017 |
UT-INS |
$67,500 |
Catlin Insurance Company Inc. |
AXA |
insurance violation |
2018 |
UT-INS |
$100,000 |
Lawyers Title Company |
Fidelity National Financial |
insurance violation |
2018 |
UT-INS |
$93,500 |
Allstate Indemnity Company |
Allstate |
insurance violation |
2018 |
UT-INS |
$5,000 |
American Family Mutual Insurance Company |
American Family Insurance |
insurance violation |
2018 |
UT-INS |
$39,400 |
LM General Insurance Company |
Liberty Mutual Insurance |
insurance violation |
2019 |
UT-INS |
$70,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2021 |
UT-INS |
$41,500 |
Barclays Capital Inc. |
Barclays |
toxic securities abuses |
2016 |
VA-AG |
$9,000,000 |
CashCall, Inc. |
CashCall Inc. |
consumer protection violation |
2017 |
VA-AG |
$15,335,000 |
Citigroup Global Markets Inc. |
Citigroup |
toxic securities abuses |
2016 |
VA-AG |
$4,750,000 |
Countrywide Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. |
Bank of America |
toxic securities abuses |
2016 |
VA-AG |
$19,500,000 |
Credit Suisse Securities (USA) LLC |
Credit Suisse |
toxic securities abuses |
2016 |
VA-AG |
$1,200,000 |
Deutsche Bank Securities Inc. |
Deutsche Bank |
toxic securities abuses |
2016 |
VA-AG |
$5,621,897 |
Goldman, Sachs & Co. |
Goldman Sachs |
toxic securities abuses |
2016 |
VA-AG |
$2,900,000 |
HSBC Securities (USA) Inc. |
HSBC |
toxic securities abuses |
2016 |
VA-AG |
$2,500,000 |
Morgan Stanley & Co. LLC |
Morgan Stanley |
toxic securities abuses |
2016 |
VA-AG |
$6,900,000 |
RBS Securities Inc. |
NatWest Group PLC |
toxic securities abuses |
2016 |
VA-AG |
$10,000,000 |
UBS Securities LLC |
UBS |
toxic securities abuses |
2016 |
VA-AG |
$850,000 |
Navy Federal Credit Union |
Navy Federal Credit Union |
environmental violation |
2017 |
VA-ENV |
$7,426 |
Wheelabrator Portsmouth Inc. |
Macquarie |
environmental violation |
2016 |
VA-ENV |
$7,669 |
Bank of America, National Association |
Bank of America |
environmental violation |
2013 |
VA-ENV |
$27,625 |
Federal Home Loan Mortgage Corp. |
Freddie Mac (Federal Home Loan Mortgage Corporation) |
environmental violation |
2012 |
VA-ENV |
$55,802 |
ALLIED CASH ADVANCE VIRGINIA |
CNG Financial |
consumer protection violation |
2008 |
VA-FIN |
$38,000 |
ALLIED HOME MORTGAGE CAPITAL |
Americus Mortgage |
consumer protection violation |
2008 |
VA-FIN |
$5,000 |
ALLIED HOME MORTGAGE CAPITAL |
Americus Mortgage |
consumer protection violation |
2010 |
VA-FIN |
$25,000 |
ACE CASH EXPRESS, INC. |
ACE Cash Express |
consumer protection violation |
2010 |
VA-FIN |
$150,000 |
FREEDOM MORTGAGE CORPORATION |
Freedom Mortgage |
consumer protection violation |
2016 |
VA-FIN |
$17,000 |
ACE CASH EXPRESS, INC. |
ACE Cash Express |
consumer protection violation |
2016 |
VA-FIN |
$45,000 |
DAIRYLAND INSURANCE CO |
Sentry Insurance |
insurance violation |
2001 |
VA-INS |
$8,500 |
AMERICAN GENERAL LIFE |
American International Group |
insurance violation |
2001 |
VA-INS |
$14,000 |
JEFFERSON PILOT LIFE INSURANCE |
Lincoln National |
insurance violation |
2001 |
VA-INS |
$42,000 |
CONSECO HEALTH INSURANCE COMPANY |
CNO Financial |
insurance violation |
2001 |
VA-INS |
$19,000 |
HARTFORD FIRE INSURANCE CO. ET AL |
Hartford Financial Services |
insurance violation |
2001 |
VA-INS |
$30,000 |