Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$333,568,388,571
Number of Records: 
6,826
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,896,776,051261
JPMorgan Chase$35,851,437,155191
Citigroup$25,535,002,360154
Wells Fargo$21,678,596,719218
Deutsche Bank$18,341,457,30276
UBS$16,853,736,33498
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,448,892,62645


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Selective Insurance Company of the Southeast Selective Insurance Group insurance violation 2011 WI-INS $5,000
American General Life Insurance Company of Delaware American International Group insurance violation 2012 WI-INS $40,000
Bankers Life & Casualty Co. CNO Financial insurance violation 2012 WI-INS $40,000
Prudential Insurance Company of America Prudential Financial insurance violation 2012 WI-INS $7,500
Genworth Life Insurance Co. Genworth Financial insurance violation 2012 WI-INS $65,000
Bankers Life & Casualty CNO Financial insurance violation 2013 WI-INS $200,000
Thrivent Financial for Lutherans Thrivent Financial insurance violation 2013 WI-INS $5,000
The Hanover Insurance Co. Hanover Insurance insurance violation 2014 WI-INS $5,000
State Farm Fire & Casualty Co State Farm Insurance insurance violation 2021 WI-INS $10,000
State Farm Fire and Casualty Co. State Farm Insurance insurance violation 2021 WI-INS $10,000
Bank of America Corp. Bank of America consumer protection violation 2013 WV-AG $1,950,000
CashCall Inc. CashCall Inc. consumer protection violation 2015 WV-AG $13,000,000
Citibank/Citigroup Inc. Citigroup consumer protection violation 2013 WV-AG $1,950,000
Countrywide Financial Corporation Bank of America mortgage abuses 2009 WV-AG $340,901
Discover Financial Services Discover Financial Services consumer protection violation 2013 WV-AG $1,950,000
HSBC Finance Corporation HSBC consumer protection violation 2013 WV-AG $1,950,000
JPMorgan Chase & Co. JPMorgan Chase consumer protection violation 2013 WV-AG $1,950,000
JPMorgan Chase and Co. JPMorgan Chase price-fixing or anti-competitive practices 2014 WV-AG $400,000
Mastercard International Inc. MasterCard price-fixing or anti-competitive practices 2008 WV-AG $6,400,000
Midland Credit Management, Inc. Encore Capital Group consumer protection violation 2005 WV-AG $3,500,000
Nationwide Insurance Nationwide consumer protection violation 2015 WV-AG $5,750,000
Natixis Funding Corp. Natixis price-fixing or anti-competitive practices 2016 WV-AG $325,000
Royal Bank of Canada Royal Bank of Canada price-fixing or anti-competitive practices 2013 WV-AG $175,000
UBS AG UBS price-fixing or anti-competitive practices 2016 WV-AG $325,000
Visa USA Inc. Visa price-fixing or anti-competitive practices 2008 WV-AG $6,400,000
Wells Fargo Wells Fargo consumer protection violation 2016 WV-AG $8,000,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)