Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$332,924,888,663
Number of Records: 
6,731
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,885,116,051259
JPMorgan Chase$35,851,377,155190
Citigroup$25,535,002,360154
Wells Fargo$21,428,596,719217
Deutsche Bank$18,341,457,30276
UBS$16,845,624,16097
Goldman Sachs$16,381,931,83964
NatWest Group PLC$13,477,129,00031
BNP Paribas$12,147,863,95019
Credit Suisse$10,447,392,62644


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Wachovia Bank Wells Fargo wage and hour violation 2004 WHD $5,798,744
Household International HSBC wage and hour violation 2003 WHD $54,328
Bear Stearns Companies Inc. JPMorgan Chase wage and hour violation 2003 WHD $358,974
FSC Corporation Bank of America wage and hour violation 2003 WHD $108,716
Conseco Finance Servicing Corp. CNO Financial wage and hour violation 2002 WHD $145,512
Mortgage One Corporation HSBC wage and hour violation 2000 WHD $18,912
Farmer's Insurance Zurich Insurance wage and hour violation 2011 WHD $1,520,705
Ameritas Life Insurance Corp Ameritas Mutual Holding Company wage and hour violation 2017 WHD $9,019
Bank of America Bank of America Family and Medical Leave Act 2017 WHD $14,528
UBS Financial Services Inc. UBS wage and hour violation 2018 WHD $6,246
Ally Financial Services Ally Financial wage and hour violation 2019 WHD $198,311
JP Morgan Chase Bank N.A. JPMorgan Chase wage and hour violation 2019 WHD $38,336
Lincoln Financial Group Trust Company, Inc. Lincoln National wage and hour violation 2018 WHD $17,567
World Acceptance Corporation World Acceptance Corporation wage and hour violation 2019 WHD $5,549
World Acceptance Corporation, Inc World Acceptance Corporation wage and hour violation 2019 WHD $6,582
Wells Fargo Bank N.A. Wells Fargo wage and hour violation 2019 WHD $57,675
Nationwide Mutual Insurance Co Nationwide wage and hour violation 2018 WHD $210,373
Bank of Hawaii Bank of Hawaii wage and hour violation 2018 WHD $7,631
AON SERVICE CORPORATION Aon wage and hour violation 2017 WHD $7,406
Cleco Corporation Macquarie wage and hour violation 2017 WHD $12,190
Ally Financial Inc Ally Financial wage and hour violation 2017 WHD $34,169
Ally Financial, LLC Ally Financial wage and hour violation 2017 WHD $164,143
Teachers Insurance & Annuity Assoc of America TIAA wage and hour violation 2017 WHD $9,678
Wells Fargo Bank Wells Fargo wage and hour violation 2016 WHD $38,230
Franklin Templeton Distributors, Inc. Franklin Resources Family and Medical Leave Act 2016 WHD $23,252
TMX Finance, LLC TMX Finance wage and hour violation 2016 WHD $6,353
Guaranteed Rate INC Guaranteed Rate Inc. wage and hour violation 2015 WHD $184,423
Wells Fargo & Company Wells Fargo wage and hour violation 2014 WHD $100,001
American Express Travel Related Services Co. American Express wage and hour violation 2021 WHD $5,663
Austin Mutual Insurance Company American Family Insurance insurance violation 2010 WA-INS $10,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2010 WA-INS $100,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2010 WA-INS $40,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2010 WA-INS $55,000
National General Insurance Company Allstate insurance violation 2010 WA-INS $15,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2010 WA-INS $6,500
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2010 WA-INS $12,000
Chicago Insurance Company Allianz insurance violation 2010 WA-INS $7,500
Unum Life Insurance Company Of America Unum insurance violation 2010 WA-INS $7,000
Liberty Mutual Fire Insurance Company Liberty Mutual Insurance insurance violation 2010 WA-INS $35,000
Virginia Surety Company Inc Assurant insurance violation 2010 WA-INS $12,000
Austin Mutual Insurance Company American Family Insurance insurance violation 2011 WA-INS $10,000
Chubb Group Of Companies Chubb Limited insurance violation 2011 WA-INS $534,000
Homesite Insurance Company Of The Midwest American Family Insurance insurance violation 2011 WA-INS $12,000
Ace American Insurance Company Chubb Limited insurance violation 2011 WA-INS $50,000
Progressive American Insurance Company Progressive insurance violation 2011 WA-INS $30,000
Athene Annuity & Life Assurance Company Of New York Athene Holding insurance violation 2011 WA-INS $5,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2011 WA-INS $20,000
Old Republic Title Ltd Old Republic International insurance violation 2011 WA-INS $5,000
Metropolitan Life Insurance Company MetLife insurance violation 2011 WA-INS $10,000
Unum Life Insurance Company Of America Unum insurance violation 2011 WA-INS $75,000
Reassure America Life Insurance Company Prudential (UK) insurance violation 2011 WA-INS $20,000
American Bankers Insurance Company Of Florida Assurant insurance violation 2011 WA-INS $170,000
Victoria Fire & Casualty Company Nationwide insurance violation 2011 WA-INS $5,000
HSBC Securities USA Inc HSBC insurance violation 2011 WA-INS $7,000
Allstate Insurance Company Allstate insurance violation 2011 WA-INS $50,000
Chicago Title Insurance Company Fidelity National Financial insurance violation 2011 WA-INS $10,000
Lifewise Health Plan Of Washington Premera Blue Cross insurance violation 2011 WA-INS $10,000
Arch Insurance Company Arch Capital insurance violation 2011 WA-INS $20,000
Lifewise Health Plan Of Washington Premera Blue Cross insurance violation 2011 WA-INS $20,000
American National General Insurance Company American National Insurance insurance violation 2012 WA-INS $10,000
State Farm Mutual Automobile Insurance Company State Farm Insurance insurance violation 2012 WA-INS $5,000
Sentinel Insurance Company Ltd Hartford Financial Services insurance violation 2012 WA-INS $30,000
Premera Blue Cross Premera Blue Cross insurance violation 2012 WA-INS $10,000
Premera Blue Cross Premera Blue Cross insurance violation 2012 WA-INS $10,000
Farmers Insurance Company Of Washington And Farmers Insurance Exchange Zurich Insurance insurance violation 2012 WA-INS $10,000
Homesite Insurance Company Of The Midwest American Family Insurance insurance violation 2012 WA-INS $30,000
Old Republic Title Ltd Old Republic International insurance violation 2012 WA-INS $8,000
Fidelity & Guaranty Life Insurance Company Fidelity National Financial insurance violation 2012 WA-INS $7,500
Hartford Insurance Company The Midwest Hartford Financial Services insurance violation 2012 WA-INS $30,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2012 WA-INS $50,000
Unitrin Auto And Home Insurance Company Kemper insurance violation 2012 WA-INS $15,000
American Income Life Insurance Company Globe Life Inc. insurance violation 2013 WA-INS $75,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2013 WA-INS $10,000
United States Fire Insurance Company Fairfax Financial Holdings insurance violation 2013 WA-INS $15,000
American Alternative Insurance Corporation et al. Munich Re insurance violation 2013 WA-INS $10,000
Allianz Life Insurance Company Of North America Allianz insurance violation 2013 WA-INS $150,000
Hartford Fire Insurance Company And Twin City Fire Insurance Company Hartford Financial Services insurance violation 2013 WA-INS $10,000
Hartford Accident & Indemnity Company et al. Hartford Financial Services insurance violation 2013 WA-INS $100,000
Allstate Fire & Casualty Insurance Company Allstate insurance violation 2013 WA-INS $15,000
American Guarantee & Liability Insurance Company et al. Zurich Insurance insurance violation 2013 WA-INS $50,000
Transamerica Premier Life Insurance Company Aegon insurance violation 2013 WA-INS $150,000
Transamerica Casualty Insurance Company Aegon insurance violation 2014 WA-INS $20,000
Unitrin Auto And Home Insurance Company Kemper insurance violation 2014 WA-INS $20,000
Combined Insurance Company Of America Chubb Limited insurance violation 2014 WA-INS $5,000
Life Insurance Company Of The Southwest National Life Group insurance violation 2014 WA-INS $17,500
Fidelity & Guaranty Life Insurance Company Fidelity National Financial insurance violation 2014 WA-INS $10,000
Lifewise Health Plan Of Washington Premera Blue Cross insurance violation 2014 WA-INS $50,000
Time Insurance Company Ii Haven Holdings insurance violation 2015 WA-INS $10,000
State Farm Fire & Casualty Company State Farm Insurance insurance violation 2015 WA-INS $30,000
Farmers Insurance Company Of Washington Zurich Insurance insurance violation 2015 WA-INS $100,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2015 WA-INS $300,000
Hartford Accident & Indemnity Company et al. Hartford Financial Services insurance violation 2015 WA-INS $20,000
Transamerica Casualty Insurance Company Aegon insurance violation 2015 WA-INS $10,000
Allstate Indemnity Company et al. Allstate insurance violation 2015 WA-INS $10,000
Bankers Standard Insurance Company Chubb Limited insurance violation 2015 WA-INS $25,000
United Of Omaha Life Insurance Company Mutual of Omaha insurance violation 2015 WA-INS $5,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2015 WA-INS $110,000
National Union Fire Insurance Company Of Pittsburgh, Pa American International Group insurance violation 2015 WA-INS $200,000
American Family Mutual Insurance Company S.I. American Family Insurance insurance violation 2015 WA-INS $10,000
Hartford Accident & Indemnity Company Hartford Financial Services insurance violation 2015 WA-INS $15,000
AGCS Marine Insurance Company Allianz insurance violation 2015 WA-INS $300,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)