Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Farmers Insurance Exchange and Mid-Century Insurance Company Farmers Insurance Exchange insurance violation 2012 VA-INS $555,130
COMMERCE & INDUSTRY INSURANCE American International Group insurance violation 2012 VA-INS $44,518
American Economy Insurance Co. Liberty Mutual Insurance insurance violation 2012 VA-INS $5,000
ELEPHANT INSURANCE COMPANY Admiral Group insurance violation 2012 VA-INS $29,709
CAROLINA CASUALTY INSURANCE CO W.R. Berkley insurance violation 2012 VA-INS $5,000
AMERICAN AUTOMOBILE INSURANCE CORP Allianz insurance violation 2012 VA-INS $5,000
PEERLESS INSURANCE COMPANY Liberty Mutual Insurance insurance violation 2012 VA-INS $8,000
SENTINEL INSURANCE COMPANY LTD Hartford Financial Services insurance violation 2012 VA-INS $66,735
AIU INSURANCE COMPANY American International Group insurance violation 2012 VA-INS $31,900
AMERICAN HOME ASSURANCE CO. American International Group insurance violation 2012 VA-INS $15,000
BANKERS LIFE AND CASUALTY CO. CNO Financial insurance violation 2013 VA-INS $27,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2013 VA-INS $5,000
American Family Life Assurance Company of Columbus Aflac insurance violation 2013 VA-INS $10,000
PROGRESSIVE NORTHERN INSURANCE Progressive insurance violation 2013 VA-INS $221,905
ELEPHANT INSURANCE COMPANY Admiral Group insurance violation 2013 VA-INS $6,154
GENWORTH LIFE AND ANNUITY INS Genworth Financial insurance violation 2014 VA-INS $13,000
SENTINEL INSURANCE COMPANY LTD Hartford Financial Services insurance violation 2014 VA-INS $22,891
VICTORIA FIRE AND CASUALTY CO. Nationwide insurance violation 2014 VA-INS $72,400
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $16,201
ALLIED PROPERTY & CASUALTY INSURANCE Nationwide insurance violation 2014 VA-INS $5,530
PRUDENTIAL INSURANCE COMPANY Prudential Financial insurance violation 2014 VA-INS $5,000
Nationwide Property and Casualty Insurance Company Nationwide insurance violation 2014 VA-INS $225,800
CMFG LIFE INSURANCE COMPANY CUNA Mutual insurance violation 2014 VA-INS $21,000
TIME INSURANCE COMPANY Haven Holdings insurance violation 2014 VA-INS $19,000
NATIONAL UNION FIRE INSURANCE American International Group insurance violation 2014 VA-INS $8,000
LIBERTY INSURANCE CORPORATION Liberty Mutual Insurance insurance violation 2015 VA-INS $32,675
OLD REPUBLIC NATIONAL TITLE INSURANCE CO Old Republic International insurance violation 2015 VA-INS $5,000
ALLSTATE INSURANCE COMPANY Allstate insurance violation 2015 VA-INS $197,201
ESURANCE INSURANCE COMPANY Allstate insurance violation 2015 VA-INS $50,508
AUTO OWNERS INSURANCE COMPANY Auto-Owners Insurance insurance violation 2015 VA-INS $114,217
FEDERAL INSURANCE CO., Chubb Limited insurance violation 2015 VA-INS $132,761
TNUS INSURANCE COMPANY ET AL. Tokio Marine insurance violation 2015 VA-INS $120,233
PROGRESSIVE ADVANCED INSURANCE CO. Progressive insurance violation 2015 VA-INS $263,479
NATIONWIDE LIFE INSURANCE CO. Nationwide insurance violation 2015 VA-INS $16,340
HCC LIFE INSURANCE COMPANY Tokio Marine insurance violation 2015 VA-INS $9,000
COMPANION LIFE INSURANCE CO. BlueCross BlueShield of South Carolina insurance violation 2016 VA-INS $44,220
ALLIED PROPERTY & CASUALTY INSURANCE CO. Nationwide insurance violation 2016 VA-INS $68,669
HOMESITE INSURANCE COMPANY American Family Insurance insurance violation 2016 VA-INS $94,986
Hartford Accident and Indemnity Company Hartford Financial Services insurance violation 2016 VA-INS $8,131
CINCINNATI INSURANCE COMPANY Cincinnati Financial insurance violation 2016 VA-INS $54,475
Victoria Fire & Casualty Insurance Company Nationwide insurance violation 2016 VA-INS $2,236,476
ALLIED INSURANCE COMPANY OF AMERICA Nationwide insurance violation 2016 VA-INS $8,000
PROGRESSIVE NORTHERN INSURANCE Progressive insurance violation 2016 VA-INS $52,619
AMERICAN STRATEGIC INSURANCE Progressive insurance violation 2016 VA-INS $15,147
ALLIED PROPERTY & CASUALTY INSURANCE CO. Nationwide insurance violation 2017 VA-INS $678,398
SELECTIVE INSURANCE COMPANY OF AMERICA Selective Insurance Group insurance violation 2017 VA-INS $339,333
STATE FARM MUTUAL INSURANCE CO State Farm Insurance insurance violation 2017 VA-INS $50,600
AMERICAN STRATEGIC INSURANCE Progressive insurance violation 2017 VA-INS $41,962
LIBERTY INSURANCE CORP et al. Liberty Mutual Insurance insurance violation 2017 VA-INS $8,652
FEDERAL INSURANCE COMPANY Chubb Limited insurance violation 2017 VA-INS $6,261
PROGRESSIVE DIRECT INSURANCE Progressive insurance violation 2017 VA-INS $9,839,379
UNITED SERVICES AUTOMOBILE ASSOCIATION ET AL. USAA insurance violation 2017 VA-INS $182,209
HARTFORD ACCIDENT & INDEMNITY Hartford Financial Services insurance violation 2017 VA-INS $39,488
UNITED STATES FIRE INSURANCE CO Fairfax Financial Holdings insurance violation 2017 VA-INS $25,000
GRANITE STATE INSURANCE CO. American International Group insurance violation 2018 VA-INS $152,318
TOKIO MARINE KILN SYNDICATES, LTD. Tokio Marine insurance violation 2018 VA-INS $7,500
SELECTIVE INSURANCE CO. ET AL. Selective Insurance Group insurance violation 2018 VA-INS $10,000
MERCURY CASUALTY COMPANY Mercury General Corporation insurance violation 2018 VA-INS $173,650
ACADIA INSURANCE COMPANY ET AL W.R. Berkley insurance violation 2018 VA-INS $91,793
THE GENERAL AUTOMOBILE INSURANCE CO. American Family Insurance insurance violation 2018 VA-INS $66,996
LIBERTY MUTUAL FIRE INSURANCE Liberty Mutual Insurance insurance violation 2018 VA-INS $108,053
PROGRESSIVE NORTHERN INSURANCE CO. Progressive insurance violation 2018 VA-INS $1,818,318
USAA CASUALTY INSURANCE CO ET AL. USAA insurance violation 2018 VA-INS $4,396,720
ELEPHANT INSURANCE COMPANY Admiral Group insurance violation 2018 VA-INS $79,017
Globe Life and Accident Insurance Company Globe Life Inc. insurance violation 2019 VA-INS $15,000
Praetorian Insurance Company QBE Insurance insurance violation 2019 VA-INS $183,819
Elephant Insurance Company Admiral Group insurance violation 2019 VA-INS $47,619
General Automobile Insurance Company, Inc American Family Insurance insurance violation 2019 VA-INS $27,624
National Union Fire Insurance Company of Pittsburgh, Pennsylvania American International Group insurance violation 2019 VA-INS $28,806
Liberty Mutual Fire Insurance Company Liberty Mutual Insurance insurance violation 2019 VA-INS $27,828
Erie Insurance Exchange Erie Indemnity insurance violation 2019 VA-INS $1,921,784
Selective Insurance Company of America Selective Insurance Group insurance violation 2019 VA-INS $10,137
United States Fire Insurance Company Fairfax Financial Holdings insurance violation 2019 VA-INS $5,000
Acadia Insurance Company et al. W.R. Berkley insurance violation 2019 VA-INS $9,341
Nationwide Mutual Fire Insurance Company Nationwide insurance violation 2019 VA-INS $397,667
Progressive Advanced Insurance Company et al. Progressive insurance violation 2019 VA-INS $4,876,344
American Fire and Casualty Company and Ohio Security Insurance Company Liberty Mutual Insurance insurance violation 2019 VA-INS $148,910
Arch Insurance Company Arch Capital insurance violation 2019 VA-INS $26,447
Erie Insurance Company and Erie Insurance Exchange Erie Indemnity insurance violation 2019 VA-INS $90,219
Bristol West Casualty Insurance Company and Bristol West Insurance Company Zurich Insurance insurance violation 2020 VA-INS $27,560
Bristol West Casualty Insurance Company and Bristol West Insurance Company Zurich Insurance insurance violation 2020 VA-INS $91,872
John Hancock Life Insurance Company Manulife Financial insurance violation 2020 VA-INS $60,600
Jefferson National Life Insurance Company Nationwide insurance violation 2020 VA-INS $27,600
The Travelers Indemnity Company ofAmerica Travelers insurance violation 2020 VA-INS $49,500
Dairyland Insurance Co. and Peak Property and Casualty Insurance Corp. Sentry Insurance insurance violation 2020 VA-INS $140,492
Carefirst Bluechoice, Inc. CareFirst of Maryland insurance violation 2020 VA-INS $90,600
Group Hospitalization and Medical Services, Inc. CareFirst of Maryland insurance violation 2020 VA-INS $36,250
American Income Life Insurance Company Globe Life Inc. insurance violation 2020 VA-INS $18,000
Life Insurance Company of the Southwest National Life Group insurance violation 2020 VA-INS $6,600
Allied Property & Casualty Insurance Company et al. Nationwide insurance violation 2020 VA-INS $17,500
Allied Property & Casualty Insurance Company et al. Nationwide insurance violation 2020 VA-INS $20,000
ALLIED CASH ADVANCE VIRGINIA CNG Financial consumer protection violation 2008 VA-FIN $38,000
ALLIED HOME MORTGAGE CAPITAL Americus Mortgage consumer protection violation 2008 VA-FIN $5,000
ALLIED HOME MORTGAGE CAPITAL Americus Mortgage consumer protection violation 2010 VA-FIN $25,000
ACE CASH EXPRESS, INC. ACE Cash Express consumer protection violation 2010 VA-FIN $150,000
FREEDOM MORTGAGE CORPORATION Freedom Mortgage consumer protection violation 2016 VA-FIN $17,000
ACE CASH EXPRESS, INC. ACE Cash Express consumer protection violation 2016 VA-FIN $45,000
Barclays Capital Inc. Barclays toxic securities abuses 2016 VA-AG $9,000,000
CashCall, Inc. CashCall Inc. consumer protection violation 2017 VA-AG $15,335,000
Citigroup Global Markets Inc. Citigroup toxic securities abuses 2016 VA-AG $4,750,000
Countrywide Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. Bank of America toxic securities abuses 2016 VA-AG $19,500,000
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)