Violation Tracker Industry Summary Page

Industry: 
financial services
Penalty Total since 2000: 
$330,904,834,105
Number of Records: 
6,093
Note: 
The totals include only those entries matched to a parent company. The industry designation is the primary one for the parent's operations overall. The totals are adjusted to account for the fact that each parent's entries may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. They are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the individual records list below.

Top 10 Parent CompaniesTotal Penalty $Number of Records
Bank of America$82,737,699,939214
JPMorgan Chase$35,744,240,670158
Citigroup$25,450,155,764122
Wells Fargo$21,340,036,745181
Deutsche Bank$18,156,533,87859
UBS$16,792,800,91083
Goldman Sachs$16,365,468,98744
Royal Bank of Scotland$13,455,904,00027
BNP Paribas$12,132,582,95017
Credit Suisse$10,410,557,62632


Individual Penalty Records:

Click on the company or penalty amount for more information on each case. Click on the parent name to reach the summary page for that parent company.
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)
Company Parent Primary Offense Type Year Agencysort icon Penalty Amount
Sentry Insurance Sentry Insurance insurance violation 2008 TX-INS $5,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2008 TX-INS $6,000
Ace American Insurance Company Chubb Limited insurance violation 2008 TX-INS $17,500
Ace American Insurance Company Chubb Limited insurance violation 2008 TX-INS $14,875
Indemnity Insurance Company of North America Chubb Limited insurance violation 2008 TX-INS $18,000
Old Republic Insurance Company Old Republic International insurance violation 2008 TX-INS $18,000
Virginia Surety Company, Inc. Assurant insurance violation 2008 TX-INS $7,000
Ace American Insurance Company et al. Chubb Limited insurance violation 2008 TX-INS $50,000
Ace American Insurance Company Chubb Limited insurance violation 2008 TX-INS $37,500
Indemnity Insurance Company of North America Chubb Limited insurance violation 2008 TX-INS $7,500
Zurich American Insurance Company Zurich Insurance insurance violation 2009 TX-INS $15,000
American Home Assurance Company American International Group insurance violation 2009 TX-INS $22,500
Fidelity and Guaranty Insurance Company Fidelity National Financial insurance violation 2009 TX-INS $9,000
The Insurance Company of the State of Pennsylvania American International Group insurance violation 2009 TX-INS $7,500
New Hampshire Insurance Company American International Group insurance violation 2009 TX-INS $7,500
Stewart Title Guaranty Company Stewart Information Services insurance violation 2009 TX-INS $55,000
Old Republic Insurance Company Old Republic International insurance violation 2009 TX-INS $7,500
United States Fire Insurance Company of Plano Fairfax Financial Holdings insurance violation 2009 TX-INS $10,500
American Home Assurance Company et al. American International Group insurance violation 2010 TX-INS $650,000
Hartford Accident and Indemnity Company Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Casualty Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Lloyd's Corporation Hartford Financial Services insurance violation 2010 TX-INS $18,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $18,000
Property and Casualty Insurance Company of Hartford Hartford Financial Services insurance violation 2010 TX-INS $18,000
Sentinel Insurance Company Ltd. Hartford Financial Services insurance violation 2010 TX-INS $10,000
Trumbull Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $10,000
Wausau Business Insurance Company Liberty Mutual Insurance insurance violation 2010 TX-INS $5,000
Safeco Lloyds Insurance Co. Liberty Mutual Insurance insurance violation 2010 TX-INS $5,000
Insurance Company of the State of Pennsylvania American International Group insurance violation 2010 TX-INS $175,000
New Hampshire Insurance Company American International Group insurance violation 2010 TX-INS $175,000
Standard Fire Insurance Company Travelers insurance violation 2010 TX-INS $8,000
Ace American Insurance Company Chubb Limited insurance violation 2010 TX-INS $74,000
Ace American Insurance Company Chubb Limited insurance violation 2010 TX-INS $147,000
Allstate Insurance Company Allstate insurance violation 2010 TX-INS $879,510
Liberty Mutual Fire Insurance Company Liberty Mutual Insurance insurance violation 2010 TX-INS $50,000
Liberty Mutual Insurance Company Liberty Mutual Insurance insurance violation 2010 TX-INS $17,000
Liberty Insurance Corporation Liberty Mutual Insurance insurance violation 2010 TX-INS $153,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2010 TX-INS $30,000
Arch Insurance Company Arch Capital insurance violation 2010 TX-INS $14,000
State Farm General Insurance Company State Farm Insurance insurance violation 2010 TX-INS $40,000
Fidelity & Guaranty Insurance Company Fidelity National Financial insurance violation 2010 TX-INS $50,000
American Zurich Insurance Company Zurich Insurance insurance violation 2010 TX-INS $32,000
Commerce and Industry Insurance Company American International Group insurance violation 2010 TX-INS $60,000
Sentry Insurance, A Mutual Company Sentry Insurance insurance violation 2010 TX-INS $7,200
Zurich American Insurance Company Zurich Insurance insurance violation 2010 TX-INS $45,000
American Guarantee & Liability Insurance Company Zurich Insurance insurance violation 2010 TX-INS $30,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2010 TX-INS $78,000
New Hampshire Insurance Company American International Group insurance violation 2010 TX-INS $40,000
Old Republic Insurance Company Old Republic International insurance violation 2010 TX-INS $41,000
Old Republic Insurance Company Old Republic International insurance violation 2010 TX-INS $12,500
Travelers Indemnity Company Travelers insurance violation 2010 TX-INS $55,000
Travelers Indemnity Company Travelers insurance violation 2010 TX-INS $60,000
Travelers Property Casualty Company of America Travelers insurance violation 2010 TX-INS $20,000
Stewart Title Guaranty Company Stewart Information Services insurance violation 2010 TX-INS $525,418
XL Specialty Insurance Company AXA insurance violation 2011 TX-INS $25,000
SCOR Global Life U.S. Re Insurance Company SCOR insurance violation 2011 TX-INS $99,000
SCOR Global Life U.S. Re Insurance Company of Texas SCOR insurance violation 2011 TX-INS $90,000
Ace American Insurance Company Chubb Limited insurance violation 2011 TX-INS $48,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2011 TX-INS $68,000
Virginia Surety Company Inc. Assurant insurance violation 2011 TX-INS $200,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2011 TX-INS $18,000
Marsh USA Inc. Marsh & McLennan insurance violation 2011 TX-INS $121,189
American Zurich Insurance Company Zurich Insurance insurance violation 2011 TX-INS $9,000
Hanover Insurance Company Hanover Insurance insurance violation 2011 TX-INS $15,000
Indemnity Insurance Company of North America Chubb Limited insurance violation 2011 TX-INS $15,500
New Hampshire Insurance Company American International Group insurance violation 2011 TX-INS $5,000
Zurich American Insurance Company Zurich Insurance insurance violation 2011 TX-INS $10,000
Hartford Casualty Insurance Corporation Hartford Financial Services insurance violation 2011 TX-INS $5,500
Hartford Fire Insurance Company Hartford Financial Services insurance violation 2011 TX-INS $85,000
XL Insurance America Inc. AXA insurance violation 2011 TX-INS $7,000
America First Lloyds Insurance Company Liberty Mutual Insurance insurance violation 2011 TX-INS $9,000
Ace American Insurance Company Chubb Limited insurance violation 2011 TX-INS $40,000
Great American Assurance Co. et al. American Financial Group insurance violation 2011 TX-INS $195,000
Accident Fund Insurance Co. of America AF Group insurance violation 2011 TX-INS $8,000
Chubb Indemnity Insurance Co. Chubb Limited insurance violation 2011 TX-INS $24,000
Federal Insurance Co. Chubb Limited insurance violation 2011 TX-INS $17,500
Ace American Insurance Company Chubb Limited insurance violation 2012 TX-INS $8,500
American Zurich Insurance Company Zurich Insurance insurance violation 2012 TX-INS $27,500
Employers Insurance Company of Wausau Liberty Mutual Insurance insurance violation 2012 TX-INS $15,000
Hartford Underwriters Insurance Company Hartford Financial Services insurance violation 2012 TX-INS $5,000
Liberty Mutual Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $16,500
Wausau Business Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $16,000
Illinois National Insurance Company American International Group insurance violation 2012 TX-INS $8,900
Liberty Insurance Corporation Liberty Mutual Insurance insurance violation 2012 TX-INS $5,000
New Hampshire Insurance Company American International Group insurance violation 2012 TX-INS $16,000
Wausau Underwriters Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $5,000
Hartford Insurance Company of the Midwest Hartford Financial Services insurance violation 2012 TX-INS $13,000
Praetorian Insurance Company QBE Insurance insurance violation 2012 TX-INS $14,000
Travelers Property Casualty Company of America Travelers insurance violation 2012 TX-INS $25,000
Wausau Business Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $12,000
The Netherlands Insurance Company Liberty Mutual Insurance insurance violation 2012 TX-INS $8,000
LM Insurance Corporation Liberty Mutual Insurance insurance violation 2012 TX-INS $62,500
Zurich American Insurance Company Zurich Insurance insurance violation 2012 TX-INS $35,000
Old Republic Insurance Company Old Republic International insurance violation 2012 TX-INS $5,000
Arch Insurance Company Arch Capital insurance violation 2012 TX-INS $26,500
American Home Assurance Co. American International Group insurance violation 2012 TX-INS $20,784
New Hampshire Insurance Company American International Group insurance violation 2012 TX-INS $18,096
Illinois National Insurance Company American International Group insurance violation 2012 TX-INS $5,856
Sentry Insurance, A Mutual Company Sentry Insurance insurance violation 2012 TX-INS $13,750
Download results as CSV or XML (maximum 10,000; for access to larger downloads contact Phil Mattera)