1st Financial Bank U.S.A. |
1st Financial Bank USA |
banking violation |
2005 |
WI-AG |
$43,142 |
1st Financial Bank USA |
1st Financial Bank USA |
banking violation |
2010 |
FDIC |
$10,140,000 |
1ST FINANCIAL BANK USA |
1st Financial Bank USA |
banking violation |
2009 |
FDIC |
(*) $140,000 |
21st Century Centennial Insurance Co. |
Zurich Insurance |
insurance violation |
2016 |
DE-INS |
$27,500 |
21st Century Centennial Insurance Company |
Zurich Insurance |
insurance violation |
2014 |
NY-DFS |
$9,000 |
21st Century Centennial Insurance Company |
Zurich Insurance |
insurance violation |
2015 |
NY-DFS |
$36,500 |
21st Century Insurance Co. and 21st Century Casualty Co. |
Zurich Insurance |
insurance violation |
2007 |
CA-INS |
$50,000 |
21st Century National Insurance Company |
Zurich Insurance |
insurance violation |
2010 |
NJ-DBI |
$10,000 |
21st Century National Insurance Company |
Zurich Insurance |
insurance violation |
2015 |
NY-DFS |
$25,000 |
21st Century Pacific Insurance Company |
Zurich Insurance |
insurance violation |
2012 |
OR-FIN |
$20,000 |
A.G. Edwards |
Wells Fargo |
wage and hour violation |
2009 |
private lawsuit-federal |
$12,000,000 |
A.G. Edwards |
Wells Fargo |
wage and hour violation |
2007 |
private lawsuit-federal |
$20,000,000 |
A.G. Edwards & Sons Inc. |
Wells Fargo |
investor protection violation |
2003 |
NE-DBF |
$20,000 |
A.G. Edwards & Sons Inc. |
Wells Fargo |
investor protection violation |
2007 |
SC-SEC |
$575,000 |
A.G. Edwards & Sons Inc. |
Wells Fargo |
investor protection violation |
2008 |
TX-SEC |
$5,000 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
data submission deficiencies |
2003 |
CFTC |
$45,000 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
investor protection violation |
2007 |
SEC |
$3,860,000 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
investor protection violation |
2006 |
SEC |
$125,000 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
investor protection violation |
2008 |
NJ-AG |
$387,000 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
investor protection violation |
2011 |
MO-SEC |
$765,993 |
A.G. Edwards & Sons, Inc. |
Wells Fargo |
investor protection violation |
2017 |
MO-SEC |
$25,672 |
A.G. Edwards and Sons Inc. |
Wells Fargo |
economic sanction violation |
2008 |
OFAC |
$122,358 |
ABN AMRO |
ABN AMRO |
economic sanction violation |
2005 |
NY-DFS |
$20,000,000 |
ABN AMRO Bank N.V. renamed the Royal Bank of Scotland N.V. |
ABN AMRO |
economic sanction violation |
2010 |
DOJ_CRIMINAL |
$500,000,000 |
ABN AMRO Bank, Inc |
ABN AMRO |
economic sanction violation |
2004 |
OFAC |
$25,847 |
ABN AMRO Bank, N.V. |
ABN AMRO |
economic sanction violation |
2006 |
OFAC |
$40,000,000 |
ABN AMRO Bank, N.V. |
ABN AMRO |
investor protection violation |
2013 |
SEC |
$5,547,408 |
ABN AMRO Clearing Chicago LLC |
ABN AMRO |
investor protection violation |
2013 |
CFTC |
$1,000,000 |
ABN AMRO Clearing Chicago LLC |
ABN AMRO |
investor protection violation |
2018 |
CFTC |
$160,000 |
ABN AMRO Clearing Chicago LLC |
ABN AMRO |
investor protection violation |
2020 |
SEC |
$586,000 |
ABN AMRO Incorporated |
ABN AMRO |
investor protection violation |
2001 |
SEC |
$200,000 |
ABN AMRO Mortgage Group |
ABN AMRO |
mortgage abuses |
2006 |
HUD |
$41,000,000 |
ACADIA INSURANCE COMPANY ET AL |
W.R. Berkley |
insurance violation |
2018 |
VA-INS |
$91,793 |
Acadia Insurance Company et al. |
W.R. Berkley |
insurance violation |
2019 |
VA-INS |
$9,341 |
Accident Fund General Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund General Insurance Company |
AF Group |
insurance violation |
2014 |
TX-INS |
$28,000 |
Accident Fund General Insurance Company |
AF Group |
insurance violation |
2018 |
TX-INS |
$75,000 |
Accident Fund General Insurance Company |
AF Group |
insurance violation |
2018 |
TX-INS |
$6,400 |
Accident Fund Insurance Co. of America |
AF Group |
insurance violation |
2011 |
TX-INS |
$8,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2012 |
AZ-INS |
$5,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2014 |
TX-INS |
$19,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2017 |
TX-INS |
$20,000 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2018 |
TX-INS |
$13,500 |
Accident Fund Insurance Company of America |
AF Group |
insurance violation |
2018 |
TX-INS |
$19,800 |
Accident Fund National Insurance Co. |
AF Group |
insurance violation |
2018 |
MO-INS |
$5,000 |
Accident Fund National Insurance Company |
AF Group |
insurance violation |
2018 |
TX-INS |
$19,100 |
Accident Fund National Insurance Company |
AF Group |
insurance violation |
2019 |
TX-INS |
$5,000 |
Accordia Life and Annuity Co. |
Global Atlantic Financial Group |
insurance violation |
2019 |
AZ-INS |
$50,000 |
Accordia Life and Annuity Co. |
Global Atlantic Financial Group |
insurance violation |
2018 |
MD-INS |
$48,600 |
Accordia Life and Annuity Co. |
Global Atlantic Financial Group |
insurance violation |
2018 |
MT-INS |
$25,000 |
Accordia Life and Annuity Company |
Global Atlantic Financial Group |
insurance violation |
2019 |
SD-INS |
$120,000 |
Accordia Life And Annuity Company |
Global Atlantic Financial Group |
insurance violation |
2018 |
WA-INS |
$130,000 |
Ace America's Cash Express |
ACE Cash Express |
wage and hour violation |
2004 |
CA-LCO |
$75,000 |
Ace America's Cash Express, Inc. |
ACE Cash Express |
wage and hour violation |
2004 |
WHD |
$26,295 |
Ace American Insurance Co. |
Chubb Limited |
insurance violation |
2003 |
FL-OFR |
$6,000 |
Ace American Insurance Co. |
Chubb Limited |
insurance violation |
2007 |
FL-OFR |
$56,000 |
Ace American Insurance Co. |
Chubb Limited |
insurance violation |
2016 |
MO-INS |
$47,500 |
Ace American Insurance Co. |
Chubb Limited |
insurance violation |
2009 |
UT-INS |
$141,500 |
Ace American Insurance Co. |
Chubb Limited |
insurance violation |
2020 |
TX-INS |
$19,500 |
ACE American Insurance Co. et al. |
Chubb Limited |
insurance violation |
2013 |
ME-INS |
$30,550 |
ACE American Insurance Company |
Chubb Limited |
insurance violation |
2007 |
OR-FIN |
$15,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2008 |
TX-INS |
$17,500 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2008 |
TX-INS |
$14,875 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2008 |
TX-INS |
$37,500 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2010 |
TX-INS |
$74,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2010 |
TX-INS |
$147,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2011 |
TX-INS |
$48,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2011 |
TX-INS |
$40,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2012 |
TX-INS |
$8,500 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2014 |
TX-INS |
$44,079 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2014 |
TX-INS |
$45,000 |
ACE American Insurance Company |
Chubb Limited |
insurance violation |
2015 |
TX-INS |
$250,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2015 |
TX-INS |
$6,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2015 |
TX-INS |
$16,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2015 |
TX-INS |
$9,900 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2015 |
TX-INS |
$15,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2017 |
TX-INS |
$5,255 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2018 |
TX-INS |
$22,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2018 |
TX-INS |
$7,500 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2018 |
TX-INS |
$9,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2019 |
TX-INS |
$18,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2019 |
TX-INS |
$5,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2011 |
WA-INS |
$50,000 |
Ace American Insurance Company |
Chubb Limited |
insurance violation |
2020 |
WA-INS |
$750,000 |
ACE American Insurance Company ET AL. |
Chubb Limited |
False Claims Act and related |
2010 |
NY-AG |
$70,000,000 |
Ace American Insurance Company et al. |
Chubb Limited |
insurance violation |
2008 |
TX-INS |
$50,000 |
ACE AMERICAN INSURANCE COMPANY ET AL. |
Chubb Limited |
insurance violation |
2020 |
WA-INS |
$50,000 |
ACE American Reinsurance Company |
Chubb Limited |
insurance violation |
2006 |
OR-FIN |
$8,300 |
ACE Cash Express |
ACE Cash Express |
consumer protection violation |
2014 |
CFPB |
$15,000,000 |
Ace Cash Express |
ACE Cash Express |
consumer protection violation |
2009 |
OH-BKG |
$7,050 |
Ace Cash Express Inc. |
ACE Cash Express |
consumer protection violation |
2002 |
MD-FIN |
$164,000 |
ACE Cash Express Inc. |
ACE Cash Express |
consumer protection violation |
2017 |
PA-BKG |
$80,000 |
Ace Cash Express, Inc. |
ACE Cash Express |
wage and hour violation |
2012 |
WHD |
$18,852 |
Ace Cash Express, Inc. |
ACE Cash Express |
wage and hour violation |
2005 |
WHD |
$12,796 |
ACE Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2002 |
CO-AG |
$1,300,000 |
ACE Cash Express, Inc. |
ACE Cash Express |
payday lending violation |
2010 |
CA-DFPI |
$118,400 |
ACE Cash Express, Inc. |
ACE Cash Express |
payday lending violation |
2015 |
CA-DFPI |
$22,500 |
ACE Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2016 |
FL-OFR |
$28,000 |
ACE Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2015 |
MD-FIN |
$353,286 |
Ace Cash Express, Inc. |
ACE Cash Express |
consumer protection violation |
2009 |
NE-DBF |
$15,550 |